401k Plan data: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. plan

RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 401k Plan overview

Plan Name	RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP.
Plan identification number	003

RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALCOA USA CORP. has sponsored the creation of one or more 401k plans.

Company Name: ALCOA USA CORP.

Employer identification number (EIN): 371808900

NAIC Classification: 331310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 JOHN A. KENNA, VICE PRESIDENT JOHN A. KENNA, VICE PRESIDENT 2018-07-16
003 2016-08-01 JOHN A. KENNA, VICE PRESIDENT JOHN A. KENNA, VICE PRESIDENT 2017-08-22

Plan Statistics for RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP.

401k plan membership statisitcs for RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP.

Measure Date Value
2022: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,854
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 688
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 1,098
Total of all active and inactive participants 2022-01-01 1,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 13
Total participants 2022-01-01 1,799
Number of participants with account balances 2022-01-01 1,791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,299
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 645
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,195
Total of all active and inactive participants 2021-01-01 1,840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 14
Total participants 2021-01-01 1,854
Number of participants with account balances 2021-01-01 1,854
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,444
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 940
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,270
Total of all active and inactive participants 2020-01-01 2,210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 15
Total participants 2020-01-01 2,225
Number of participants with account balances 2020-01-01 2,225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2,628
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,087
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,324
Total of all active and inactive participants 2019-01-01 2,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 14
Total participants 2019-01-01 2,425
Number of participants with account balances 2019-01-01 2,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2018 401k membership
Total participants, beginning-of-year 2018-01-01 2,716
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,118
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1,507
Total of all active and inactive participants 2018-01-01 2,625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 12
Total participants 2018-01-01 2,637
Number of participants with account balances 2018-01-01 2,628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3,027
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,062
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1,666
Total of all active and inactive participants 2017-01-01 2,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 33
Total participants 2017-01-01 2,761
Number of participants with account balances 2017-01-01 2,754
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2016 401k membership
Total participants, beginning-of-year 2016-08-01 3,160
Total number of active participants reported on line 7a of the Form 5500 2016-08-01 1,089
Number of retired or separated participants receiving benefits 2016-08-01 0
Number of other retired or separated participants entitled to future benefits 2016-08-01 1,944
Total of all active and inactive participants 2016-08-01 3,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-08-01 52
Total participants 2016-08-01 3,085
Number of participants with account balances 2016-08-01 3,027
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-08-01 0

Measure	Date	Value
2022: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,854
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	688
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,098
Total of all active and inactive participants	2022-01-01	1,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	13
Total participants	2022-01-01	1,799
Number of participants with account balances	2022-01-01	1,791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,299
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	645
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,195
Total of all active and inactive participants	2021-01-01	1,840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	14
Total participants	2021-01-01	1,854
Number of participants with account balances	2021-01-01	1,854
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,444
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	940
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,270
Total of all active and inactive participants	2020-01-01	2,210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	15
Total participants	2020-01-01	2,225
Number of participants with account balances	2020-01-01	2,225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2,628
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,087
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,324
Total of all active and inactive participants	2019-01-01	2,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	14
Total participants	2019-01-01	2,425
Number of participants with account balances	2019-01-01	2,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2018 401k membership
Total participants, beginning-of-year	2018-01-01	2,716
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,118
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,507
Total of all active and inactive participants	2018-01-01	2,625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	12
Total participants	2018-01-01	2,637
Number of participants with account balances	2018-01-01	2,628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3,027
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,062
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,666
Total of all active and inactive participants	2017-01-01	2,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	33
Total participants	2017-01-01	2,761
Number of participants with account balances	2017-01-01	2,754
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2016 401k membership
Total participants, beginning-of-year	2016-08-01	3,160
Total number of active participants reported on line 7a of the Form 5500	2016-08-01	1,089
Number of retired or separated participants receiving benefits	2016-08-01	0
Number of other retired or separated participants entitled to future benefits	2016-08-01	1,944
Total of all active and inactive participants	2016-08-01	3,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-08-01	52
Total participants	2016-08-01	3,085
Number of participants with account balances	2016-08-01	3,027
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-08-01	0

Financial Data on RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP.

