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ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameASHTON WOODS HOMES RETIREMENT SAVINGS PLAN
Plan identification number 001

ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASHTON WOODS USA LLC has sponsored the creation of one or more 401k plans.

Company Name:ASHTON WOODS USA LLC
Employer identification number (EIN):371590746
NAIC Classification:236110

Additional information about ASHTON WOODS USA LLC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 40448

More information about ASHTON WOODS USA LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-012018-10-10
0012017-01-01KARIN SHABAN KARIN SHABAN2018-10-10
0012016-01-01KARIN SHABAN KARIN SHABAN2017-10-14
0012015-01-01KARIN SHABAN KARIN SHABAN2016-10-13
0012014-01-01MEGAN ROBERTS MEGAN ROBERTS2015-10-12
0012013-01-01KARIN SHABAN ASHTON WOODS HOMES2014-10-09
0012012-01-01KARIN SHABAN
0012011-01-01MEGAN HERRIOT
0012010-01-01DEAN HILDERHOFF

Plan Statistics for ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN

Measure Date Value
2022: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,410
Total number of active participants reported on line 7a of the Form 55002022-01-011,109
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01330
Total of all active and inactive participants2022-01-011,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,441
Number of participants with account balances2022-01-011,411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01220
2021: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,118
Total number of active participants reported on line 7a of the Form 55002021-01-011,056
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01352
Total of all active and inactive participants2021-01-011,408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-011,410
Number of participants with account balances2021-01-011,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01173
2020: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,196
Total number of active participants reported on line 7a of the Form 55002020-01-01831
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01287
Total of all active and inactive participants2020-01-011,118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,118
Number of participants with account balances2020-01-011,073
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01205
2019: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,153
Total number of active participants reported on line 7a of the Form 55002019-01-01920
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01274
Total of all active and inactive participants2019-01-011,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,196
Number of participants with account balances2019-01-011,133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01214
2018: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,046
Total number of active participants reported on line 7a of the Form 55002018-01-01879
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01271
Total of all active and inactive participants2018-01-011,150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,153
Number of participants with account balances2018-01-011,076
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01139
2017: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01881
Total number of active participants reported on line 7a of the Form 55002017-01-01796
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01249
Total of all active and inactive participants2017-01-011,045
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-011,046
Number of participants with account balances2017-01-01956
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01156
2016: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01819
Total number of active participants reported on line 7a of the Form 55002016-01-01707
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01171
Total of all active and inactive participants2016-01-01878
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01881
Number of participants with account balances2016-01-01770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01126
2015: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01788
Total number of active participants reported on line 7a of the Form 55002015-01-01686
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01133
Total of all active and inactive participants2015-01-01819
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01819
Number of participants with account balances2015-01-01671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0182
2014: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01618
Total number of active participants reported on line 7a of the Form 55002014-01-01639
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01149
Total of all active and inactive participants2014-01-01788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01788
Number of participants with account balances2014-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0138
2013: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01499
Total number of active participants reported on line 7a of the Form 55002013-01-01461
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01131
Total of all active and inactive participants2013-01-01592
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01592
Number of participants with account balances2013-01-01442
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01393
Total number of active participants reported on line 7a of the Form 55002012-01-01363
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01124
Total of all active and inactive participants2012-01-01487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01487
Number of participants with account balances2012-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01366
Total number of active participants reported on line 7a of the Form 55002011-01-01260
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01128
Total of all active and inactive participants2011-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01388
Number of participants with account balances2011-01-01327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0131
2010: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01372
Total number of active participants reported on line 7a of the Form 55002010-01-01244
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01121
Total of all active and inactive participants2010-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01365
Number of participants with account balances2010-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-018

