401k Plan data: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN plan

THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE MCTIGUE FINANCIAL GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE MCTIGUE FINANCIAL GROUP, INC.

Employer identification number (EIN): 371480765

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MICHELLE ROMANO
001 2014-01-01 MICHELLE ROMANO
001 2013-01-01 MICHELLE ROMANO
001 2012-01-01 JOHN MCTIGUE JOHN MCTIGUE 2013-07-29
001 2011-01-01 JOHN MCTIGUE 2012-01-25 JOHN MCTIGUE 2012-01-25
001 2010-01-01 JOHN MCTIGUE 2011-05-24 JOHN MCTIGUE 2011-05-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	MICHELLE ROMANO
001	2014-01-01	MICHELLE ROMANO
001	2013-01-01	MICHELLE ROMANO
001	2012-01-01	JOHN MCTIGUE		JOHN MCTIGUE	2013-07-29
001	2011-01-01	JOHN MCTIGUE	2012-01-25	JOHN MCTIGUE	2012-01-25
001	2010-01-01	JOHN MCTIGUE	2011-05-24	JOHN MCTIGUE	2011-05-24

Plan Statistics for THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 32
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 10
Total of all active and inactive participants 2015-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 42
Number of participants with account balances 2015-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 32
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 10
Total of all active and inactive participants 2014-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 42
Number of participants with account balances 2014-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 30
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 38
Number of participants with account balances 2013-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 31
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 42
Number of participants with account balances 2012-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	32
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	10
Total of all active and inactive participants	2015-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	42
Number of participants with account balances	2015-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	32
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	10
Total of all active and inactive participants	2014-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	42
Number of participants with account balances	2014-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	30
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	38
Number of participants with account balances	2013-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	31
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	42
Number of participants with account balances	2012-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2015 : THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$240,494
Expenses. Total of all expenses incurred	2015-12-31	$33,669
Benefits paid (including direct rollovers)	2015-12-31	$33,344
Total plan assets at end of year	2015-12-31	$2,734,114
Total plan assets at beginning of year	2015-12-31	$2,527,289
Value of fidelity bond covering the plan	2015-12-31	$255,000
Total contributions received or receivable from participants	2015-12-31	$169,790
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$29,260
Other income received	2015-12-31	$-39,434
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$206,825
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,734,114
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,527,289
Assets. Value of participant loans	2015-12-31	$24,809
Total contributions received or receivable from employer(s)	2015-12-31	$80,878
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$325
2014 : THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$549,908
Expenses. Total of all expenses incurred	2014-12-31	$158,664
Benefits paid (including direct rollovers)	2014-12-31	$158,533
Total plan assets at end of year	2014-12-31	$2,527,289
Total plan assets at beginning of year	2014-12-31	$2,136,045
Value of fidelity bond covering the plan	2014-12-31	$255,000
Total contributions received or receivable from participants	2014-12-31	$169,787
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$165,573
Other income received	2014-12-31	$121,787
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$391,244
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,527,289
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,136,045
Assets. Value of participant loans	2014-12-31	$9,321
Total contributions received or receivable from employer(s)	2014-12-31	$92,761
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$131
2013 : THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$538,242
Expenses. Total of all expenses incurred	2013-12-31	$99,712
Benefits paid (including direct rollovers)	2013-12-31	$99,580
Total plan assets at end of year	2013-12-31	$2,136,045
Total plan assets at beginning of year	2013-12-31	$1,697,515
Value of fidelity bond covering the plan	2013-12-31	$255,000
Total contributions received or receivable from participants	2013-12-31	$130,587
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$333,471
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$438,530
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,136,045
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,697,515
Assets. Value of participant loans	2013-12-31	$1,003
Total contributions received or receivable from employer(s)	2013-12-31	$74,184
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$132
2012 : THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$426,474
Expenses. Total of all expenses incurred	2012-12-31	$1,398,344
Benefits paid (including direct rollovers)	2012-12-31	$1,398,175
Total plan assets at end of year	2012-12-31	$1,697,515
Total plan assets at beginning of year	2012-12-31	$2,669,385
Value of fidelity bond covering the plan	2012-12-31	$255,000
Total contributions received or receivable from participants	2012-12-31	$150,845
Other income received	2012-12-31	$185,232
Net income (gross income less expenses)	2012-12-31	$-971,870
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,697,515
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,669,385
Total contributions received or receivable from employer(s)	2012-12-31	$90,397
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$169
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN

2015: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE MCTIGUE FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

515188

Policy instance

Insurance contract or identification number	515188
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-09-28
Total amount of commissions paid to insurance broker	USD $754
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $754
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	NORTHWESTERN MUTUAL INVESTMENT SERV

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Company Name:	THE MCTIGUE FINANCIAL GROUP, INC.
Employer identification number (EIN):	371480765
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages