401k Plan data: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. plan

RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 401k Plan overview

Plan Name	RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP.
Plan identification number	004

RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALCOA USA CORP. has sponsored the creation of one or more 401k plans.

Company Name: ALCOA USA CORP.

Employer identification number (EIN): 371808900

NAIC Classification: 331310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2022-01-01
004 2021-01-01
004 2020-01-01
004 2019-01-01
004 2018-01-01
004 2017-01-01 JOHN A. KENNA, VICE PRESIDENT JOHN A. KENNA, VICE PRESIDENT 2018-07-16
004 2016-08-01 JOHN A. KENNA, VICE PRESIDENT JOHN A. KENNA, VICE PRESIDENT 2017-08-22

Plan Statistics for RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP.

401k plan membership statisitcs for RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP.

Measure Date Value
2022: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,215
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 963
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 1,079
Total of all active and inactive participants 2022-01-01 2,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 35
Total participants 2022-01-01 2,077
Number of participants with account balances 2022-01-01 2,063
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2021 401k membership
Total participants, beginning-of-year 2021-01-01 3,009
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 992
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,189
Total of all active and inactive participants 2021-01-01 2,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 34
Total participants 2021-01-01 2,215
Number of participants with account balances 2021-01-01 2,215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2020 401k membership
Total participants, beginning-of-year 2020-01-01 3,474
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,806
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,144
Total of all active and inactive participants 2020-01-01 2,950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 35
Total participants 2020-01-01 2,985
Number of participants with account balances 2020-01-01 2,985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2019 401k membership
Total participants, beginning-of-year 2019-01-01 3,548
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2,417
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,021
Total of all active and inactive participants 2019-01-01 3,438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 36
Total participants 2019-01-01 3,474
Number of participants with account balances 2019-01-01 3,474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3,666
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 2,393
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1,203
Total of all active and inactive participants 2018-01-01 3,596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 35
Total participants 2018-01-01 3,631
Number of participants with account balances 2018-01-01 3,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3,630
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2,320
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1,430
Total of all active and inactive participants 2017-01-01 3,750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 78
Total participants 2017-01-01 3,828
Number of participants with account balances 2017-01-01 3,748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2016 401k membership
Total participants, beginning-of-year 2016-08-01 4,019
Total number of active participants reported on line 7a of the Form 5500 2016-08-01 1,977
Number of retired or separated participants receiving benefits 2016-08-01 0
Number of other retired or separated participants entitled to future benefits 2016-08-01 1,762
Total of all active and inactive participants 2016-08-01 3,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-08-01 113
Total participants 2016-08-01 3,852
Number of participants with account balances 2016-08-01 3,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-08-01 0

Measure	Date	Value
2022: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,215
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	963
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,079
Total of all active and inactive participants	2022-01-01	2,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	35
Total participants	2022-01-01	2,077
Number of participants with account balances	2022-01-01	2,063
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2021 401k membership
Total participants, beginning-of-year	2021-01-01	3,009
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	992
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,189
Total of all active and inactive participants	2021-01-01	2,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	34
Total participants	2021-01-01	2,215
Number of participants with account balances	2021-01-01	2,215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2020 401k membership
Total participants, beginning-of-year	2020-01-01	3,474
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,806
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,144
Total of all active and inactive participants	2020-01-01	2,950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	35
Total participants	2020-01-01	2,985
Number of participants with account balances	2020-01-01	2,985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2019 401k membership
Total participants, beginning-of-year	2019-01-01	3,548
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2,417
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,021
Total of all active and inactive participants	2019-01-01	3,438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	36
Total participants	2019-01-01	3,474
Number of participants with account balances	2019-01-01	3,474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3,666
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	2,393
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,203
Total of all active and inactive participants	2018-01-01	3,596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	35
Total participants	2018-01-01	3,631
Number of participants with account balances	2018-01-01	3,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3,630
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,320
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,430
Total of all active and inactive participants	2017-01-01	3,750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	78
Total participants	2017-01-01	3,828
Number of participants with account balances	2017-01-01	3,748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2016 401k membership
Total participants, beginning-of-year	2016-08-01	4,019
Total number of active participants reported on line 7a of the Form 5500	2016-08-01	1,977
Number of retired or separated participants receiving benefits	2016-08-01	0
Number of other retired or separated participants entitled to future benefits	2016-08-01	1,762
Total of all active and inactive participants	2016-08-01	3,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-08-01	113
Total participants	2016-08-01	3,852
Number of participants with account balances	2016-08-01	3,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-08-01	0

Financial Data on RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP.