Financial Data on ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,872,142
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,197,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,059,378
Expenses. Certain deemed distributions of participant loans2022-12-31$13,156
Value of total corrective distributions2022-12-31$84
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$12,573,876
Value of total assets at end of year2022-12-31$77,807,632
Value of total assets at beginning of year2022-12-31$87,877,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$125,088
Total interest from all sources2022-12-31$167,745
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,833,171
Participant contributions at end of year2022-12-31$709,650
Participant contributions at beginning of year2022-12-31$632,525
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$436,125
Other income not declared elsewhere2022-12-31$2,393
Administrative expenses (other) incurred2022-12-31$125,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,069,848
Value of net assets at end of year (total assets less liabilities)2022-12-31$77,807,632
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$87,877,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$72,502,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$82,556,561
Interest on participant loans2022-12-31$28,846
Interest earned on other investments2022-12-31$138,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,595,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,688,394
Net investment gain/loss from pooled separate accounts2022-12-31$-15,616,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,304,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,059,378
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2022-12-31581763439
2021 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$21,760,417
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,269,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,159,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$10,771,260
Value of total assets at end of year2021-12-31$87,877,480
Value of total assets at beginning of year2021-12-31$71,386,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$110,342
Total interest from all sources2021-12-31$163,037
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,023,007
Participant contributions at end of year2021-12-31$632,525
Participant contributions at beginning of year2021-12-31$524,456
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,547,504
Other income not declared elsewhere2021-12-31$947
Administrative expenses (other) incurred2021-12-31$110,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,491,017
Value of net assets at end of year (total assets less liabilities)2021-12-31$87,877,480
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$71,386,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$82,556,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$65,956,133
Interest on participant loans2021-12-31$28,273
Interest earned on other investments2021-12-31$134,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,688,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,905,874
Net investment gain/loss from pooled separate accounts2021-12-31$10,825,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,200,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,159,058
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2021-12-31581763439
2020 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$17,715,804
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,198,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,161,257
Expenses. Certain deemed distributions of participant loans2020-12-31$1,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,541,933
Value of total assets at end of year2020-12-31$71,386,463
Value of total assets at beginning of year2020-12-31$58,869,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,404
Total interest from all sources2020-12-31$95,647
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,607,607
Participant contributions at end of year2020-12-31$524,456
Participant contributions at beginning of year2020-12-31$639,772
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$756,177
Other income not declared elsewhere2020-12-31$2,876
Administrative expenses (other) incurred2020-12-31$36,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,517,124
Value of net assets at end of year (total assets less liabilities)2020-12-31$71,386,463
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$58,869,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$65,956,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$54,450,622
Interest on participant loans2020-12-31$30,140
Interest earned on other investments2020-12-31$65,507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,905,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,778,945
Net investment gain/loss from pooled separate accounts2020-12-31$10,075,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,178,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,161,257
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2020-12-31581763439
2019 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$19,380,912
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,877,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,834,516
Expenses. Certain deemed distributions of participant loans2019-12-31$72
Value of total corrective distributions2019-12-31$1,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,042,872
Value of total assets at end of year2019-12-31$58,869,339
Value of total assets at beginning of year2019-12-31$45,365,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$40,724
Total interest from all sources2019-12-31$97,769
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,978,623
Participant contributions at end of year2019-12-31$639,772
Participant contributions at beginning of year2019-12-31$565,169
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$870,171
Other income not declared elsewhere2019-12-31$3,474
Administrative expenses (other) incurred2019-12-31$40,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,503,694
Value of net assets at end of year (total assets less liabilities)2019-12-31$58,869,339
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$45,365,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$54,450,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$40,757,783
Interest on participant loans2019-12-31$31,584
Interest earned on other investments2019-12-31$66,185
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,778,945
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,042,693
Net investment gain/loss from pooled separate accounts2019-12-31$10,236,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,194,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,834,516
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2019-12-31581763439
2018 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,215,833
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,556,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,535,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,936,117
Value of total assets at end of year2018-12-31$45,365,645
Value of total assets at beginning of year2018-12-31$43,705,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,967
Total interest from all sources2018-12-31$66,413
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,405,379
Participant contributions at end of year2018-12-31$565,169
Participant contributions at beginning of year2018-12-31$591,835
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$513,672
Other income not declared elsewhere2018-12-31$1,957
Administrative expenses (other) incurred2018-12-31$20,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,659,808
Value of net assets at end of year (total assets less liabilities)2018-12-31$45,365,645
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$43,705,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$40,757,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$40,049,801
Interest on participant loans2018-12-31$30,628
Interest earned on other investments2018-12-31$35,785
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,042,693
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,064,201
Net investment gain/loss from pooled separate accounts2018-12-31$-2,788,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,017,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,535,058
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINDHAM BRANNON, P.C.
Accountancy firm EIN2018-12-31581763439
2017 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,668,194
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,868,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,825,647
Value of total corrective distributions2017-12-31$18,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,157,388
Value of total assets at end of year2017-12-31$43,705,837
Value of total assets at beginning of year2017-12-31$32,906,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$24,859
Total interest from all sources2017-12-31$43,207
