LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 401k Plan overview

Plan Name	LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP
Plan identification number	001

LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

TRUSTEES OF LIQUOR AND ALLIED WKRS UNION, LOCAL 3 EMP DEFERRED COMP has sponsored the creation of one or more 401k plans.

Company Name:	TRUSTEES OF LIQUOR AND ALLIED WKRS UNION, LOCAL 3 EMP DEFERRED COMP
Employer identification number (EIN):	367270398
NAIC Classification:	424800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	JEREMY KRUIDENIER	2023-10-05	PATRICK DUFF JR	2023-10-05
001	2021-01-01	JEREMY KRUIDENIER	2022-10-06	PATRICK DUFF JR	2022-10-06
001	2020-01-01	PATRICK G DUFF JR	2021-10-04	PATRICK G DUFF JR	2021-10-04
001	2019-01-01	PATRICK G DUFF JR	2020-10-06
001	2018-01-01	PATRICK G DUFF JR	2019-10-14	KARIN MATURA	2019-10-14
001	2017-01-01
001	2016-01-01
001	2016-01-01	PATRICK G DUFF JR	2017-10-14
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	EMPLOYER TRUSTEE		UNION TRUSTEE	2013-10-16
001	2011-01-01	EMPLOYER TRUSTEE		UNION TRUSTEE	2012-10-15
001	2010-01-01	EMPLOYER TRUSTEE		UNION TRUSTEE	2011-10-14
001	2009-01-01	EMPLOYER TRUSTEE		UNION TRUSTEE	2010-10-13

Plan Statistics for LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP

401k plan membership statisitcs for LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP

Measure	Date	Value
2022: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,527
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,305
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,323
Total of all active and inactive participants	2022-01-01	2,628
Total participants	2022-01-01	2,628
Number of participants with account balances	2022-01-01	2,628
Number of employers contributing to the scheme	2022-01-01	5
2021: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,543
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,266
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,261
Total of all active and inactive participants	2021-01-01	2,527
Total participants	2021-01-01	2,527
Number of participants with account balances	2021-01-01	2,527
Number of employers contributing to the scheme	2021-01-01	6
2020: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,491
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,379
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,164
Total of all active and inactive participants	2020-01-01	2,543
Total participants	2020-01-01	2,543
Number of participants with account balances	2020-01-01	2,543
Number of employers contributing to the scheme	2020-01-01	6
2019: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2,421
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,404
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,087
Total of all active and inactive participants	2019-01-01	2,491
Total participants	2019-01-01	2,491
Number of participants with account balances	2019-01-01	2,491
Number of employers contributing to the scheme	2019-01-01	6
2018: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2018 401k membership
Total participants, beginning-of-year	2018-01-01	2,403
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,332
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,089
Total of all active and inactive participants	2018-01-01	2,421
Total participants	2018-01-01	2,421
Number of participants with account balances	2018-01-01	2,421
Number of employers contributing to the scheme	2018-01-01	8
2017: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2,341
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,165
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,238
Total of all active and inactive participants	2017-01-01	2,403
Total participants	2017-01-01	2,403
Number of participants with account balances	2017-01-01	2,403
Number of employers contributing to the scheme	2017-01-01	8
2016: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,346
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,341
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,000
Total of all active and inactive participants	2016-01-01	2,341
Total participants	2016-01-01	2,341
Number of participants with account balances	2016-01-01	2,341
Number of employers contributing to the scheme	2016-01-01	8
2015: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,098
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,370
Number of other retired or separated participants entitled to future benefits	2015-01-01	976
Total of all active and inactive participants	2015-01-01	2,346
Total participants	2015-01-01	2,346
Number of participants with account balances	2015-01-01	2,346
Number of employers contributing to the scheme	2015-01-01	9
2014: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,176
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,378
Number of other retired or separated participants entitled to future benefits	2014-01-01	720
Total of all active and inactive participants	2014-01-01	2,098
Total participants	2014-01-01	2,098
Number of participants with account balances	2014-01-01	2,098
Number of employers contributing to the scheme	2014-01-01	7
2013: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,062
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,216
Number of other retired or separated participants entitled to future benefits	2013-01-01	960
Total of all active and inactive participants	2013-01-01	2,176
Total participants	2013-01-01	2,176
Number of participants with account balances	2013-01-01	2,176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
Number of employers contributing to the scheme	2013-01-01	7
2012: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,097
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,212
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	846
Total of all active and inactive participants	2012-01-01	2,062
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2,062
Number of participants with account balances	2012-01-01	2,062
Number of employers contributing to the scheme	2012-01-01	6
2011: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,081
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,195
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	900
Total of all active and inactive participants	2011-01-01	2,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2,097
Number of participants with account balances	2011-01-01	2,097
Number of employers contributing to the scheme	2011-01-01	7
2010: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,122
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,183
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	898
Total of all active and inactive participants	2010-01-01	2,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	2,081
Number of participants with account balances	2010-01-01	2,081
Number of employers contributing to the scheme	2010-01-01	6
2009: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,911
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,212
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	910
Total of all active and inactive participants	2009-01-01	2,122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,122
Number of participants with account balances	2009-01-01	2,122
Number of employers contributing to the scheme	2009-01-01	6

Financial Data on LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP

Measure	Date	Value
2022 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$116,951
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$15,290
Total income from all sources (including contributions)	2022-12-31	$-22,146,139
Total of all expenses incurred	2022-12-31	$10,051,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$9,747,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$19,150,911
Value of total assets at end of year	2022-12-31	$246,133,282
Value of total assets at beginning of year	2022-12-31	$278,229,024
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$303,574
Total interest from all sources	2022-12-31	$148,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$258,691
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$6,974,452
Participant contributions at end of year	2022-12-31	$3,426,519
Participant contributions at beginning of year	2022-12-31	$3,577,044
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$3,921,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$86,951
Other income not declared elsewhere	2022-12-31	$7,225,641
Administrative expenses (other) incurred	2022-12-31	$44,883
Liabilities. Value of operating payables at end of year	2022-12-31	$30,000
Liabilities. Value of operating payables at beginning of year	2022-12-31	$15,290
Total non interest bearing cash at end of year	2022-12-31	$113,440
Total non interest bearing cash at beginning of year	2022-12-31	$20,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-32,197,403
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$246,016,331
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$278,213,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$171,941,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$211,205,518
Interest on participant loans	2022-12-31	$141,969
Interest earned on other investments	2022-12-31	$6,745
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$70,651,477
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$63,425,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-48,671,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$8,255,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$9,747,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CALIBRE CPA GROUP, PLLC
Accountancy firm EIN	2022-12-31	470900880
2021 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$15,290
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$90,033
Total income from all sources (including contributions)	2021-12-31	$48,117,962
Total of all expenses incurred	2021-12-31	$12,590,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$12,352,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$15,550,951
Value of total assets at end of year	2021-12-31	$278,229,024
Value of total assets at beginning of year	2021-12-31	$242,776,538
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$238,150
Total interest from all sources	2021-12-31	$312,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$190,683
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$6,374,274
Participant contributions at end of year	2021-12-31	$3,577,044
Participant contributions at beginning of year	2021-12-31	$3,721,278
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$792,975
Other income not declared elsewhere	2021-12-31	$2,439,810
