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Plan Name | R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | R.W. TROXELL & COMPANY |
Employer identification number (EIN): | 370902741 |
NAIC Classification: | 524210 |
NAIC Description: | Insurance Agencies and Brokerages |
Additional information about R.W. TROXELL & COMPANY
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2003-08-25 |
Company Identification Number: | 0800241276 |
Legal Registered Office Address: |
214 SOUTH GRAND AVE W SPRINGFIELD United States of America (USA) 62704 |
More information about R.W. TROXELL & COMPANY
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | MICHELLE RAGAN | 2023-10-10 | ||
002 | 2021-01-01 | MICHELLE RAGAN | 2022-10-13 | ||
002 | 2020-01-01 | LARRY E. CROCKER | 2021-10-07 | ||
002 | 2019-01-01 | LARRY E. CROCKER | 2020-10-14 | ||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | JIM SULLIVAN | 2018-10-02 | ||
002 | 2016-01-01 | BRENDA MINDER | 2017-09-01 | ||
002 | 2015-01-01 | BRENDA MINDER | 2016-09-02 | ||
002 | 2014-01-01 | BRENDA MINDER | 2015-09-18 | ||
002 | 2013-01-01 | BRENDA MINDER | 2014-08-15 | ||
002 | 2012-01-01 | BRENDA MINDER | 2013-08-27 | ||
002 | 2011-01-01 | BRENDA MINDER | 2012-08-16 | ||
002 | 2010-01-01 | BRENDA MINDER | 2011-07-15 |
Measure | Date | Value |
---|---|---|
2022: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 115 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 97 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 18 |
Total of all active and inactive participants | 2022-01-01 | 115 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 115 |
Number of participants with account balances | 2022-01-01 | 112 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 118 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 92 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 16 |
Total of all active and inactive participants | 2021-01-01 | 110 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 110 |
Number of participants with account balances | 2021-01-01 | 107 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 1 |
2020: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 127 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 104 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 11 |
Total of all active and inactive participants | 2020-01-01 | 115 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 115 |
Number of participants with account balances | 2020-01-01 | 110 |
2019: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 109 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 105 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 17 |
Total of all active and inactive participants | 2019-01-01 | 122 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 122 |
Number of participants with account balances | 2019-01-01 | 116 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 134 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 103 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 20 |
Total of all active and inactive participants | 2018-01-01 | 123 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 123 |
Number of participants with account balances | 2018-01-01 | 121 |
Measure | Date | Value |
---|---|---|
2022 : R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-3,086,421 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,715,750 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,585,088 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $51,582 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $935,963 |
Value of total assets at end of year | 2022-12-31 | $15,019,736 |
Value of total assets at beginning of year | 2022-12-31 | $20,821,907 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $79,080 |
Total interest from all sources | 2022-12-31 | $7,069 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $296,110 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $296,110 |
Administrative expenses professional fees incurred | 2022-12-31 | $9,850 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $627,842 |
Participant contributions at end of year | 2022-12-31 | $177,655 |
Participant contributions at beginning of year | 2022-12-31 | $175,835 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $20,013 |
Total non interest bearing cash at end of year | 2022-12-31 | $7 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $4 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-5,802,171 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $15,019,736 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $20,821,907 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $25,523 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $14,796,810 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $20,585,893 |
Interest on participant loans | 2022-12-31 | $6,913 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $26,539 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $24,670 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $24,670 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $156 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,325,563 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $288,108 |
Employer contributions (assets) at end of year | 2022-12-31 | $18,725 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $35,505 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,585,088 |
Contract administrator fees | 2022-12-31 | $43,707 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | KERBER, ECK & BRAECKEL |
Accountancy firm EIN | 2022-12-31 | 430352985 |
2021 : R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,645,466 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $3,975,319 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,883,251 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $972,345 |
Value of total assets at end of year | 2021-12-31 | $20,821,907 |
Value of total assets at beginning of year | 2021-12-31 | $21,151,760 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $92,068 |
Total interest from all sources | 2021-12-31 | $10,400 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $918,698 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $918,698 |
Administrative expenses professional fees incurred | 2021-12-31 | $92,068 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $625,887 |
Participant contributions at end of year | 2021-12-31 | $175,835 |
Participant contributions at beginning of year | 2021-12-31 | $214,613 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $45,250 |
Other income not declared elsewhere | 2021-12-31 | $3 |
Total non interest bearing cash at end of year | 2021-12-31 | $4 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $6 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $-329,853 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $20,821,907 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $21,151,760 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $20,585,893 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $20,729,116 |
