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COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 401k Plan overview

Plan NameCOMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN
Plan identification number 002

COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

COMMUNITY HOSPITAL, WATERVLIET has sponsored the creation of one or more 401k plans.

Company Name:COMMUNITY HOSPITAL, WATERVLIET
Employer identification number (EIN):381368745
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-01-01CHRIS KUHLMANN
0022011-01-01CHRIS KUHLMANN CHRIS KUHLMANN2012-10-09
0022010-01-01CHRIS KUHLMANN
0022009-10-01CHRIS KUHLMANN
0022008-10-01CHRIS KUHLMANN
0022008-10-01 CHRIS KUHLMANN2010-10-15
0022007-10-01CHRIS KUHLMANN
0022007-10-01 CHRIS KUHLMANN2010-10-15
0022006-10-01 CHRIS KUHLMANN2010-10-15
0022005-10-01 CHRIS KUHLMANN2010-10-15

Plan Statistics for COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN

401k plan membership statisitcs for COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN

Measure Date Value
2012: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01285
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01281
Total number of active participants reported on line 7a of the Form 55002011-01-01265
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01285
Number of participants with account balances2011-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01159
Total number of active participants reported on line 7a of the Form 55002010-01-01276
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01281
Number of participants with account balances2010-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01118
Total number of active participants reported on line 7a of the Form 55002009-10-01276
Number of retired or separated participants receiving benefits2009-10-012
Number of other retired or separated participants entitled to future benefits2009-10-013
Total of all active and inactive participants2009-10-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01281
Number of participants with account balances2009-10-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010
2008: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2008 401k membership
Total of all active and inactive participants2008-10-010
Total participants2008-10-010
2007: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2007 401k membership
Total of all active and inactive participants2007-10-010
Total participants2007-10-010

Financial Data on COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN

Measure Date Value
2012 : COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$339,379
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,090,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,085,989
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$0
Value of total assets at beginning of year2012-12-31$5,750,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,165
Total interest from all sources2012-12-31$759
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$27,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$27,819
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$0
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$32,327
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$357
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$25,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-5,750,775
Value of net assets at end of year (total assets less liabilities)2012-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,750,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,339,083
Interest on participant loans2012-12-31$759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,091,636
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$285,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$287,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,085,989
Contract administrator fees2012-12-31$4,165
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2012-12-31381357951
2011 : COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$819,438
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$416,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$412,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$747,174
Value of total assets at end of year2011-12-31$5,750,775
Value of total assets at beginning of year2011-12-31$5,347,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,823
Total interest from all sources2011-12-31$2,412
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$109,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$109,951
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$342,858
Participant contributions at end of year2011-12-31$32,327
Participant contributions at beginning of year2011-12-31$63,972
Participant contributions at end of year2011-12-31$357
Participant contributions at beginning of year2011-12-31$8,959
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,330
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$39,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$402,961
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,750,775
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,347,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,339,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,273,167
Interest on participant loans2011-12-31$2,412
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,091,636
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,001,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-79,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$400,986
Employer contributions (assets) at end of year2011-12-31$287,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$412,654
Contract administrator fees2011-12-31$3,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2011-12-31381357951
2010 : COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$742,392
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$725,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$720,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$281,051
Value of total assets at end of year2010-12-31$5,347,814
Value of total assets at beginning of year2010-12-31$5,330,497
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,768
Total interest from all sources2010-12-31$3,640
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$64,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$64,938
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$281,051
Participant contributions at end of year2010-12-31$92,466
Participant contributions at beginning of year2010-12-31$52,862
Participant contributions at end of year2010-12-31$8,959
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,127,079
Other income not declared elsewhere2010-12-31$40,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$17,317
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,347,814
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,330,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,273,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,009,549
Interest on participant loans2010-12-31$3,640
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$973,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,141,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$352,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$720,307
Contract administrator fees2010-12-31$4,768
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2010-12-31381357951
2009 : COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN

2012: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedYes
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2007: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2007 form 5500 responses
2007-10-01Type of plan entitySingle employer plan
2007-10-01Submission has been amendedYes
2007-10-01This submission is the final filingNo
2007-10-01This return/report is a short plan year return/report (less than 12 months)No
2007-10-01Plan is a collectively bargained planNo
2006: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2006 form 5500 responses
2006-10-01Type of plan entitySingle employer plan
2006-10-01Submission has been amendedYes
2006-10-01This submission is the final filingNo
2006-10-01This return/report is a short plan year return/report (less than 12 months)No
2006-10-01Plan is a collectively bargained planNo
2005: COMMUNITY HOSPITAL, WATERVLIET 403(B) PLAN 2005 form 5500 responses
2005-10-01Type of plan entitySingle employer plan
2005-10-01Submission has been amendedYes
2005-10-01This submission is the final filingNo
2005-10-01This return/report is a short plan year return/report (less than 12 months)No
2005-10-01Plan is a collectively bargained planNo

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