Administrative expenses (other) incurred	2021-12-31	$47,467
Liabilities. Value of operating payables at end of year	2021-12-31	$15,290
Liabilities. Value of operating payables at beginning of year	2021-12-31	$90,033
Total non interest bearing cash at end of year	2021-12-31	$20,626
Total non interest bearing cash at beginning of year	2021-12-31	$123,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$35,527,229
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$278,213,734
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$242,686,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$211,205,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$177,923,023
Interest on participant loans	2021-12-31	$148,618
Interest earned on other investments	2021-12-31	$164,325
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$22,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$22,892
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$63,425,836
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$60,986,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$29,814,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$8,383,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$12,352,583
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	CALIBRE CPA GROUP, PLLC
Accountancy firm EIN	2021-12-31	470900880
2020 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$90,033
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$84,124
Total income from all sources (including contributions)	2020-12-31	$46,075,237
Total of all expenses incurred	2020-12-31	$8,860,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$8,581,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$16,401,813
Value of total assets at end of year	2020-12-31	$242,776,538
Value of total assets at beginning of year	2020-12-31	$205,555,396
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$278,088
Total interest from all sources	2020-12-31	$306,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$230,486
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$7,215,375
Participant contributions at end of year	2020-12-31	$3,721,278
Participant contributions at beginning of year	2020-12-31	$3,148,148
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$479,000
Other income not declared elsewhere	2020-12-31	$7,491,378
Administrative expenses (other) incurred	2020-12-31	$47,602
Liabilities. Value of operating payables at end of year	2020-12-31	$90,033
Liabilities. Value of operating payables at beginning of year	2020-12-31	$84,124
Total non interest bearing cash at end of year	2020-12-31	$123,319
Total non interest bearing cash at beginning of year	2020-12-31	$34,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$37,215,233
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$242,686,505
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$205,471,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$177,923,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$148,855,610
Interest on participant loans	2020-12-31	$138,622
Interest earned on other investments	2020-12-31	$167,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$22,892
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$22,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$22,831
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$61
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$60,986,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$53,494,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$21,875,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$8,707,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$8,581,916
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CALIBRE CPA GROUP PLLC
Accountancy firm EIN	2020-12-31	470900880
2019 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$84,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$84,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$90,147
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$90,147
Total income from all sources (including contributions)	2019-12-31	$46,171,946
Total income from all sources (including contributions)	2019-12-31	$46,171,946
Total of all expenses incurred	2019-12-31	$11,941,609
Total of all expenses incurred	2019-12-31	$11,941,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$11,679,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$11,679,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$13,682,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$13,682,724
Value of total assets at end of year	2019-12-31	$205,555,396
Value of total assets at end of year	2019-12-31	$205,555,396
Value of total assets at beginning of year	2019-12-31	$171,331,082
Value of total assets at beginning of year	2019-12-31	$171,331,082
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$261,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$261,645
Total interest from all sources	2019-12-31	$273,817
Total interest from all sources	2019-12-31	$273,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$221,772
Administrative expenses professional fees incurred	2019-12-31	$221,772
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$5,345,277
Contributions received from participants	2019-12-31	$5,345,277
Participant contributions at end of year	2019-12-31	$3,148,148
Participant contributions at end of year	2019-12-31	$3,148,148
Participant contributions at beginning of year	2019-12-31	$3,040,129
Participant contributions at beginning of year	2019-12-31	$3,040,129
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$734,963
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$734,963
Other income not declared elsewhere	2019-12-31	$4,109,807
Other income not declared elsewhere	2019-12-31	$4,109,807
Administrative expenses (other) incurred	2019-12-31	$39,873
Administrative expenses (other) incurred	2019-12-31	$39,873
Liabilities. Value of operating payables at end of year	2019-12-31	$84,124
Liabilities. Value of operating payables at end of year	2019-12-31	$84,124
Liabilities. Value of operating payables at beginning of year	2019-12-31	$90,147
Liabilities. Value of operating payables at beginning of year	2019-12-31	$90,147
Total non interest bearing cash at end of year	2019-12-31	$34,159
Total non interest bearing cash at end of year	2019-12-31	$34,159
Total non interest bearing cash at beginning of year	2019-12-31	$69,033
Total non interest bearing cash at beginning of year	2019-12-31	$69,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$34,230,337
Value of net income/loss	2019-12-31	$34,230,337
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$205,471,272
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$205,471,272
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$171,240,935
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$171,240,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$148,855,610
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$148,855,610
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$118,814,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$118,814,649
Interest on participant loans	2019-12-31	$131,240
Interest on participant loans	2019-12-31	$131,240
Interest earned on other investments	2019-12-31	$142,176
Interest earned on other investments	2019-12-31	$142,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$22,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$22,831
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$22,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$22,430
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$22,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$22,430
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$401
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$53,494,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$53,494,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$49,384,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$49,384,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$28,105,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$28,105,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$7,602,484
Contributions received in cash from employer	2019-12-31	$7,602,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$11,679,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$11,679,964
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CALIBRE CPA GROUP PLLC
Accountancy firm name	2019-12-31	CALIBRE CPA GROUP PLLC
Accountancy firm EIN	2019-12-31	470900880
Accountancy firm EIN	2019-12-31	470900880
2018 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$90,147
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$367,465
Total income from all sources (including contributions)	2018-12-31	$9,410,151
Total of all expenses incurred	2018-12-31	$13,783,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$13,490,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$14,520,570
Value of total assets at end of year	2018-12-31	$171,331,082
Value of total assets at beginning of year	2018-12-31	$175,981,806
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$293,481
Total interest from all sources	2018-12-31	$285,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$242,372
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$5,835,691
Participant contributions at end of year	2018-12-31	$3,040,129
Participant contributions at beginning of year	2018-12-31	$2,693,679
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$241,393
Administrative expenses (other) incurred	2018-12-31	$51,109
Liabilities. Value of operating payables at end of year	2018-12-31	$90,147
Liabilities. Value of operating payables at beginning of year	2018-12-31	$367,465
Total non interest bearing cash at end of year	2018-12-31	$69,033
Total non interest bearing cash at beginning of year	2018-12-31	$90,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-4,373,406
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$171,240,935
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$175,614,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$118,814,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$127,374,011
Interest on participant loans	2018-12-31	$86,394
Interest earned on other investments	2018-12-31	$198,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$22,430
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$32,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$32,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$49,384,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$45,792,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-5,395,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$8,443,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$13,490,076
