H. W. KAUFMAN FINANCIAL GROUP,INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2023 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $348,169 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $36,890,542 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $17,478,746 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $17,179,583 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $40,519 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $17,030,456 |
| Value of total assets at end of year | 2023-12-31 | $136,501,325 |
| Value of total assets at beginning of year | 2023-12-31 | $116,741,360 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $258,644 |
| Total interest from all sources | 2023-12-31 | $83,492 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $11,583,581 |
| Participant contributions at end of year | 2023-12-31 | $1,272,758 |
| Participant contributions at beginning of year | 2023-12-31 | $1,090,099 |
| Participant contributions at end of year | 2023-12-31 | $323,711 |
| Participant contributions at beginning of year | 2023-12-31 | $277,435 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $2,282,360 |
| Other income not declared elsewhere | 2023-12-31 | $459,324 |
| Total non interest bearing cash at end of year | 2023-12-31 | $114,259 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $147,310 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $19,411,796 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $136,501,325 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $116,741,360 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $39,199,038 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $99,776,754 |
| Interest on participant loans | 2023-12-31 | $83,492 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $83,990,423 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $11,519,252 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $15,368,191 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $9,977,290 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $9,339,980 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $3,164,515 |
| Employer contributions (assets) at end of year | 2023-12-31 | $81,884 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $81,571 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $17,179,583 |
| Contract administrator fees | 2023-12-31 | $258,644 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2023-12-31 | 381944367 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $348,169 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $36,890,542 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $17,478,746 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $17,179,583 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $40,519 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $17,030,456 |
| Value of total assets at end of year | 2023-01-01 | $136,501,325 |
| Value of total assets at beginning of year | 2023-01-01 | $116,741,360 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $258,644 |
| Total interest from all sources | 2023-01-01 | $83,492 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $11,583,581 |
| Participant contributions at end of year | 2023-01-01 | $1,272,758 |
| Participant contributions at beginning of year | 2023-01-01 | $1,090,099 |
| Participant contributions at end of year | 2023-01-01 | $323,711 |
| Participant contributions at beginning of year | 2023-01-01 | $277,435 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $2,282,360 |
| Other income not declared elsewhere | 2023-01-01 | $459,324 |
| Total non interest bearing cash at end of year | 2023-01-01 | $114,259 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $147,310 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $19,411,796 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $136,501,325 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $116,741,360 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $39,199,038 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $99,776,754 |
| Interest on participant loans | 2023-01-01 | $83,492 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $83,990,423 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $11,519,252 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $15,368,191 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $9,977,290 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $9,339,980 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $3,164,515 |
| Employer contributions (assets) at end of year | 2023-01-01 | $81,884 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $81,571 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $17,179,583 |
| Contract administrator fees | 2023-01-01 | $258,644 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2023-01-01 | 381944367 |
| 2022 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-5,399,774 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $9,096,114 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $8,964,139 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $15,163,491 |
| Value of total assets at end of year | 2022-12-31 | $116,741,360 |
| Value of total assets at beginning of year | 2022-12-31 | $131,237,248 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $131,975 |
| Total interest from all sources | 2022-12-31 | $61,430 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $10,614,136 |
| Participant contributions at end of year | 2022-12-31 | $1,090,099 |
| Participant contributions at beginning of year | 2022-12-31 | $1,112,231 |
| Participant contributions at end of year | 2022-12-31 | $277,435 |
| Participant contributions at beginning of year | 2022-12-31 | $256,849 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,483,800 |
| Other income not declared elsewhere | 2022-12-31 | $377,032 |
| Total non interest bearing cash at end of year | 2022-12-31 | $147,310 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-14,495,888 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $116,741,360 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $131,237,248 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $99,776,754 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $116,419,260 |
| Interest on participant loans | 2022-12-31 | $61,430 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $15,368,191 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $13,370,292 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-21,001,727 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Assets. Invements in employer securities at end of year | 2022-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2022-12-31 | $0 |
| Contributions received in cash from employer | 2022-12-31 | $3,065,555 |
| Employer contributions (assets) at end of year | 2022-12-31 | $81,571 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $78,616 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $8,964,139 |
| Contract administrator fees | 2022-12-31 | $131,975 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2022-12-31 | 381944367 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-5,399,774 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $9,096,114 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $8,964,139 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $15,163,491 |
| Value of total assets at end of year | 2022-01-01 | $116,741,360 |
| Value of total assets at beginning of year | 2022-01-01 | $131,237,248 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $131,975 |
| Total interest from all sources | 2022-01-01 | $61,430 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $10,614,136 |
| Participant contributions at end of year | 2022-01-01 | $1,090,099 |