Measure	Date	Value
2022 : RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2022 401k financial data
Total transfer of assets from this plan	2022-12-31	$781,702
Total income from all sources (including contributions)	2022-12-31	$-35,697,914
Total of all expenses incurred	2022-12-31	$38,770,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$38,770,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$11,048,728
Value of total assets at end of year	2022-12-31	$226,645,962
Value of total assets at beginning of year	2022-12-31	$301,895,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$7,032,224
Participant contributions at end of year	2022-12-31	$3,760,256
Participant contributions at beginning of year	2022-12-31	$3,784,782
Participant contributions at end of year	2022-12-31	$121,862
Participant contributions at beginning of year	2022-12-31	$125,030
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$8,867,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-74,468,170
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$226,645,962
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$301,895,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in master investment trust accounts at end of year	2022-12-31	$222,690,608
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$289,047,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$4,016,504
Employer contributions (assets) at end of year	2022-12-31	$73,236
Employer contributions (assets) at beginning of year	2022-12-31	$70,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$38,770,256
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2022-12-31	134008324
2021 : RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2021 401k financial data
Total transfer of assets from this plan	2021-12-31	$2,244,456
Total income from all sources (including contributions)	2021-12-31	$63,665,415
Total of all expenses incurred	2021-12-31	$176,042,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$176,042,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$12,630,643
Value of total assets at end of year	2021-12-31	$301,895,834
Value of total assets at beginning of year	2021-12-31	$416,516,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$8,668,725
Participant contributions at end of year	2021-12-31	$3,784,782
Participant contributions at beginning of year	2021-12-31	$7,265,329
Participant contributions at end of year	2021-12-31	$125,030
Participant contributions at beginning of year	2021-12-31	$149,035
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$8,867,838
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$10,250,526
Other income not declared elsewhere	2021-12-31	$1,275,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-112,376,676
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$301,895,834
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$416,516,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in master investment trust accounts at end of year	2021-12-31	$289,047,434
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$398,786,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$3,961,918
Employer contributions (assets) at end of year	2021-12-31	$70,750
Employer contributions (assets) at beginning of year	2021-12-31	$65,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$176,042,091
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2021-12-31	134008324
2020 : RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2020 401k financial data
Total transfer of assets from this plan	2020-12-31	$830,312
Total income from all sources (including contributions)	2020-12-31	$78,804,311
Total of all expenses incurred	2020-12-31	$66,609,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$66,609,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$23,573,437
Value of total assets at end of year	2020-12-31	$416,516,966
Value of total assets at beginning of year	2020-12-31	$405,152,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$15,809,890
Participant contributions at end of year	2020-12-31	$7,265,329
Participant contributions at beginning of year	2020-12-31	$8,958,191
Participant contributions at end of year	2020-12-31	$149,035
Participant contributions at beginning of year	2020-12-31	$388,116
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$10,250,526
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$6,212,296
Other income not declared elsewhere	2020-12-31	$3,459,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$12,194,781
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$416,516,966
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$405,152,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in master investment trust accounts at end of year	2020-12-31	$398,786,312
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$389,377,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$7,763,547
Employer contributions (assets) at end of year	2020-12-31	$65,764
Employer contributions (assets) at beginning of year	2020-12-31	$216,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$66,609,530
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2020-12-31	134008324
2019 : RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2019 401k financial data
Total transfer of assets from this plan	2019-12-31	$567,536
Total income from all sources (including contributions)	2019-12-31	$89,475,302
Total of all expenses incurred	2019-12-31	$45,613,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$45,613,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$25,433,548
Value of total assets at end of year	2019-12-31	$405,152,497
Value of total assets at beginning of year	2019-12-31	$361,858,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$16,784,279
Participant contributions at end of year	2019-12-31	$8,958,191
Participant contributions at beginning of year	2019-12-31	$8,945,166
Participant contributions at end of year	2019-12-31	$388,116
Participant contributions at beginning of year	2019-12-31	$328,145
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$6,212,296
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$9,137,215
Other income not declared elsewhere	2019-12-31	$2,000,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$43,861,419