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CALIBRE CPA GROUP PLLC
Accountancy firm EIN	2018-12-31	470900880
2017 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$1,495,136
Total unrealized appreciation/depreciation of assets	2017-12-31	$1,495,136
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$367,465
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$190,604
Total income from all sources (including contributions)	2017-12-31	$35,111,550
Total of all expenses incurred	2017-12-31	$7,957,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$7,756,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$14,563,536
Value of total assets at end of year	2017-12-31	$175,981,806
Value of total assets at beginning of year	2017-12-31	$148,650,818
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$200,837
Total interest from all sources	2017-12-31	$91,928
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$162,160
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$5,630,136
Participant contributions at end of year	2017-12-31	$2,693,679
Participant contributions at beginning of year	2017-12-31	$2,688,239
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$358,415
Administrative expenses (other) incurred	2017-12-31	$38,677
Liabilities. Value of operating payables at end of year	2017-12-31	$367,465
Liabilities. Value of operating payables at beginning of year	2017-12-31	$190,604
Total non interest bearing cash at end of year	2017-12-31	$90,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$27,154,127
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$175,614,341
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$148,460,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$127,374,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$101,622,561
Interest on participant loans	2017-12-31	$91,616
Interest earned on other investments	2017-12-31	$139
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$32,026
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$43,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$43,064
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$45,792,090
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$44,296,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$18,960,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$8,574,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$7,756,586
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CALIBRE CPA GROUP PLLC
Accountancy firm EIN	2017-12-31	470900880
2016 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$190,604
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$154,773
Total income from all sources (including contributions)	2016-12-31	$21,492,440
Total of all expenses incurred	2016-12-31	$5,205,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,109,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$13,257,102
Value of total assets at end of year	2016-12-31	$148,650,818
Value of total assets at beginning of year	2016-12-31	$132,327,878
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$95,558
Total interest from all sources	2016-12-31	$84,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$59,727
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$5,213,893
Participant contributions at end of year	2016-12-31	$2,688,239
Participant contributions at beginning of year	2016-12-31	$2,437,348
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$116,485
Administrative expenses (other) incurred	2016-12-31	$35,831
Liabilities. Value of operating payables at end of year	2016-12-31	$190,604
Liabilities. Value of operating payables at beginning of year	2016-12-31	$154,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$16,287,109
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$148,460,214
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$132,173,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$101,622,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$89,607,977
Interest on participant loans	2016-12-31	$84,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$43,064
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$90,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$90,538
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$13
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$44,296,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$40,192,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$8,150,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$7,926,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,109,773
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CALIBRE CPA GROUP PLLC
Accountancy firm EIN	2016-12-31	470900880
2015 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$154,773
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$12,100
Total income from all sources (including contributions)	2015-12-31	$17,300,853
Total of all expenses incurred	2015-12-31	$5,986,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,734,949
Expenses. Certain deemed distributions of participant loans	2015-12-31	$72,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$14,955,231
Value of total assets at end of year	2015-12-31	$132,327,878
Value of total assets at beginning of year	2015-12-31	$120,870,431
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$178,948
Total interest from all sources	2015-12-31	$115,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$145,470
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$7,227,930
Participant contributions at end of year	2015-12-31	$2,437,348
Participant contributions at beginning of year	2015-12-31	$2,359,427
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$63,210
Administrative expenses (other) incurred	2015-12-31	$33,478
Liabilities. Value of operating payables at end of year	2015-12-31	$154,773
Liabilities. Value of operating payables at beginning of year	2015-12-31	$12,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$11,314,774
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$132,173,105
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$120,858,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$89,607,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$84,031,668
Interest on participant loans	2015-12-31	$115,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$90,538
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$116,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$116,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$13
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$40,192,015
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$34,362,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$2,230,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$7,664,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,734,949
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CALIBRE CPA GROUP, PLLC
Accountancy firm EIN	2015-12-31	470900880
2014 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$12,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$181,409
Total income from all sources (including contributions)	2014-12-31	$19,145,001
Total of all expenses incurred	2014-12-31	$5,522,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,322,179
Expenses. Certain deemed distributions of participant loans	2014-12-31	$107,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$11,637,605
Value of total assets at end of year	2014-12-31	$120,870,431
Value of total assets at beginning of year	2014-12-31	$107,417,539
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$92,864
Total interest from all sources	2014-12-31	$73,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$50,090
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,511,757
Participant contributions at end of year	2014-12-31	$2,359,427
Participant contributions at beginning of year	2014-12-31	$1,948,415
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$63,070
Administrative expenses (other) incurred	2014-12-31	$42,774
Liabilities. Value of operating payables at end of year	2014-12-31	$12,100
Liabilities. Value of operating payables at beginning of year	2014-12-31	$181,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$13,622,201
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$120,858,331
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$107,236,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$84,031,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$75,834,879
Interest on participant loans	2014-12-31	$73,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$116,604
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$164,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$164,714
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$13
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$34,362,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$29,469,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$7,433,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$7,062,778
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,322,179
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CAIBRE CPA GROUP PLLC
Accountancy firm EIN	2014-12-31	470900880
2013 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$181,409
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$141,973
Total income from all sources (including contributions)	2013-12-31	$24,818,545
Total of all expenses incurred	2013-12-31	$4,012,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,834,421
Expenses. Certain deemed distributions of participant loans	2013-12-31	$126,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$10,622,238
Value of total assets at end of year	2013-12-31	$107,417,539
Value of total assets at beginning of year	2013-12-31	$86,572,534
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$51,605
Total interest from all sources	2013-12-31	$59,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$27,070
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,163,977
Participant contributions at end of year	2013-12-31	$1,948,415
Participant contributions at beginning of year	2013-12-31	$1,559,199
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$67,105
Administrative expenses (other) incurred	2013-12-31	$24,535
Liabilities. Value of operating payables at end of year	2013-12-31	$181,409
Liabilities. Value of operating payables at beginning of year	2013-12-31	$141,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$20,805,569
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$107,236,130
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$86,430,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$75,834,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$56,370,387
Interest on participant loans	2013-12-31	$59,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$164,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$14,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$14,712
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$29,469,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$28,628,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$14,137,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$6,391,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,834,421
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CALIBRE CPA GROUP, PLLC
Accountancy firm EIN	2013-12-31	470900880
2012 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$141,973
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$133,994
Total income from all sources (including contributions)	2012-12-31	$18,119,046
Total of all expenses incurred	2012-12-31	$3,454,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,394,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$9,751,890
Value of total assets at end of year	2012-12-31	$86,572,534
Value of total assets at beginning of year	2012-12-31	$71,899,780
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$60,210
Total interest from all sources	2012-12-31	$63,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$14,850
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,867,631
Participant contributions at end of year	2012-12-31	$1,559,199
Participant contributions at beginning of year	2012-12-31	$1,443,857
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$64,890
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$141,973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$133,994
Administrative expenses (other) incurred	2012-12-31	$22,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$14,664,775
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$86,430,561
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$71,765,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$56,370,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$46,948,582
Interest on participant loans	2012-12-31	$63,209
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$14,712
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$56,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$56,508
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$28,628,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$23,450,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$8,303,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$5,819,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,394,061
Contract administrator fees	2012-12-31	$22,630
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DI GIOVANNI, MCLAREN & ASSOCIATES P
Accountancy firm EIN	2012-12-31	364173708
2011 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$133,994
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$112,912
Total income from all sources (including contributions)	2011-12-31	$9,508,893
Total of all expenses incurred	2011-12-31	$2,851,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,780,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,715,361
Value of total assets at end of year	2011-12-31	$71,899,780
Value of total assets at beginning of year	2011-12-31	$65,221,365
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$70,851
Total interest from all sources	2011-12-31	$60,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$14,750
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,589,083
Participant contributions at end of year	2011-12-31	$1,443,857
Participant contributions at beginning of year	2011-12-31	$1,179,630
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$133,994
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$112,912
Administrative expenses (other) incurred	2011-12-31	$21,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$6,657,333
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$71,765,786
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$65,108,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$46,948,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$45,645,071
Interest on participant loans	2011-12-31	$60,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$56,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$25,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$25,352
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$23,450,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$18,371,312
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$732,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$5,121,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,780,709
Contract administrator fees	2011-12-31	$35,020
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DI GIOVANNI, MCLAREN & ASSOCIATES P
Accountancy firm EIN	2011-12-31	364173708
2010 : LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$112,912
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$93,360
Total income from all sources (including contributions)	2010-12-31	$14,753,036
Total of all expenses incurred	2010-12-31	$2,187,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,131,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$8,270,011
Value of total assets at end of year	2010-12-31	$65,221,365
Value of total assets at beginning of year	2010-12-31	$52,636,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$56,198
Total interest from all sources	2010-12-31	$53,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$14,750
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,824,611
Participant contributions at end of year	2010-12-31	$1,179,630
Participant contributions at beginning of year	2010-12-31	$1,010,790
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$23,020
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$112,912
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$93,360
Administrative expenses (other) incurred	2010-12-31	$19,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$12,565,490
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$65,108,453
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$52,542,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$45,645,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$36,247,954
Interest on participant loans	2010-12-31	$53,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$25,352
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$12,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$12,101
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$18,371,312
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$15,365,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$6,429,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$4,422,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,131,348
Contract administrator fees	2010-12-31	$21,845
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DI GIOVANNI, MCLAREN & ASSOCIATES P
Accountancy firm EIN	2010-12-31	364173708

Form 5500 Responses for LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP

2022: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2022 form 5500 responses
2022-01-01	Type of plan entity	Multi-employer plan
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2021 form 5500 responses
2021-01-01	Type of plan entity	Multi-employer plan
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2020 form 5500 responses
2020-01-01	Type of plan entity	Multi-employer plan
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2019 form 5500 responses
2019-01-01	Type of plan entity	Multi-employer plan
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2018 form 5500 responses
2018-01-01	Type of plan entity	Multi-employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2017 form 5500 responses
2017-01-01	Type of plan entity	Multi-employer plan
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2016 form 5500 responses
2016-01-01	Type of plan entity	Multi-employer plan
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2015 form 5500 responses
2015-01-01	Type of plan entity	Multi-employer plan
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2014 form 5500 responses
2014-01-01	Type of plan entity	Multi-employer plan
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2013 form 5500 responses
2013-01-01	Type of plan entity	Multi-employer plan
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2012 form 5500 responses
2012-01-01	Type of plan entity	Multi-employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2011 form 5500 responses
2011-01-01	Type of plan entity	Multi-employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2010 form 5500 responses
2010-01-01	Type of plan entity	Multi-employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: LIQUOR AND ALLIED WORKERS UNION LOCAL NO. 3, EMP 2009 form 5500 responses
2009-01-01	Type of plan entity	Multi-employer plan
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A169
Policy instance	5
Insurance contract or identification number 81A169 Number of Individuals Covered 4 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A165
Policy instance	1
Insurance contract or identification number 81A165 Number of Individuals Covered 821 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A166
Policy instance	2
Insurance contract or identification number 81A166 Number of Individuals Covered 192 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A167
Policy instance	3
Insurance contract or identification number 81A167 Number of Individuals Covered 103 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A168
Policy instance	4
Insurance contract or identification number 81A168 Number of Individuals Covered 168 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A178
Policy instance	11
Insurance contract or identification number 81A178 Number of Individuals Covered 55 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A170
Policy instance	6
Insurance contract or identification number 81A170 Number of Individuals Covered 5 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A171
Policy instance	7
Insurance contract or identification number 81A171 Number of Individuals Covered 273 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A172
Policy instance	8
Insurance contract or identification number 81A172 Number of Individuals Covered 790 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A173
Policy instance	9
Insurance contract or identification number 81A173 Number of Individuals Covered 50 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A174