Interest on participant loans | 2021-12-31 | $10,287 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $24,670 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $182,583 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $182,583 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $113 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,744,020 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $301,208 |
Employer contributions (assets) at end of year | 2021-12-31 | $35,505 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $25,442 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,883,251 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | KERBER, ECK & BRAECKEL |
Accountancy firm EIN | 2021-12-31 | 430352985 |
2020 : R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $4,521,667 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,064,735 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,987,455 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $939 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $877,002 |
Value of total assets at end of year | 2020-12-31 | $21,151,760 |
Value of total assets at beginning of year | 2020-12-31 | $19,694,828 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $76,341 |
Total interest from all sources | 2020-12-31 | $13,175 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $528,661 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $528,661 |
Administrative expenses professional fees incurred | 2020-12-31 | $5,587 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $596,769 |
Participant contributions at end of year | 2020-12-31 | $214,613 |
Participant contributions at beginning of year | 2020-12-31 | $146,531 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $9,340 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $2,894 |
Administrative expenses (other) incurred | 2020-12-31 | $0 |
Total non interest bearing cash at end of year | 2020-12-31 | $6 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $21,899 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,456,932 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $21,151,760 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $19,694,828 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $27,569 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $20,729,116 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $18,545,422 |
Interest on participant loans | 2020-12-31 | $10,609 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $182,583 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $956,110 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $956,110 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $2,566 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,099,935 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $270,893 |
Employer contributions (assets) at end of year | 2020-12-31 | $25,442 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $24,866 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,987,455 |
Contract administrator fees | 2020-12-31 | $43,185 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | KERBER, ECK & BRAECKEL |
Accountancy firm EIN | 2020-12-31 | 430352985 |
2019 : R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $4,835,982 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $153,427 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $68,982 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $9,553 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,033,587 |
Value of total assets at end of year | 2019-12-31 | $19,694,828 |
Value of total assets at beginning of year | 2019-12-31 | $15,012,273 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $74,892 |
Total interest from all sources | 2019-12-31 | $11,543 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,050,674 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,050,674 |
Administrative expenses professional fees incurred | 2019-12-31 | $74,892 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $602,518 |
Participant contributions at end of year | 2019-12-31 | $146,531 |
Participant contributions at beginning of year | 2019-12-31 | $186,088 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $157,906 |
Other income not declared elsewhere | 2019-12-31 | $2,179 |
Total non interest bearing cash at end of year | 2019-12-31 | $21,899 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $4,682,555 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $19,694,828 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $15,012,273 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $18,545,422 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,802,153 |
Interest on participant loans | 2019-12-31 | $9,994 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $956,110 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $1,549 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,737,999 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $273,163 |
Employer contributions (assets) at end of year | 2019-12-31 | $24,866 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $24,032 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $68,982 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | KERBER, ECK & BRAECKEL |
Accountancy firm EIN | 2019-12-31 | 430352985 |
2018 : R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-73,058 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $997,602 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $944,459 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,046,204 |
Value of total assets at end of year | 2018-12-31 | $15,012,273 |
Value of total assets at beginning of year | 2018-12-31 | $16,082,933 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $53,143 |
Total interest from all sources | 2018-12-31 | $7,563 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $913,551 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $913,551 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $581,980 |
Participant contributions at end of year | 2018-12-31 | $186,088 |
Participant contributions at beginning of year | 2018-12-31 | $138,667 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $203,296 |
Other income not declared elsewhere | 2018-12-31 | $6,609 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,070,660 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $15,012,273 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $16,082,933 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,802,153 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $15,929,421 |
Interest on participant loans | 2018-12-31 | $7,563 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,046,985 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $260,928 |
Employer contributions (assets) at end of year | 2018-12-31 | $24,032 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $14,845 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $944,459 |
Contract administrator fees | 2018-12-31 | $53,143 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | KERBER, ECK & BRAECKEL |
Accountancy firm EIN | 2018-12-31 | 430352985 |
2022: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Insurance | Yes |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: R. W. TROXELL & COMPANY 401(K) PROFIT SHARING PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Insurance | Yes |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |