THE DOW CHEMICAL COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROHM AND HAAS MASTER TRUST-FIXED INVESTMENT INCOME
| Measure | Date | Value |
|---|
| 2012 : ROHM AND HAAS MASTER TRUST-FIXED INVESTMENT INCOME 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-04-30 | $1,985,993 |
| Total unrealized appreciation/depreciation of assets | 2012-04-30 | $1,985,993 |
| Total transfer of assets to this plan | 2012-04-30 | $0 |
| Total transfer of assets from this plan | 2012-04-30 | $384,633,322 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $22,397,944 |
| Total income from all sources (including contributions) | 2012-04-30 | $8,577,014 |
| Total loss/gain on sale of assets | 2012-04-30 | $-1,569,290 |
| Total of all expenses incurred | 2012-04-30 | $198,979 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-04-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-04-30 | $0 |
| Value of total assets at end of year | 2012-04-30 | $0 |
| Value of total assets at beginning of year | 2012-04-30 | $398,653,231 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-04-30 | $198,979 |
| Total interest from all sources | 2012-04-30 | $4,111,667 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-04-30 | $451,940 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-04-30 | $450,696 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-04-30 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-04-30 | $48,064 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-04-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-04-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-04-30 | $9,338,488 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-04-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-04-30 | $16,531,182 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-04-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-04-30 | $22,397,944 |
| Other income not declared elsewhere | 2012-04-30 | $7,267 |
| Administrative expenses (other) incurred | 2012-04-30 | $3,570 |
| Total non interest bearing cash at end of year | 2012-04-30 | $0 |
| Total non interest bearing cash at beginning of year | 2012-04-30 | $8,262,112 |
| Value of net income/loss | 2012-04-30 | $8,378,035 |
| Value of net assets at end of year (total assets less liabilities) | 2012-04-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-04-30 | $376,255,287 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-04-30 | No |
| Investment advisory and management fees | 2012-04-30 | $195,409 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-04-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-04-30 | $84,391,781 |
| Interest earned on other investments | 2012-04-30 | $145,184 |
| Income. Interest from US Government securities | 2012-04-30 | $886,463 |
| Income. Interest from corporate debt instruments | 2012-04-30 | $3,075,961 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-04-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-04-30 | $1,889,540 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-04-30 | $1,889,540 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-04-30 | $4,059 |
| Asset value of US Government securities at end of year | 2012-04-30 | $0 |
| Asset value of US Government securities at beginning of year | 2012-04-30 | $112,037,366 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-04-30 | $3,589,437 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-04-30 | Yes |
| Income. Dividends from preferred stock | 2012-04-30 | $1,244 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-04-30 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-04-30 | $64,462,041 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-04-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-04-30 | $101,526,868 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-04-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-04-30 | $165,789 |
| Did the plan have assets held for investment | 2012-04-30 | No |
| Aggregate proceeds on sale of assets | 2012-04-30 | $104,500,377 |
| Aggregate carrying amount (costs) on sale of assets | 2012-04-30 | $106,069,667 |
| 2011 : ROHM AND HAAS MASTER TRUST-FIXED INVESTMENT INCOME 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-30 | $21,503,623 |
| Total unrealized appreciation/depreciation of assets | 2011-12-30 | $21,503,623 |
| Total transfer of assets to this plan | 2011-12-30 | $73,000,000 |
| Total transfer of assets from this plan | 2011-12-30 | $116,645,066 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-30 | $22,397,944 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-30 | $12,449,262 |
| Total income from all sources (including contributions) | 2011-12-30 | $65,136,590 |
| Total loss/gain on sale of assets | 2011-12-30 | $15,902,171 |
| Total of all expenses incurred | 2011-12-30 | $1,322,920 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-30 | $0 |
| Value of total assets at end of year | 2011-12-30 | $398,653,231 |
| Value of total assets at beginning of year | 2011-12-30 | $368,535,945 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-30 | $1,322,920 |
| Total interest from all sources | 2011-12-30 | $14,096,572 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-30 | $5,178,845 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-30 | $5,165,259 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-30 | $48,064 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-30 | $120,699 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-30 | $9,338,488 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-30 | $8,390,080 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-30 | $16,531,182 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-30 | $11,576,020 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-30 | $22,397,944 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-30 | $12,449,262 |
| Other income not declared elsewhere | 2011-12-30 | $9,702 |
| Administrative expenses (other) incurred | 2011-12-30 | $581,553 |
| Total non interest bearing cash at end of year | 2011-12-30 | $8,262,112 |
| Total non interest bearing cash at beginning of year | 2011-12-30 | $56 |
| Value of net income/loss | 2011-12-30 | $63,813,670 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-30 | $376,255,287 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-30 | $356,086,683 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-30 | No |
| Investment advisory and management fees | 2011-12-30 | $741,367 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-30 | $84,391,781 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-30 | $73,475,436 |
| Interest earned on other investments | 2011-12-30 | $717,175 |
| Income. Interest from US Government securities | 2011-12-30 | $2,800,377 |
| Income. Interest from corporate debt instruments | 2011-12-30 | $10,554,781 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-30 | $1,889,540 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-30 | $-28,723 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-30 | $-28,723 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-30 | $24,239 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-30 | $17,085,786 |
| Asset value of US Government securities at end of year | 2011-12-30 | $112,037,366 |
| Asset value of US Government securities at beginning of year | 2011-12-30 | $90,727,653 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-30 | $8,445,677 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-30 | Yes |
| Income. Dividends from preferred stock | 2011-12-30 | $13,586 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-30 | $64,462,041 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-30 | $70,145,948 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-30 | $101,526,868 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-30 | $96,947,994 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-30 | $165,789 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-30 | $94,996 |
| Did the plan have assets held for investment | 2011-12-30 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-30 | $351,619,623 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-30 | $335,717,452 |