Policy instance	10
Insurance contract or identification number 81A174 Number of Individuals Covered 167 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A169
Policy instance	5
Insurance contract or identification number 81A169 Number of Individuals Covered 4 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A168
Policy instance	4
Insurance contract or identification number 81A168 Number of Individuals Covered 175 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A167
Policy instance	3
Insurance contract or identification number 81A167 Number of Individuals Covered 3 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A166
Policy instance	2
Insurance contract or identification number 81A166 Number of Individuals Covered 190 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A170
Policy instance	6
Insurance contract or identification number 81A170 Number of Individuals Covered 5 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A171
Policy instance	7
Insurance contract or identification number 81A171 Number of Individuals Covered 250 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A172
Policy instance	8
Insurance contract or identification number 81A172 Number of Individuals Covered 795 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A173
Policy instance	9
Insurance contract or identification number 81A173 Number of Individuals Covered 51 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A174
Policy instance	10
Insurance contract or identification number 81A174 Number of Individuals Covered 155 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A178
Policy instance	11
Insurance contract or identification number 81A178 Number of Individuals Covered 51 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A179
Policy instance	12
Insurance contract or identification number 81A179 Number of Individuals Covered 42 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A165
Policy instance	1
Insurance contract or identification number 81A165 Number of Individuals Covered 806 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A169
Policy instance	5
Insurance contract or identification number 81A169 Number of Individuals Covered 5 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A168
Policy instance	4
Insurance contract or identification number 81A168 Number of Individuals Covered 178 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A167
Policy instance	3
Insurance contract or identification number 81A167 Number of Individuals Covered 0 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A166
Policy instance	2
Insurance contract or identification number 81A166 Number of Individuals Covered 191 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A165
Policy instance	1
Insurance contract or identification number 81A165 Number of Individuals Covered 810 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A170
Policy instance	6
Insurance contract or identification number 81A170 Number of Individuals Covered 4 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A171
Policy instance	7
Insurance contract or identification number 81A171 Number of Individuals Covered 234 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A172
Policy instance	8
Insurance contract or identification number 81A172 Number of Individuals Covered 813 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A173
Policy instance	9
Insurance contract or identification number 81A173 Number of Individuals Covered 51 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A174
Policy instance	10
Insurance contract or identification number 81A174 Number of Individuals Covered 162 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A178
Policy instance	11
Insurance contract or identification number 81A178 Number of Individuals Covered 53 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A179
Policy instance	12
Insurance contract or identification number 81A179 Number of Individuals Covered 42 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A173
Policy instance	9
Insurance contract or identification number 81A173 Number of Individuals Covered 48 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A174
Policy instance	10
Insurance contract or identification number 81A174 Number of Individuals Covered 160 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A165
Policy instance	1
Insurance contract or identification number 81A165 Number of Individuals Covered 807 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A178
Policy instance	11
Insurance contract or identification number 81A178 Number of Individuals Covered 41 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A179
Policy instance	12
Insurance contract or identification number 81A179 Number of Individuals Covered 41 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A171
Policy instance	7
Insurance contract or identification number 81A171 Number of Individuals Covered 226 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A172
Policy instance	8
Insurance contract or identification number 81A172 Number of Individuals Covered 799 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A170
Policy instance	6
Insurance contract or identification number 81A170 Number of Individuals Covered 4 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A169
Policy instance	5
Insurance contract or identification number 81A169 Number of Individuals Covered 5 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A168
Policy instance	4
Insurance contract or identification number 81A168 Number of Individuals Covered 189 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A167
Policy instance	3
Insurance contract or identification number 81A167 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A166
Policy instance	2
Insurance contract or identification number 81A166 Number of Individuals Covered 171 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $153 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 153 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $14 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 14 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1233
Policy instance	5
Insurance contract or identification number GH1233 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $7,286 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 7286 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	4
Insurance contract or identification number GH1236 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $20 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 20 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	3
Insurance contract or identification number GH1240 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $148 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 148 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	2
Insurance contract or identification number GH1232 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $46 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 46 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	1
Insurance contract or identification number GH1234 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $1,337 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 1337 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	8
Insurance contract or identification number GH1235 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $43 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 43 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	9
Insurance contract or identification number GH1239 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $428 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 428 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	10
Insurance contract or identification number GH1246 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $20 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 20 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A170
Policy instance	23
Insurance contract or identification number 81A170 Number of Individuals Covered 4 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A171
Policy instance	24
Insurance contract or identification number 81A171 Number of Individuals Covered 211 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A172
Policy instance	25
Insurance contract or identification number 81A172 Number of Individuals Covered 803 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A173
Policy instance	26
Insurance contract or identification number 81A173 Number of Individuals Covered 48 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A174
Policy instance	27
Insurance contract or identification number 81A174 Number of Individuals Covered 163 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A178
Policy instance	28
Insurance contract or identification number 81A178 Number of Individuals Covered 41 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A179
Policy instance	29
Insurance contract or identification number 81A179 Number of Individuals Covered 38 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A167
Policy instance	20
Insurance contract or identification number 81A167 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A169
Policy instance	22
Insurance contract or identification number 81A169 Number of Individuals Covered 5 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A168
Policy instance	21
Insurance contract or identification number 81A168 Number of Individuals Covered 200 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A166
Policy instance	19
Insurance contract or identification number 81A166 Number of Individuals Covered 165 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	11
Insurance contract or identification number GH1245 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $228 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 228 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	12
Insurance contract or identification number GH1242 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $1,059 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 1059 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1241
Policy instance	13
Insurance contract or identification number GH1241 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $10,000 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 10000 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	14
Insurance contract or identification number GH1244 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $7 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 7 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5635
Policy instance	15
