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ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 401k Plan overview

Plan NameALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN
Plan identification number 001

ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALFRED L. SHAW, P.C. has sponsored the creation of one or more 401k plans.

Company Name:ALFRED L. SHAW, P.C.
Employer identification number (EIN):381873790
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01RANDALL L. SHAW, DDS, MS
0012013-01-01RANDALL L. SHAW, DDS, MS
0012012-01-01RANDALL L. SHAW, DDS, MS
0012011-01-01JENNIFER RICHTER AS PRACTITIONER
0012010-01-01JENNIFER RICHTER AS PRACTITIONER
0012009-01-01JAMES A. GINZLER

Plan Statistics for ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN

401k plan membership statisitcs for ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN

Measure Date Value
2025: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-04-1720
Total number of particpants at end of year2025-04-173
Number of Participants With Account Balances2025-04-173
Total number of particpants at beginning of year2025-01-303
Total number of particpants at end of year2025-01-300
Number of Participants With Account Balances2025-01-300
2024: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-05-0728
Total number of particpants at end of year2024-05-0720
Number of Participants With Account Balances2024-05-0720
2022: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-05-0927
Total number of particpants at end of year2022-05-0925
Number of Participants With Account Balances2022-05-0925
2014: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0122
Total number of active participants reported on line 7a of the Form 55002014-01-0123
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0123
Number of participants with account balances2014-01-0123
2013: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0123
Total number of active participants reported on line 7a of the Form 55002013-01-0122
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0122
Number of participants with account balances2013-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0124
Total number of active participants reported on line 7a of the Form 55002012-01-0123
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0123
Number of participants with account balances2012-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0126
Total number of active participants reported on line 7a of the Form 55002011-01-0124
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0124
Number of participants with account balances2011-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0126
Number of retired or separated participants receiving benefits2010-01-0123
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0123
Number of participants with account balances2010-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0127
Total number of active participants reported on line 7a of the Form 55002009-01-0125
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0126
Number of participants with account balances2009-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN

