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Plan Name | GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN |
Plan identification number | 004 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | GABRIEL, ROEDER, SMITH & COMPANY |
Employer identification number (EIN): | 381691268 |
NAIC Classification: | 541990 |
NAIC Description: | All Other Professional, Scientific, and Technical Services |
Additional information about GABRIEL, ROEDER, SMITH & COMPANY
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2001-11-05 |
Company Identification Number: | 0800027898 |
Legal Registered Office Address: |
1 TOWNE SQ STE 800 SOUTHFIELD United States of America (USA) 48076 |
More information about GABRIEL, ROEDER, SMITH & COMPANY
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
004 | 2014-07-01 | ||||
004 | 2013-07-01 | CHRISTINE SCHEER | |||
004 | 2012-07-01 | CHRISTINE SCHEER | CHRISTINE SCHEER | 2013-11-30 | |
004 | 2011-07-01 | CHRISTINE SCHEER | CHRISTINE SCHEER | 2012-11-19 | |
004 | 2009-07-01 | CHRISTINE SCHEER | CHRISTINE SCHEER | 2010-12-02 |
Measure | Date | Value |
---|---|---|
2014: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-07-01 | 183 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-07-01 | 126 |
Number of retired or separated participants receiving benefits | 2014-07-01 | 18 |
Number of other retired or separated participants entitled to future benefits | 2014-07-01 | 23 |
Total of all active and inactive participants | 2014-07-01 | 167 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-07-01 | 1 |
Total participants | 2014-07-01 | 168 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-07-01 | 5 |
2013: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-07-01 | 177 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-07-01 | 128 |
Number of retired or separated participants receiving benefits | 2013-07-01 | 16 |
Number of other retired or separated participants entitled to future benefits | 2013-07-01 | 37 |
Total of all active and inactive participants | 2013-07-01 | 181 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-07-01 | 2 |
Total participants | 2013-07-01 | 183 |
2012: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-07-01 | 159 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-07-01 | 123 |
Number of retired or separated participants receiving benefits | 2012-07-01 | 38 |
Number of other retired or separated participants entitled to future benefits | 2012-07-01 | 16 |
Total of all active and inactive participants | 2012-07-01 | 177 |
Total participants | 2012-07-01 | 177 |
2011: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-07-01 | 159 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-07-01 | 116 |
Number of retired or separated participants receiving benefits | 2011-07-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2011-07-01 | 29 |
Total of all active and inactive participants | 2011-07-01 | 159 |
Total participants | 2011-07-01 | 159 |
2009: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-07-01 | 133 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-07-01 | 120 |
Number of retired or separated participants receiving benefits | 2009-07-01 | 7 |
Number of other retired or separated participants entitled to future benefits | 2009-07-01 | 22 |
Total of all active and inactive participants | 2009-07-01 | 149 |
Total participants | 2009-07-01 | 149 |
Measure | Date | Value |
---|---|---|
2015 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $0 |
Total income from all sources (including contributions) | 2015-06-30 | $1,245,760 |
Total loss/gain on sale of assets | 2015-06-30 | $60,154 |
Total of all expenses incurred | 2015-06-30 | $1,157,633 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $1,119,537 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $1,017,985 |
Value of total assets at end of year | 2015-06-30 | $14,941,135 |
Value of total assets at beginning of year | 2015-06-30 | $14,853,008 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $38,096 |
Total interest from all sources | 2015-06-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $272,729 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-06-30 | $272,729 |
Administrative expenses professional fees incurred | 2015-06-30 | $19,645 |
Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
Value of fidelity bond cover | 2015-06-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
Total non interest bearing cash at end of year | 2015-06-30 | $0 |
Total non interest bearing cash at beginning of year | 2015-06-30 | $100,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Value of net income/loss | 2015-06-30 | $88,127 |
Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $14,941,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $14,853,008 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
Investment advisory and management fees | 2015-06-30 | $18,451 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $13,923,150 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $13,302,990 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-06-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-06-30 | $200,018 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-06-30 | $200,018 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $-105,108 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
Contributions received in cash from employer | 2015-06-30 | $1,017,985 |
Employer contributions (assets) at end of year | 2015-06-30 | $1,017,985 |
Employer contributions (assets) at beginning of year | 2015-06-30 | $1,250,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $1,119,537 |
Did the plan have assets held for investment | 2015-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
Aggregate proceeds on sale of assets | 2015-06-30 | $3,150,803 |
Aggregate carrying amount (costs) on sale of assets | 2015-06-30 | $3,090,649 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Disclaimer |
Accountancy firm name | 2015-06-30 | CORRELL ASSOCIATES PC |
Accountancy firm EIN | 2015-06-30 | 382746717 |
2014 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
Total income from all sources (including contributions) | 2014-06-30 | $3,372,872 |
Total loss/gain on sale of assets | 2014-06-30 | $315,402 |
Total of all expenses incurred | 2014-06-30 | $141,900 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $117,220 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $2,158,253 |
Value of total assets at end of year | 2014-06-30 | $14,853,008 |