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$405,152,497
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$361,858,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in master investment trust accounts at end of year	2019-12-31	$389,377,246
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$343,336,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$8,649,269
Employer contributions (assets) at end of year	2019-12-31	$216,648
Employer contributions (assets) at beginning of year	2019-12-31	$111,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$45,613,883
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2019-12-31	134008324
2018 : RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$227,851
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$22,496
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$46,916,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$46,916,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$24,408,532
Value of total assets at end of year	2018-12-31	$361,858,614
Value of total assets at beginning of year	2018-12-31	$408,980,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$16,383,176
Participant contributions at end of year	2018-12-31	$8,945,166
Participant contributions at beginning of year	2018-12-31	$8,052,965
Participant contributions at end of year	2018-12-31	$328,145
Participant contributions at beginning of year	2018-12-31	$281,710
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$9,137,215
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$11,432,636
Other income not declared elsewhere	2018-12-31	$-763,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-46,893,766
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$361,858,614
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$408,980,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in master investment trust accounts at end of year	2018-12-31	$343,336,255
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$389,063,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$8,025,356
Employer contributions (assets) at end of year	2018-12-31	$111,833
Employer contributions (assets) at beginning of year	2018-12-31	$149,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$46,916,262
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2018-12-31	134008324
2017 : RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$1,800,055
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$90,556,842
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$52,073,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$52,073,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$19,678,628
Value of total assets at end of year	2017-12-31	$408,980,231
Value of total assets at beginning of year	2017-12-31	$372,296,602
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$0
Total interest from all sources	2017-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$13,432,071
Participant contributions at end of year	2017-12-31	$8,052,965
Participant contributions at beginning of year	2017-12-31	$8,874,244
Participant contributions at end of year	2017-12-31	$281,710
Participant contributions at beginning of year	2017-12-31	$169,730
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$11,432,636
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$10,009,678
Other income not declared elsewhere	2017-12-31	$1,924,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$38,483,684
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$408,980,231
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$372,296,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in master investment trust accounts at end of year	2017-12-31	$389,063,454
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$353,175,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$6,246,557
Employer contributions (assets) at end of year	2017-12-31	$149,466
Employer contributions (assets) at beginning of year	2017-12-31	$67,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$52,073,158
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2017-12-31	134008324
2016 : RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$389,718,411
Total transfer of assets from this plan	2016-12-31	$288,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$6,954,188
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$24,087,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$24,087,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,886,109
Value of total assets at end of year	2016-12-31	$372,296,602
Value of total assets at beginning of year	2016-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$5,686,626
Participant contributions at end of year	2016-12-31	$8,874,244
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$169,730
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$10,009,678
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$290,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-17,133,153
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$372,296,602
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in master investment trust accounts at end of year	2016-12-31	$353,175,316
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,199,483
Employer contributions (assets) at end of year	2016-12-31	$67,634
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$24,087,341
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2016-12-31	134008324

Form 5500 Responses for RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP.

2022: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RETIREMENT SAVINGS PLAN FOR HOURLY EES OF ALCOA USA CORP. 2016 form 5500 responses
2016-08-01	Type of plan entity	Single employer plan
2016-08-01	First time form 5500 has been submitted	Yes
2016-08-01	Submission has been amended	No
2016-08-01	This submission is the final filing	No
2016-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-08-01	Plan is a collectively bargained plan	No
2016-08-01	Plan funding arrangement – Trust	Yes
2016-08-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALCOA USA CORP.
Employer identification number (EIN):	371808900
NAIC Classification:	331310