Measure Date Value
2025 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the end of the plan year2025-04-170
Total liabilities as of the beginning of the plan year2025-04-170
Total expenses incurred by plan in this plan year2025-04-172300405
Net assets as of the end of the plan year2025-04-177
Total assets as of the beginning of the plan year2025-04-171975586
Value of plan covered by a fidelity bond2025-04-17500000
Participant contributions to plan in this plan year2025-04-1743270
Value of participant loans at end of plan year2025-04-170
Other expenses paid from plan in this plan year2025-04-170
Other contributions to plan in this plan year2025-04-170
Other income to plan in this plan year2025-04-17257258
Plan net income in this plan year2025-04-17-1975579
Net assets as of the end of the plan year2025-04-177
Net assets as of the beginning of the plan year2025-04-171975586
Employer contributions to plan in this plan year2025-04-1724298
Expensese paid to adminstrative service provicers from plan in this plan year2025-04-177390
Total liabilities as of the end of the plan year2025-01-300
Total liabilities as of the beginning of the plan year2025-01-300
Total expenses incurred by plan in this plan year2025-01-307
Net assets as of the end of the plan year2025-01-300
Total assets as of the beginning of the plan year2025-01-307
Value of plan covered by a fidelity bond2025-01-30500000
Participant contributions to plan in this plan year2025-01-300
Other expenses paid from plan in this plan year2025-01-300
Other contributions to plan in this plan year2025-01-300
Other income to plan in this plan year2025-01-300
Plan net income in this plan year2025-01-30-7
Net assets as of the end of the plan year2025-01-300
Net assets as of the beginning of the plan year2025-01-307
Employer contributions to plan in this plan year2025-01-300
Expensese paid to adminstrative service provicers from plan in this plan year2025-01-300
2024 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2024 401k financial data
Total liabilities as of the end of the plan year2024-05-070
Total liabilities as of the beginning of the plan year2024-05-070
Total expenses incurred by plan in this plan year2024-05-07144786
Net assets as of the end of the plan year2024-05-071975586
Total assets as of the beginning of the plan year2024-05-071560613
Value of plan covered by a fidelity bond2024-05-07500000
Participant contributions to plan in this plan year2024-05-0791142
Value of participant loans at end of plan year2024-05-078906
Other expenses paid from plan in this plan year2024-05-070
Other contributions to plan in this plan year2024-05-0777587
Other income to plan in this plan year2024-05-07306371
Plan net income in this plan year2024-05-07414973
Net assets as of the end of the plan year2024-05-071975586
Net assets as of the beginning of the plan year2024-05-071560613
Employer contributions to plan in this plan year2024-05-0784659
Expensese paid to adminstrative service provicers from plan in this plan year2024-05-070
2022 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-05-0916043
Net assets as of the end of the plan year2022-05-091994248
Total assets as of the beginning of the plan year2022-05-091681661
Value of plan covered by a fidelity bond2022-05-09500000
Participant contributions to plan in this plan year2022-05-0965840
Value of participant loans at end of plan year2022-05-0910156
Other income to plan in this plan year2022-05-09175537
Plan net income in this plan year2022-05-09312587
Net assets as of the end of the plan year2022-05-091994248
Net assets as of the beginning of the plan year2022-05-091681661
Employer contributions to plan in this plan year2022-05-0987253
Expensese paid to adminstrative service provicers from plan in this plan year2022-05-098561
2014 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$174,784
Expenses. Total of all expenses incurred2014-12-31$5,805
Benefits paid (including direct rollovers)2014-12-31$5,805
Total plan assets at end of year2014-12-31$2,103,989
Total plan assets at beginning of year2014-12-31$1,935,010
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$51,654
Contributions received from other sources (not participants or employers)2014-12-31$19,918
Other income received2014-12-31$27,189
Net income (gross income less expenses)2014-12-31$168,979
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,103,989
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,935,010
Assets. Value of participant loans2014-12-31$8,909
Assets. Value of real-estate (other than employer real property)2014-12-31$76,000
Total contributions received or receivable from employer(s)2014-12-31$76,023
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$404,000
Expenses. Total of all expenses incurred2013-12-31$14,455
Benefits paid (including direct rollovers)2013-12-31$14,455
Total plan assets at end of year2013-12-31$1,935,010
Total plan assets at beginning of year2013-12-31$1,545,465
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$52,315
Other income received2013-12-31$289,456
Net income (gross income less expenses)2013-12-31$389,545
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,935,010
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,545,465
Assets. Value of real-estate (other than employer real property)2013-12-31$76,000
Total contributions received or receivable from employer(s)2013-12-31$62,229
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$341,354
Expenses. Total of all expenses incurred2012-12-31$57,613
Benefits paid (including direct rollovers)2012-12-31$39,906
Total plan assets at end of year2012-12-31$1,545,465
Total plan assets at beginning of year2012-12-31$1,261,724
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$25,484
Assets. Value of loans (other than to participants)2012-12-31$76,000
Other income received2012-12-31$212,325
Net income (gross income less expenses)2012-12-31$283,741
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,545,465
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,261,724
Total contributions received or receivable from employer(s)2012-12-31$103,545
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$17,707
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-75,931
Expenses. Total of all expenses incurred2011-12-31$2,385,299
Benefits paid (including direct rollovers)2011-12-31$2,367,896
Total plan assets at end of year2011-12-31$1,261,724
Total plan assets at beginning of year2011-12-31$3,722,954
Value of fidelity bond covering the plan2011-12-31$500,000
Assets. Value of loans (other than to participants)2011-12-31$76,000
Other income received2011-12-31$-176,712
Net income (gross income less expenses)2011-12-31$-2,461,230
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,261,724
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,722,954
Total contributions received or receivable from employer(s)2011-12-31$100,781
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$17,403
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$288,608
Expenses. Total of all expenses incurred2010-12-31$11,444
Benefits paid (including direct rollovers)2010-12-31$11,444
Total plan assets at end of year2010-12-31$3,722,954
Total plan assets at beginning of year2010-12-31$3,445,790
Value of fidelity bond covering the plan2010-12-31$555,000
Assets. Value of loans (other than to participants)2010-12-31$76,000
Other income received2010-12-31$155,862
Net income (gross income less expenses)2010-12-31$277,164
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,722,954
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,445,790
Total contributions received or receivable from employer(s)2010-12-31$132,746
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN

2014: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ALFRED L. SHAW, P.C. EMPLOYEES RETIREMENT PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract number60136776
Policy instance 1
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract number60136776
Policy instance 1

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