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,722,349
Participant contributions at end of year2017-12-31$591,835
Participant contributions at beginning of year2017-12-31$333,375
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$686,668
Other income not declared elsewhere2017-12-31$851
Administrative expenses (other) incurred2017-12-31$24,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,799,196
Value of net assets at end of year (total assets less liabilities)2017-12-31$43,705,837
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$32,906,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$40,049,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$30,231,864
Interest on participant loans2017-12-31$18,620
Interest earned on other investments2017-12-31$24,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,064,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,341,402
Net investment gain/loss from pooled separate accounts2017-12-31$5,466,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,748,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,825,647
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINDHAM BRANNON, P.C.
Accountancy firm EIN2017-12-31581763439
2016 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,814,921
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,893,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,881,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,353,021
Value of total assets at end of year2016-12-31$32,906,641
Value of total assets at beginning of year2016-12-31$25,985,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,734
Total interest from all sources2016-12-31$38,466
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,089,777
Participant contributions at end of year2016-12-31$333,375
Participant contributions at beginning of year2016-12-31$390,909
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$797,480
Other income not declared elsewhere2016-12-31$1,289
Administrative expenses (other) incurred2016-12-31$11,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,921,517
Value of net assets at end of year (total assets less liabilities)2016-12-31$32,906,641
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,985,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$30,231,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,433,749
Interest on participant loans2016-12-31$13,314
Interest earned on other investments2016-12-31$25,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,341,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,160,466
Net investment gain/loss from pooled separate accounts2016-12-31$2,422,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,465,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,881,670
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2016-12-31721396621
2015 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,894,324
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,572,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,560,169
Value of total corrective distributions2015-12-31$3,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,294,472
Value of total assets at end of year2015-12-31$25,985,124
Value of total assets at beginning of year2015-12-31$22,663,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,990
Total interest from all sources2015-12-31$35,839
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,581,041
Participant contributions at end of year2015-12-31$390,909
Participant contributions at beginning of year2015-12-31$306,919
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$442,610
Other income not declared elsewhere2015-12-31$9,559
Administrative expenses (other) incurred2015-12-31$8,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,321,713
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,985,124
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,663,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,433,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,239,865
Interest on participant loans2015-12-31$12,916
Interest earned on other investments2015-12-31$22,923
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,160,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,116,627
Net investment gain/loss from pooled separate accounts2015-12-31$-445,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,270,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,560,169
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BABUSH,NEIMAN,KORNMAN & JOHNSON LLP
Accountancy firm EIN2015-12-31580942047
2014 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$43,365
Total income from all sources (including contributions)2014-12-31$5,562,754
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,771,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,707,177
Expenses. Certain deemed distributions of participant loans2014-12-31$14,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,045,879
Value of total assets at end of year2014-12-31$22,663,411
Value of total assets at beginning of year2014-12-31$18,915,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$49,871
Total interest from all sources2014-12-31$20,525
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$127,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$127,292
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,792,024
Participant contributions at end of year2014-12-31$306,919
Participant contributions at beginning of year2014-12-31$274,082
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$79,494
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$414,219
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$43,365
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$49,871
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$43,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,791,557
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,663,411
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,871,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,239,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,694,399
Interest on participant loans2014-12-31$12,662
Interest earned on other investments2014-12-31$7,863
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$1,796,971
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,116,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,077,626
Net investment gain/loss from pooled separate accounts2014-12-31$272,396
Net investment gain or loss from common/collective trusts2014-12-31$19,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$839,636
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$26,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,707,177
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PORTER KEADLE MOORE LLP
Accountancy firm EIN2014-12-31581303048
2013 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$43,365
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$140,610
Total income from all sources (including contributions)2013-12-31$6,617,043
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,102,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,054,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,211,175
Value of total assets at end of year2013-12-31$18,915,219
Value of total assets at beginning of year2013-12-31$13,497,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$47,713
Total interest from all sources2013-12-31$9,042
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$630,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$630,502
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,273,683
Participant contributions at end of year2013-12-31$274,082
Participant contributions at beginning of year2013-12-31$216,053
Participant contributions at end of year2013-12-31$79,494
Participant contributions at beginning of year2013-12-31$64,267
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$148,667
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$356
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$43,365
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$140,610
Other income not declared elsewhere2013-12-31$6,803
Administrative expenses (other) incurred2013-12-31$47,713
Total non interest bearing cash at end of year2013-12-31$43,365
Total non interest bearing cash at beginning of year2013-12-31$49,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,514,688
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,871,854
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,357,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,694,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,769,601
Interest on participant loans2013-12-31$9,042
Value of interest in common/collective trusts at end of year2013-12-31$1,796,971
Value of interest in common/collective trusts at beginning of year2013-12-31$1,383,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,733,363
Net investment gain or loss from common/collective trusts2013-12-31$26,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$788,825
Employer contributions (assets) at end of year2013-12-31$26,908
Employer contributions (assets) at beginning of year2013-12-31$14,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,054,642