Value of total assets at beginning of year | 2014-06-30 | $11,622,036 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $24,680 |
Total interest from all sources | 2014-06-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $259,217 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-06-30 | $259,217 |
Administrative expenses professional fees incurred | 2014-06-30 | $4,367 |
Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
Value of fidelity bond cover | 2014-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
Total non interest bearing cash at end of year | 2014-06-30 | $100,000 |
Total non interest bearing cash at beginning of year | 2014-06-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Value of net income/loss | 2014-06-30 | $3,230,972 |
Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $14,853,008 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $11,622,036 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
Investment advisory and management fees | 2014-06-30 | $20,313 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $13,302,990 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $10,372,415 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-06-30 | $200,018 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-06-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-06-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $640,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
Contributions received in cash from employer | 2014-06-30 | $2,158,253 |
Employer contributions (assets) at end of year | 2014-06-30 | $1,250,000 |
Employer contributions (assets) at beginning of year | 2014-06-30 | $1,249,621 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $117,220 |
Did the plan have assets held for investment | 2014-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
Aggregate proceeds on sale of assets | 2014-06-30 | $3,723,119 |
Aggregate carrying amount (costs) on sale of assets | 2014-06-30 | $3,407,717 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
Accountancy firm name | 2014-06-30 | CORRELL ASSOCIATES PC |
Accountancy firm EIN | 2014-06-30 | 382746717 |
2013 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-06-30 | $949,063 |
Total unrealized appreciation/depreciation of assets | 2013-06-30 | $949,063 |
Total income from all sources (including contributions) | 2013-06-30 | $2,448,838 |
Total of all expenses incurred | 2013-06-30 | $151,110 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $122,614 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $1,249,621 |
Value of total assets at end of year | 2013-06-30 | $11,622,036 |
Value of total assets at beginning of year | 2013-06-30 | $9,324,308 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $28,496 |
Total interest from all sources | 2013-06-30 | $101,242 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $148,912 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
Value of fidelity bond cover | 2013-06-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-06-30 | $23,708 |
Total non interest bearing cash at end of year | 2013-06-30 | $0 |
Total non interest bearing cash at beginning of year | 2013-06-30 | $30,832 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Value of net income/loss | 2013-06-30 | $2,297,728 |
Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $11,622,036 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $9,324,308 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
Investment advisory and management fees | 2013-06-30 | $28,496 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $10,372,415 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $1,999,111 |
Income. Interest from US Government securities | 2013-06-30 | $39,127 |
Income. Interest from corporate debt instruments | 2013-06-30 | $62,077 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-06-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-06-30 | $195,075 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-06-30 | $195,075 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-06-30 | $38 |
Asset value of US Government securities at end of year | 2013-06-30 | $0 |
Asset value of US Government securities at beginning of year | 2013-06-30 | $1,106,645 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
Contributions received in cash from employer | 2013-06-30 | $1,249,621 |
Employer contributions (assets) at end of year | 2013-06-30 | $1,249,621 |
Employer contributions (assets) at beginning of year | 2013-06-30 | $900,000 |
Income. Dividends from common stock | 2013-06-30 | $148,912 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $122,614 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-06-30 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-06-30 | $1,212,831 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-06-30 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-06-30 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-06-30 | $3,856,106 |
Did the plan have assets held for investment | 2013-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Unqualified |
Accountancy firm name | 2013-06-30 | CORRELL ASSOCIATES PC |
Accountancy firm EIN | 2013-06-30 | 382746717 |
2012 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-06-30 | $235,483 |
Total unrealized appreciation/depreciation of assets | 2012-06-30 | $235,483 |
Total income from all sources (including contributions) | 2012-06-30 | $1,408,689 |
Total of all expenses incurred | 2012-06-30 | $121,003 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $85,413 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $990,000 |
Value of total assets at end of year | 2012-06-30 | $9,324,308 |
Value of total assets at beginning of year | 2012-06-30 | $8,036,622 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $35,590 |
Total interest from all sources | 2012-06-30 | $95,847 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $87,359 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
Value of fidelity bond cover | 2012-06-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-06-30 | $23,708 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-06-30 | $24,533 |
Total non interest bearing cash at end of year | 2012-06-30 | $30,832 |
Total non interest bearing cash at beginning of year | 2012-06-30 | $86,127 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Value of net income/loss | 2012-06-30 | $1,287,686 |
Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $9,324,308 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $8,036,622 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
Investment advisory and management fees | 2012-06-30 | $35,590 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $1,999,111 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $1,874,308 |
Income. Interest from US Government securities | 2012-06-30 | $43,308 |
Income. Interest from corporate debt instruments | 2012-06-30 | $52,502 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-06-30 | $195,075 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-06-30 | $384,937 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-06-30 | $384,937 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-06-30 | $37 |
Asset value of US Government securities at end of year | 2012-06-30 | $1,106,645 |
Asset value of US Government securities at beginning of year | 2012-06-30 | $1,033,029 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
Contributions received in cash from employer | 2012-06-30 | $990,000 |
Employer contributions (assets) at end of year | 2012-06-30 | $900,000 |
Employer contributions (assets) at beginning of year | 2012-06-30 | $0 |
Income. Dividends from common stock | 2012-06-30 | $87,359 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $85,413 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-06-30 | $1,212,831 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-06-30 | $1,088,312 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-06-30 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-06-30 | $3,856,106 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-06-30 | $3,545,376 |
Did the plan have assets held for investment | 2012-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Unqualified |
Accountancy firm name | 2012-06-30 | CORRELL ASSOCIATES PC |
Accountancy firm EIN | 2012-06-30 | 382746717 |
2011 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-06-30 | $853,001 |
Total unrealized appreciation/depreciation of assets | 2011-06-30 | $853,001 |
Total income from all sources (including contributions) | 2011-06-30 | $1,996,405 |
Total of all expenses incurred | 2011-06-30 | $84,877 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $50,921 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $947,628 |
Value of total assets at end of year | 2011-06-30 | $8,036,622 |
Value of total assets at beginning of year | 2011-06-30 | $6,125,094 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $33,956 |
Total interest from all sources | 2011-06-30 | $102,936 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $92,840 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
Value of fidelity bond cover | 2011-06-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-06-30 | $24,533 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-06-30 | $24,455 |
Total non interest bearing cash at end of year | 2011-06-30 | $86,127 |
Total non interest bearing cash at beginning of year | 2011-06-30 | $76,800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Value of net income/loss | 2011-06-30 | $1,911,528 |
Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $8,036,622 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $6,125,094 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
Investment advisory and management fees | 2011-06-30 | $33,956 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-06-30 | $1,874,308 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $709,583 |
Income. Interest from US Government securities | 2011-06-30 | $47,548 |
Income. Interest from corporate debt instruments | 2011-06-30 | $55,363 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-06-30 | $384,937 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-06-30 | $219,763 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-06-30 | $219,763 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-06-30 | $25 |
Asset value of US Government securities at end of year | 2011-06-30 | $1,033,029 |
Asset value of US Government securities at beginning of year | 2011-06-30 | $1,067,305 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
Contributions received in cash from employer | 2011-06-30 | $947,628 |
Income. Dividends from common stock | 2011-06-30 | $92,840 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $50,921 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-06-30 | $1,088,312 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-06-30 | $1,082,473 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-06-30 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-06-30 | $3,545,376 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-06-30 | $2,944,715 |
Did the plan have assets held for investment | 2011-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Unqualified |
Accountancy firm name | 2011-06-30 | CORRELL ASSOCIATES, P.C. |
Accountancy firm EIN | 2011-06-30 | 382746717 |
2014: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses | ||
---|---|---|
2014-07-01 | Type of plan entity | Single employer plan |
2014-07-01 | Submission has been amended | No |
2014-07-01 | This submission is the final filing | No |
2014-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-07-01 | Plan is a collectively bargained plan | No |
2014-07-01 | Plan funding arrangement – Trust | Yes |
2014-07-01 | Plan benefit arrangement - Trust | Yes |
2013: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses | ||
2013-07-01 | Type of plan entity | Single employer plan |
2013-07-01 | Submission has been amended | No |
2013-07-01 | This submission is the final filing | No |
2013-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-07-01 | Plan is a collectively bargained plan | No |
2013-07-01 | Plan funding arrangement – Trust | Yes |
2013-07-01 | Plan benefit arrangement - Trust | Yes |
2012: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses | ||
2012-07-01 | Type of plan entity | Single employer plan |
2012-07-01 | Plan funding arrangement – Trust | Yes |
2012-07-01 | Plan benefit arrangement - Trust | Yes |
2011: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses | ||
2011-07-01 | Type of plan entity | Single employer plan |
2011-07-01 | Plan funding arrangement – Trust | Yes |
2011-07-01 | Plan benefit arrangement - Trust | Yes |
2009: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses | ||
2009-07-01 | Type of plan entity | Single employer plan |
2009-07-01 | This submission is the final filing | No |
2009-07-01 | Plan funding arrangement – Trust | Yes |
2009-07-01 | Plan benefit arrangement - Trust | Yes |