Insurance contract or identification number GH5635 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $386 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 386 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5749
Policy instance	16
Insurance contract or identification number GH5749 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $95 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 95 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5700
Policy instance	17
Insurance contract or identification number GH5700 Number of Individuals Covered 0 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $106 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 106 Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	81A165
Policy instance	18
Insurance contract or identification number 81A165 Number of Individuals Covered 743 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	9
Insurance contract or identification number GH1239 Number of Individuals Covered 204 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $1,482 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 1482 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	8
Insurance contract or identification number GH1235 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $103 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 103 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 5 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $532 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 532 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 4 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $47 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 47 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1233
Policy instance	5
Insurance contract or identification number GH1233 Number of Individuals Covered 729 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $25,823 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 25823 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	4
Insurance contract or identification number GH1236 Number of Individuals Covered 29 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $73 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 73 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	10
Insurance contract or identification number GH1246 Number of Individuals Covered 20 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $95 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 95 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	11
Insurance contract or identification number GH1245 Number of Individuals Covered 99 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $934 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 934 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	12
Insurance contract or identification number GH1242 Number of Individuals Covered 165 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $3,721 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 3721 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1241
Policy instance	13
Insurance contract or identification number GH1241 Number of Individuals Covered 803 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $36,270 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 36270 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	14
Insurance contract or identification number GH1244 Number of Individuals Covered 4 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $25 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 25 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5635
Policy instance	15
Insurance contract or identification number GH5635 Number of Individuals Covered 38 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $1,309 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 1309 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5749
Policy instance	16
Insurance contract or identification number GH5749 Number of Individuals Covered 57 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $391 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 391 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5700
Policy instance	17
Insurance contract or identification number GH5700 Number of Individuals Covered 31 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $341 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 341 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	3
Insurance contract or identification number GH1240 Number of Individuals Covered 46 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $550 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 550 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	2
Insurance contract or identification number GH1232 Number of Individuals Covered 6 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $164 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 164 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	1
Insurance contract or identification number GH1234 Number of Individuals Covered 163 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $4,801 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 4801 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	3
Insurance contract or identification number GH1240 Number of Individuals Covered 45 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $1,621 Total amount of fees paid to insurance company USD $530 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,621 Amount paid for insurance broker fees 530 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	12
Insurance contract or identification number GH1242 Number of Individuals Covered 156 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $9,098 Total amount of fees paid to insurance company USD $2,982 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $9,098 Amount paid for insurance broker fees 2982 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1241
Policy instance	13
Insurance contract or identification number GH1241 Number of Individuals Covered 747 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $88,965 Total amount of fees paid to insurance company USD $29,265 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $88,965 Amount paid for insurance broker fees 29265 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	14
Insurance contract or identification number GH1244 Number of Individuals Covered 6 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $76 Total amount of fees paid to insurance company USD $26 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $76 Amount paid for insurance broker fees 26 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5635
Policy instance	15
Insurance contract or identification number GH5635 Number of Individuals Covered 39 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $2,847 Total amount of fees paid to insurance company USD $938 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,847 Amount paid for insurance broker fees 938 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH5749
Policy instance	16
Insurance contract or identification number GH5749 Number of Individuals Covered 80 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $202 Total amount of fees paid to insurance company USD $33 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $202 Amount paid for insurance broker fees 33 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	1
Insurance contract or identification number GH1234 Number of Individuals Covered 172 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $11,333 Total amount of fees paid to insurance company USD $3,697 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $11,333 Amount paid for insurance broker fees 3697 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	11
Insurance contract or identification number GH1245 Number of Individuals Covered 117 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $2,616 Total amount of fees paid to insurance company USD $867 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,616 Amount paid for insurance broker fees 867 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	2
Insurance contract or identification number GH1232 Number of Individuals Covered 7 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $428 Total amount of fees paid to insurance company USD $142 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $428 Amount paid for insurance broker fees 142 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	4
Insurance contract or identification number GH1236 Number of Individuals Covered 32 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $288 Total amount of fees paid to insurance company USD $95 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $288 Amount paid for insurance broker fees 95 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1233
Policy instance	5
Insurance contract or identification number GH1233 Number of Individuals Covered 727 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $62,356 Total amount of fees paid to insurance company USD $20,520 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $62,356 Amount paid for insurance broker fees 20520 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 5 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $150 Total amount of fees paid to insurance company USD $48 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $150 Amount paid for insurance broker fees 48 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	9
Insurance contract or identification number GH1239 Number of Individuals Covered 185 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $3,131 Total amount of fees paid to insurance company USD $1,021 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,131 Amount paid for insurance broker fees 1021 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 5 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $1,158 Total amount of fees paid to insurance company USD $376 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,158 Amount paid for insurance broker fees 376 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	8
Insurance contract or identification number GH1235 Number of Individuals Covered 1 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $124 Total amount of fees paid to insurance company USD $36 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $124 Amount paid for insurance broker fees 36 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	10
Insurance contract or identification number GH1246 Number of Individuals Covered 23 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $309 Total amount of fees paid to insurance company USD $102 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $309 Amount paid for insurance broker fees 102 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	14
