ROYCE & ASSOCIATES GP, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-14,407,985 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,330,314 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,327,422 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,193,936 |
Value of total assets at end of year | 2022-12-31 | $107,408,425 |
Value of total assets at beginning of year | 2022-12-31 | $124,146,724 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $2,892 |
Total interest from all sources | 2022-12-31 | $56,563 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,239,233 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,239,233 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $25,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,733,769 |
Participant contributions at end of year | 2022-12-31 | $293,665 |
Participant contributions at beginning of year | 2022-12-31 | $367,016 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $40,115,720 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $42,647,013 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $682,908 |
Other income not declared elsewhere | 2022-12-31 | $-5,641,314 |
Administrative expenses (other) incurred | 2022-12-31 | $2,892 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-16,738,299 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $107,408,425 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $124,146,724 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $41,716,439 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $53,620,235 |
Interest on participant loans | 2022-12-31 | $14,439 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $18,070,075 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $20,539,522 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $7,212,526 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $6,972,938 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $6,972,938 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $42,124 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,107,917 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-3,148,486 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $777,259 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,327,422 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2022-12-31 | 133447681 |
2021 : ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $21,514,776 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $7,137,991 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $7,133,795 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,601,222 |
Value of total assets at end of year | 2021-12-31 | $124,146,724 |
Value of total assets at beginning of year | 2021-12-31 | $109,769,939 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $4,196 |
Total interest from all sources | 2021-12-31 | $27,640 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,033,605 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,033,605 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,594,828 |
Participant contributions at end of year | 2021-12-31 | $367,016 |
Participant contributions at beginning of year | 2021-12-31 | $420,585 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $42,647,013 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $37,200,623 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $100,000 |
Other income not declared elsewhere | 2021-12-31 | $4,916,160 |
Administrative expenses (other) incurred | 2021-12-31 | $4,196 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $14,376,785 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $124,146,724 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $109,769,939 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $53,620,235 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $44,571,216 |
Interest on participant loans | 2021-12-31 | $19,160 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $20,539,522 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $20,820,367 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $6,972,938 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $6,757,148 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $6,757,148 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $8,480 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,798,941 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $6,137,208 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $906,394 |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $7,133,795 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2021-12-31 | 133447681 |
2020 : ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $17,733,065 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,729,699 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,727,363 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,847,568 |
Value of total assets at end of year | 2020-12-31 | $109,769,939 |
Value of total assets at beginning of year | 2020-12-31 | $95,766,573 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,336 |
Total interest from all sources | 2020-12-31 | $52,320 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,653,666 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,653,666 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,620,305 |
Participant contributions at end of year | 2020-12-31 | $420,585 |
Participant contributions at beginning of year | 2020-12-31 | $436,342 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $37,200,623 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $33,258,062 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $103,968 |
Other income not declared elsewhere | 2020-12-31 | $5,030,458 |
Administrative expenses (other) incurred | 2020-12-31 | $2,336 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $14,003,366 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $109,769,939 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $95,766,573 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $44,571,216 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $38,816,872 |
Interest on participant loans | 2020-12-31 | $22,351 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $20,820,367 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $16,712,790 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $6,757,148 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $6,312,988 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $6,312,988 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $29,969 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,059,540 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $4,089,513 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,123,295 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $229,519 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,727,363 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2020-12-31 | 133447681 |
2019 : ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $19,361,167 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $5,627,237 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,624,714 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,405,201 |
Value of total assets at end of year | 2019-12-31 | $95,766,573 |
Value of total assets at beginning of year | 2019-12-31 | $82,032,643 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,523 |
Total interest from all sources | 2019-12-31 | $114,144 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,609,851 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,609,851 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,572,059 |
Participant contributions at end of year | 2019-12-31 | $436,342 |
Participant contributions at beginning of year | 2019-12-31 | $502,903 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $33,258,062 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $29,535,709 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $6,737 |
Other income not declared elsewhere | 2019-12-31 | $4,689,861 |
Administrative expenses (other) incurred | 2019-12-31 | $2,523 |
Total non interest bearing cash at end of year | 2019-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $4,170 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $13,733,930 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $95,766,573 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $82,032,643 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $38,816,872 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $32,808,347 |
Interest on participant loans | 2019-12-31 | $23,800 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $16,712,790 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $12,483,461 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $6,312,988 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $6,457,665 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $6,457,665 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $90,344 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,069,716 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $3,472,394 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,826,405 |
Employer contributions (assets) at end of year | 2019-12-31 | $229,519 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $240,388 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,624,714 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2019-12-31 | 133447681 |
2018 : ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $242 |
Total income from all sources (including contributions) | 2018-12-31 | $-4,706,453 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,785,926 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,783,765 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,704,105 |
Value of total assets at end of year | 2018-12-31 | $82,032,643 |
Value of total assets at beginning of year | 2018-12-31 | $92,525,264 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $2,161 |
Total interest from all sources | 2018-12-31 | $75,671 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $4,262,255 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $4,262,255 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,528,609 |
Participant contributions at end of year | 2018-12-31 | $502,903 |
Participant contributions at beginning of year | 2018-12-31 | $357,583 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $29,535,709 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $33,203,766 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $329,776 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $242 |
Other income not declared elsewhere | 2018-12-31 | $-2,914,733 |
Administrative expenses (other) incurred | 2018-12-31 | $2,161 |
Total non interest bearing cash at end of year | 2018-12-31 | $4,170 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-10,492,379 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $82,032,643 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $92,525,022 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $32,808,347 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $47,830,948 |
Interest on participant loans | 2018-12-31 | $21,797 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $12,483,461 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $4,292,823 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $6,457,665 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $6,345,877 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $6,345,877 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $53,874 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-7,488,881 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-2,344,870 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,845,720 |
Employer contributions (assets) at end of year | 2018-12-31 | $240,388 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $494,267 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,783,765 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2018-12-31 | 133447681 |
2017 : ROYCE & ASSOCIATES GP, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $242 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $15,787,242 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,436,169 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,436,094 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,556,907 |
Value of total assets at end of year | 2017-12-31 | $92,525,264 |
Value of total assets at beginning of year | 2017-12-31 | $80,173,949 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $75 |
Total interest from all sources | 2017-12-31 | $50,526 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $4,103,370 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $4,103,370 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $60,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,314,918 |
Participant contributions at end of year | 2017-12-31 | $357,583 |
Participant contributions at beginning of year | 2017-12-31 | $373,234 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $33,203,766 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $29,582,465 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $476,445 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $242 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Other income not declared elsewhere | 2017-12-31 | $4,336,155 |
Administrative expenses (other) incurred | 2017-12-31 | $75 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $12,351,073 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $92,525,022 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $80,173,949 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $47,830,948 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $44,863,606 |
Interest on participant loans | 2017-12-31 | $17,034 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $4,292,823 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $6,345,877 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $4,863,434 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $4,863,434 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $33,492 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,208,069 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $532,215 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,765,544 |
Employer contributions (assets) at end of year | 2017-12-31 | $494,267 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $491,210 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,436,094 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | LILLING & COMPANY LLP |
Accountancy firm EIN | 2017-12-31 | 133447681 |