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HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 401k Plan overview

Plan NameHORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN
Plan identification number 001

HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name:HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC
Employer identification number (EIN):364544955
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Additional information about HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-09-01
Company Identification Number: 0802284339
Legal Registered Office Address: 312 FARMINGTON AVE

FARMINGTON
United States of America (USA)
06032

More information about HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01ROBERT D. POMEROY JR.2013-07-11 ROBERT D. POMEROY JR.2013-07-11
0012011-01-01ROBERT POMEROY JR.2012-05-15 ROBERT POMEROY JR.2012-05-15
0012010-01-01ROBERT D. POMEROY, JR.2011-06-06 ROBERT D. POMEROY, JR.2011-06-06
0012009-01-01ROBERT D. POMEROY ROBERT D. POMEROY2010-07-28

Plan Statistics for HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN

401k plan membership statisitcs for HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN

Measure Date Value
2009: HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0114
Total number of active participants reported on line 7a of the Form 55002009-01-0113
Number of retired or separated participants receiving benefits2009-01-011
Total of all active and inactive participants2009-01-0114
Total participants2009-01-0114
Number of participants with account balances2009-01-0114

Form 5500 Responses for HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN

2009: HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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