Insurance contract or identification number GH1244 Number of Individuals Covered 7 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $125 Total amount of fees paid to insurance company USD $46 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $125 Amount paid for insurance broker fees 46 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1241
Policy instance	13
Insurance contract or identification number GH1241 Number of Individuals Covered 737 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $80,344 Total amount of fees paid to insurance company USD $26,149 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $80,344 Amount paid for insurance broker fees 26149 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	12
Insurance contract or identification number GH1242 Number of Individuals Covered 159 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $8,065 Total amount of fees paid to insurance company USD $2,632 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $8,065 Amount paid for insurance broker fees 2632 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	11
Insurance contract or identification number GH1245 Number of Individuals Covered 126 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $2,504 Total amount of fees paid to insurance company USD $836 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,504 Amount paid for insurance broker fees 836 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	10
Insurance contract or identification number GH1246 Number of Individuals Covered 26 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $295 Total amount of fees paid to insurance company USD $98 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $295 Amount paid for insurance broker fees 98 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	9
Insurance contract or identification number GH1239 Number of Individuals Covered 175 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $2,706 Total amount of fees paid to insurance company USD $880 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,706 Amount paid for insurance broker fees 880 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	8
Insurance contract or identification number GH1235 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $274 Total amount of fees paid to insurance company USD $115 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $274 Amount paid for insurance broker fees 115 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 5 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $990 Total amount of fees paid to insurance company USD $321 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $990 Amount paid for insurance broker fees 321 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	2
Insurance contract or identification number GH1232 Number of Individuals Covered 9 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $424 Total amount of fees paid to insurance company USD $142 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $424 Amount paid for insurance broker fees 142 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	1
Insurance contract or identification number GH1234 Number of Individuals Covered 175 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $10,184 Total amount of fees paid to insurance company USD $3,332 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $10,184 Amount paid for insurance broker fees 3332 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	3
Insurance contract or identification number GH1240 Number of Individuals Covered 45 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $1,490 Total amount of fees paid to insurance company USD $491 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,490 Amount paid for insurance broker fees 491 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	4
Insurance contract or identification number GH1236 Number of Individuals Covered 32 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $271 Total amount of fees paid to insurance company USD $89 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $271 Amount paid for insurance broker fees 89 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1233
Policy instance	5
Insurance contract or identification number GH1233 Number of Individuals Covered 710 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $56,666 Total amount of fees paid to insurance company USD $18,427 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $56,666 Amount paid for insurance broker fees 18427 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 4 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $101 Total amount of fees paid to insurance company USD $31 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $101 Amount paid for insurance broker fees 31 Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	2
Insurance contract or identification number GH1232 Number of Individuals Covered 10 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $571 Total amount of fees paid to insurance company USD $132 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $571 Amount paid for insurance broker fees 132 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	3
Insurance contract or identification number GH1240 Number of Individuals Covered 44 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $1,858 Total amount of fees paid to insurance company USD $431 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,858 Amount paid for insurance broker fees 431 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	4
Insurance contract or identification number GH1236 Number of Individuals Covered 32 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $329 Total amount of fees paid to insurance company USD $76 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $329 Amount paid for insurance broker fees 76 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 4 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $348 Total amount of fees paid to insurance company USD $92 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $348 Amount paid for insurance broker fees 92 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1233
Policy instance	5
Insurance contract or identification number GH1233 Number of Individuals Covered 679 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $64,303 Total amount of fees paid to insurance company USD $14,790 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $64,303 Amount paid for insurance broker fees 14790 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 6 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $919 Total amount of fees paid to insurance company USD $204 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $919 Amount paid for insurance broker fees 204 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	9
Insurance contract or identification number GH1239 Number of Individuals Covered 168 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $3,134 Total amount of fees paid to insurance company USD $726 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,134 Amount paid for insurance broker fees 726 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	10
Insurance contract or identification number GH1246 Number of Individuals Covered 28 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $404 Total amount of fees paid to insurance company USD $98 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $404 Amount paid for insurance broker fees 98 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	11
Insurance contract or identification number GH1245 Number of Individuals Covered 134 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $3,561 Total amount of fees paid to insurance company USD $833 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,561 Amount paid for insurance broker fees 833 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	12
Insurance contract or identification number GH1242 Number of Individuals Covered 160 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $9,676 Total amount of fees paid to insurance company USD $2,233 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $9,676 Amount paid for insurance broker fees 2233 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1241
Policy instance	13
Insurance contract or identification number GH1241 Number of Individuals Covered 727 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $93,503 Total amount of fees paid to insurance company USD $21,533 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $93,503 Amount paid for insurance broker fees 21533 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	14
Insurance contract or identification number GH1244 Number of Individuals Covered 8 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $240 Total amount of fees paid to insurance company USD $56 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $240 Amount paid for insurance broker fees 56 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	1
Insurance contract or identification number GH1234 Number of Individuals Covered 176 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $11,890 Total amount of fees paid to insurance company USD $2,738 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $11,890 Amount paid for insurance broker fees 2738 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	8
Insurance contract or identification number GH1235 Number of Individuals Covered 2 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $628 Total amount of fees paid to insurance company USD $145 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $628 Amount paid for insurance broker fees 145 Additional information about fees paid to insurance broker SERVICE PROGRAM FEES Insurance broker organization code? 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	1
Insurance contract or identification number GH1232 Number of Individuals Covered 12 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $780 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $780 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	15
Insurance contract or identification number GH1244 Number of Individuals Covered 10 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $338 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $338 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	14
Insurance contract or identification number GH1246 Number of Individuals Covered 29 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $741 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $741 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	13