Measure	Date	Value
2022 : RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2022 401k financial data
Total transfer of assets to this plan	2022-12-31	$781,702
Total income from all sources (including contributions)	2022-12-31	$-69,503,034
Total of all expenses incurred	2022-12-31	$73,613,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$73,613,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$15,456,554
Value of total assets at end of year	2022-12-31	$391,925,621
Value of total assets at beginning of year	2022-12-31	$534,260,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$8,468,945
Participant contributions at end of year	2022-12-31	$1,542,011
Participant contributions at beginning of year	2022-12-31	$1,846,211
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$14,923,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-143,116,652
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$391,925,621
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$534,260,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in master investment trust accounts at end of year	2022-12-31	$390,383,610
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$517,490,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$6,987,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$73,613,618
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEWATERHOUSECOOPERS LP
Accountancy firm EIN	2022-12-31	134008324
2021 : RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2021 401k financial data
Total transfer of assets to this plan	2021-12-31	$2,244,456
Total income from all sources (including contributions)	2021-12-31	$95,945,581
Total of all expenses incurred	2021-12-31	$124,171,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$124,171,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$15,293,363
Value of total assets at end of year	2021-12-31	$534,260,571
Value of total assets at beginning of year	2021-12-31	$560,241,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$8,058,647
Participant contributions at end of year	2021-12-31	$1,846,211
Participant contributions at beginning of year	2021-12-31	$3,011,535
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$14,923,455
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$15,482,254
Other income not declared elsewhere	2021-12-31	$3,104,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-28,225,867
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$534,260,571
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$560,241,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in master investment trust accounts at end of year	2021-12-31	$517,490,905
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$541,748,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$7,234,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$124,171,448
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEWATERHOUSECOOPERS LP
Accountancy firm EIN	2021-12-31	134008324
2020 : RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2020 401k financial data
Total transfer of assets to this plan	2020-12-31	$830,312
Total income from all sources (including contributions)	2020-12-31	$91,836,817
Total of all expenses incurred	2020-12-31	$87,597,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$87,597,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$19,151,274
Value of total assets at end of year	2020-12-31	$560,241,982
Value of total assets at beginning of year	2020-12-31	$555,171,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$11,000,573
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$15,482,254
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$14,312,683
Assets. Loans (other than to participants) at end of year	2020-12-31	$3,011,535
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$3,213,805
Other income not declared elsewhere	2020-12-31	$3,115,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,239,806
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$560,241,982
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$555,171,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in master investment trust accounts at end of year	2020-12-31	$541,748,193
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$537,645,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$8,150,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$87,597,011
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2020-12-31	134008324
2019 : RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2019 401k financial data
Total transfer of assets to this plan	2019-12-31	$567,536
Total income from all sources (including contributions)	2019-12-31	$114,327,937
Total of all expenses incurred	2019-12-31	$69,939,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$69,939,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$21,551,090
Value of total assets at end of year	2019-12-31	$555,171,864
Value of total assets at beginning of year	2019-12-31	$510,216,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$12,802,149
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$1,738
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$14,312,683
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$21,714,104
Assets. Loans (other than to participants) at end of year	2019-12-31	$3,213,805
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$3,308,662
Other income not declared elsewhere	2019-12-31	$4,099,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$44,388,259
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$555,171,864
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$510,216,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in master investment trust accounts at end of year	2019-12-31	$537,645,376
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$485,191,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$8,748,941
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$69,939,678
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2019-12-31	134008324
2018 : RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$227,851
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-11,492,236
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$67,106,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$67,106,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$21,206,132
Value of total assets at end of year	2018-12-31	$510,216,069
Value of total assets at beginning of year	2018-12-31	$588,587,421
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$12,985,459
Participant contributions at end of year	2018-12-31	$3,308,662
Participant contributions at beginning of year	2018-12-31	$3,260,561
Participant contributions at end of year	2018-12-31	$1,738
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$21,714,104
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$23,664,974
Other income not declared elsewhere	2018-12-31	$-1,411,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-78,599,203
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$510,216,069
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$588,587,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in master investment trust accounts at end of year	2018-12-31	$485,191,027
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$561,661,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$8,220,673
Employer contributions (assets) at end of year	2018-12-31	$538
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$67,106,967
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2018-12-31	134008324
2017 : RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$1,800,055
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$114,818,626
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$90,847,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$90,847,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$18,668,110
Value of total assets at end of year	2017-12-31	$588,587,421
Value of total assets at beginning of year	2017-12-31	$562,815,976
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$0
Total interest from all sources	2017-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$11,029,167
Participant contributions at end of year	2017-12-31	$3,260,561
Participant contributions at beginning of year	2017-12-31	$3,903,354
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$18,197
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$23,664,974
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$22,635,699
Other income not declared elsewhere	2017-12-31	$2,854,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$23,971,390
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$588,587,421
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$562,815,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in master investment trust accounts at end of year	2017-12-31	$561,661,886
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$536,251,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$7,638,943
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$7,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$90,847,236
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2017-12-31	134008324
2016 : RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$593,908,250
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$8,807,122
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$39,899,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$39,899,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,350,503
Value of total assets at end of year	2016-12-31	$562,815,976
Value of total assets at beginning of year	2016-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,345,642
Participant contributions at end of year	2016-12-31	$3,903,354
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$18,197
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$22,635,699
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$326,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-31,092,274
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$562,815,976
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in master investment trust accounts at end of year	2016-12-31	$536,251,568
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,004,861
Employer contributions (assets) at end of year	2016-12-31	$7,158
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$39,899,396
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2016-12-31	134008324

Form 5500 Responses for RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP.

2022: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RETIREMENT SAVINGS PLAN FOR SALARIED EES OF ALCOA USA CORP. 2016 form 5500 responses
2016-08-01	Type of plan entity	Single employer plan
2016-08-01	First time form 5500 has been submitted	Yes
2016-08-01	Submission has been amended	No
2016-08-01	This submission is the final filing	No
2016-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-08-01	Plan is a collectively bargained plan	No
2016-08-01	Plan funding arrangement – Trust	Yes
2016-08-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALCOA USA CORP.
Employer identification number (EIN):	371808900
NAIC Classification:	331310