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PORTER KEADLE MOORE LLP
Accountancy firm EIN2013-12-31581303048
2012 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$140,610
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$28,227
Total income from all sources (including contributions)2012-12-31$3,612,790
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$715,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$673,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,079,256
Value of total assets at end of year2012-12-31$13,497,776
Value of total assets at beginning of year2012-12-31$10,487,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$41,694
Total interest from all sources2012-12-31$8,770
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$433,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$433,225
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,520,112
Participant contributions at end of year2012-12-31$216,053
Participant contributions at beginning of year2012-12-31$211,324
Participant contributions at end of year2012-12-31$64,267
Participant contributions at beginning of year2012-12-31$56,556
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$88,604
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$356
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$140,610
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$28,227
Other income not declared elsewhere2012-12-31$2,746
Administrative expenses (other) incurred2012-12-31$41,694
Total non interest bearing cash at end of year2012-12-31$49,548
Total non interest bearing cash at beginning of year2012-12-31$28,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,897,436
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,357,166
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,459,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,769,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,176,201
Interest on participant loans2012-12-31$8,770
Value of interest in common/collective trusts at end of year2012-12-31$1,383,857
Value of interest in common/collective trusts at beginning of year2012-12-31$1,003,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,062,276
Net investment gain or loss from common/collective trusts2012-12-31$26,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$470,540
Employer contributions (assets) at end of year2012-12-31$14,094
Employer contributions (assets) at beginning of year2012-12-31$12,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$673,660
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PORTER KEADLE MOORE LLP
Accountancy firm EIN2012-12-31581303048
2011 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$28,227
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$22,051
Total income from all sources (including contributions)2011-12-31$1,381,477
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,132,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,089,004
Expenses. Certain deemed distributions of participant loans2011-12-31$5,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,434,241
Value of total assets at end of year2011-12-31$10,487,957
Value of total assets at beginning of year2011-12-31$10,232,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$37,876
Total interest from all sources2011-12-31$8,155
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$326,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$326,383
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,090,518
Participant contributions at end of year2011-12-31$211,324
Participant contributions at beginning of year2011-12-31$169,210
Participant contributions at end of year2011-12-31$56,556
Participant contributions at beginning of year2011-12-31$36,587
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$73,576
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$28,227
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$22,051
Total non interest bearing cash at end of year2011-12-31$28,230
Total non interest bearing cash at beginning of year2011-12-31$22,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$249,426
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,459,730
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,210,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,176,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,989,641
Interest on participant loans2011-12-31$8,155
Value of interest in common/collective trusts at end of year2011-12-31$1,003,280
Value of interest in common/collective trusts at beginning of year2011-12-31$1,001,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-415,732
Net investment gain or loss from common/collective trusts2011-12-31$28,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$270,147
Employer contributions (assets) at end of year2011-12-31$12,366
Employer contributions (assets) at beginning of year2011-12-31$13,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,089,004
Contract administrator fees2011-12-31$37,876
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PORTER KEADLE MOORE, LLP
Accountancy firm EIN2011-12-31581303048
2010 : ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$22,051
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$33,857
Total income from all sources (including contributions)2010-12-31$2,659,013
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,088,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,051,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,440,412
Value of total assets at end of year2010-12-31$10,232,355
Value of total assets at beginning of year2010-12-31$9,673,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$36,719
Total interest from all sources2010-12-31$7,456
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$239,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$239,627
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$988,178
Participant contributions at end of year2010-12-31$169,210
Participant contributions at beginning of year2010-12-31$152,835
Participant contributions at end of year2010-12-31$36,587
Participant contributions at beginning of year2010-12-31$32,952
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$288,321
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$22,051
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$33,857
Administrative expenses (other) incurred2010-12-31$36,719
Total non interest bearing cash at end of year2010-12-31$22,053
Total non interest bearing cash at beginning of year2010-12-31$33,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$570,428
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,210,304
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,639,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,989,641
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,965,093
Interest on participant loans2010-12-31$7,456
Value of interest in common/collective trusts at end of year2010-12-31$1,001,851
Value of interest in common/collective trusts at beginning of year2010-12-31$1,488,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$971,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$163,913
Employer contributions (assets) at end of year2010-12-31$13,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,051,866
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PORTER KEADLE MOORE, LLP
Accountancy firm EIN2010-12-31581303048

Form 5500 Responses for ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN

2022: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ASHTON WOODS HOMES RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered1439
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered1410
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $7,677
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,677
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered1118
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $97,752
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $97,752
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered1196
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $90,418
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $90,418
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered1153
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $84,973
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $84,973
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered1046
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $74,765
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $74,765
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered819
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $27,259
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,259
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9830
Policy instance 1
Insurance contract or identification numberZH9830
Number of Individuals Covered788
Insurance policy start date2014-10-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $89,628
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $89,628
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENTS

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