Insurance contract or identification number GH1245 Number of Individuals Covered 139 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $5,092 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $5,092 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	11
Insurance contract or identification number GH1242 Number of Individuals Covered 163 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $11,929 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $11,929 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH 1241
Policy instance	10
Insurance contract or identification number GH 1241 Number of Individuals Covered 714 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $109,594 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $109,594 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	9
Insurance contract or identification number GH1240 Number of Individuals Covered 43 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $2,346 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,346 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	8
Insurance contract or identification number GH1239 Number of Individuals Covered 165 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $4,035 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $4,035 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 3 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $639 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $639 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1243
Policy instance	12
Insurance contract or identification number GH1243 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GR1233
Policy instance	2
Insurance contract or identification number GR1233 Number of Individuals Covered 650 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $75,183 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $75,183 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	3
Insurance contract or identification number GH1234 Number of Individuals Covered 186 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $13,974 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $13,974 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	4
Insurance contract or identification number GH1235 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $706 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $706 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 3 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $1,051 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,051 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	5
Insurance contract or identification number GH1236 Number of Individuals Covered 32 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $412 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $412 Additional information about fees paid to insurance broker 3 Insurance broker name BENEFIT SERVICES GROUP INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 3 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $899 Total amount of fees paid to insurance company USD $147 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH 1241
Policy instance	10
Insurance contract or identification number GH 1241 Number of Individuals Covered 724 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $95,886 Total amount of fees paid to insurance company USD $15,632 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	11
Insurance contract or identification number GH1242 Number of Individuals Covered 167 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $10,417 Total amount of fees paid to insurance company USD $1,690 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1243
Policy instance	12
Insurance contract or identification number GH1243 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	13
Insurance contract or identification number GH1245 Number of Individuals Covered 161 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $5,842 Total amount of fees paid to insurance company USD $996 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	14
Insurance contract or identification number GH1246 Number of Individuals Covered 33 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $771 Total amount of fees paid to insurance company USD $130 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	15
Insurance contract or identification number GH1244 Number of Individuals Covered 11 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $342 Total amount of fees paid to insurance company USD $57 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	9
Insurance contract or identification number GH1240 Number of Individuals Covered 45 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $2,119 Total amount of fees paid to insurance company USD $344 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	8
Insurance contract or identification number GH1239 Number of Individuals Covered 154 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $3,500 Total amount of fees paid to insurance company USD $566 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	1
Insurance contract or identification number GH1232 Number of Individuals Covered 12 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $848 Total amount of fees paid to insurance company USD $140 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GR1233
Policy instance	2
Insurance contract or identification number GR1233 Number of Individuals Covered 568 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $66,501 Total amount of fees paid to insurance company USD $10,908 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	3
Insurance contract or identification number GH1234 Number of Individuals Covered 182 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $12,327 Total amount of fees paid to insurance company USD $2,000 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	4
Insurance contract or identification number GH1235 Number of Individuals Covered 2 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $560 Total amount of fees paid to insurance company USD $94 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	5
Insurance contract or identification number GH1236 Number of Individuals Covered 34 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $413 Total amount of fees paid to insurance company USD $69 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 3 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $547 Total amount of fees paid to insurance company USD $89 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1238
Policy instance	7
Insurance contract or identification number GH1238 Number of Individuals Covered 3 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $434 Total amount of fees paid to insurance company USD $69 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1236
Policy instance	5
Insurance contract or identification number GH1236 Number of Individuals Covered 39 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $408 Total amount of fees paid to insurance company USD $69 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1237
Policy instance	6
Insurance contract or identification number GH1237 Number of Individuals Covered 4 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $737 Total amount of fees paid to insurance company USD $118 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1235
Policy instance	4
Insurance contract or identification number GH1235 Number of Individuals Covered 2 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $578 Total amount of fees paid to insurance company USD $94 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1234
Policy instance	3
Insurance contract or identification number GH1234 Number of Individuals Covered 190 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $9,705 Total amount of fees paid to insurance company USD $1,557 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GR1233
Policy instance	2
Insurance contract or identification number GR1233 Number of Individuals Covered 533 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $55,279 Total amount of fees paid to insurance company USD $8,875 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1239
Policy instance	8
Insurance contract or identification number GH1239 Number of Individuals Covered 152 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $2,747 Total amount of fees paid to insurance company USD $438 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1240
Policy instance	9
Insurance contract or identification number GH1240 Number of Individuals Covered 46 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $1,714 Total amount of fees paid to insurance company USD $276 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1242
Policy instance	11
Insurance contract or identification number GH1242 Number of Individuals Covered 164 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $8,465 Total amount of fees paid to insurance company USD $1,363 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH 1241
Policy instance	10
Insurance contract or identification number GH 1241 Number of Individuals Covered 704 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $77,183 Total amount of fees paid to insurance company USD $12,385 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1243
Policy instance	12
Insurance contract or identification number GH1243 Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1245
Policy instance	13
Insurance contract or identification number GH1245 Number of Individuals Covered 184 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $6,276 Total amount of fees paid to insurance company USD $1,064 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1246
Policy instance	14
Insurance contract or identification number GH1246 Number of Individuals Covered 35 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $737 Total amount of fees paid to insurance company USD $121 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1244
Policy instance	15
Insurance contract or identification number GH1244 Number of Individuals Covered 12 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $329 Total amount of fees paid to insurance company USD $54 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	GH1232
Policy instance	1
Insurance contract or identification number GH1232 Number of Individuals Covered 14 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $774 Total amount of fees paid to insurance company USD $128 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No

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