| Participant contributions at beginning of year | 2022-01-01 | $1,112,231 |
| Participant contributions at end of year | 2022-01-01 | $277,435 |
| Participant contributions at beginning of year | 2022-01-01 | $256,849 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,483,800 |
| Other income not declared elsewhere | 2022-01-01 | $377,032 |
| Total non interest bearing cash at end of year | 2022-01-01 | $147,310 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-14,495,888 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $116,741,360 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $131,237,248 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $0 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $99,776,754 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $116,419,260 |
| Interest on participant loans | 2022-01-01 | $61,430 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $15,368,191 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $13,370,292 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-21,001,727 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Assets. Invements in employer securities at end of year | 2022-01-01 | $0 |
| Assets. Invements in employer securities at beginning of year | 2022-01-01 | $0 |
| Contributions received in cash from employer | 2022-01-01 | $3,065,555 |
| Employer contributions (assets) at end of year | 2022-01-01 | $81,571 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $78,616 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $8,964,139 |
| Contract administrator fees | 2022-01-01 | $131,975 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2022-01-01 | 381944367 |
| 2021 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $76 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $28,287,488 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $7,858,795 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $7,772,411 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $12,990,025 |
| Value of total assets at end of year | 2021-12-31 | $131,237,248 |
| Value of total assets at beginning of year | 2021-12-31 | $110,808,479 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $86,384 |
| Total interest from all sources | 2021-12-31 | $66,148 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $9,535,681 |
| Participant contributions at end of year | 2021-12-31 | $1,112,231 |
| Participant contributions at beginning of year | 2021-12-31 | $1,108,587 |
| Participant contributions at end of year | 2021-12-31 | $256,849 |
| Participant contributions at beginning of year | 2021-12-31 | $236,118 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $722,575 |
| Other income not declared elsewhere | 2021-12-31 | $287,536 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $20,428,693 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $131,237,248 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $110,808,479 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $2,416 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $116,419,259 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $94,796,963 |
| Interest on participant loans | 2021-12-31 | $66,148 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $13,370,293 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $14,589,349 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-86 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $14,943,865 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Assets. Invements in employer securities at end of year | 2021-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2021-12-31 | $0 |
| Contributions received in cash from employer | 2021-12-31 | $2,731,769 |
| Employer contributions (assets) at end of year | 2021-12-31 | $78,616 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $75,046 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $7,772,411 |
| Contract administrator fees | 2021-12-31 | $86,384 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2021-12-31 | 381944367 |
| 2020 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $26,575,323 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $11,123,661 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $11,052,224 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $12,910,662 |
| Value of total assets at end of year | 2020-12-31 | $110,808,479 |
| Value of total assets at beginning of year | 2020-12-31 | $95,356,817 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $71,437 |
| Total interest from all sources | 2020-12-31 | $74,067 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $8,667,185 |
| Participant contributions at end of year | 2020-12-31 | $1,108,587 |
| Participant contributions at beginning of year | 2020-12-31 | $1,144,279 |
| Participant contributions at end of year | 2020-12-31 | $236,118 |
| Participant contributions at beginning of year | 2020-12-31 | $127 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,650,224 |
| Other income not declared elsewhere | 2020-12-31 | $355,933 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $15,451,662 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $110,808,479 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $95,356,817 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $2,416 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $871,891 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $94,796,963 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $81,666,920 |
| Interest on participant loans | 2020-12-31 | $74,067 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $14,589,349 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $11,655,755 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $48,686 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $13,185,975 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $2,593,253 |
| Employer contributions (assets) at end of year | 2020-12-31 | $75,046 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $17,845 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $11,052,224 |
| Contract administrator fees | 2020-12-31 | $71,437 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2020-12-31 | 381944367 |
| 2019 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets to this plan | 2019-12-31 | $17,179 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $28,363,338 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $9,180,476 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,084,775 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $-3,591 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,200,700 |
| Value of total assets at end of year | 2019-12-31 | $95,356,817 |
| Value of total assets at beginning of year | 2019-12-31 | $76,156,776 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $99,292 |
| Total interest from all sources | 2019-12-31 | $74,463 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $8,230,574 |
| Participant contributions at end of year | 2019-12-31 | $1,144,279 |
| Participant contributions at beginning of year | 2019-12-31 | $1,236,758 |
| Participant contributions at end of year | 2019-12-31 | $127 |
| Participant contributions at beginning of year | 2019-12-31 | $5,925 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,470,072 |
| Other income not declared elsewhere | 2019-12-31 | $302,883 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $19,182,862 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $95,356,817 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $76,156,776 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $871,891 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $645,586 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $81,666,920 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $60,641,982 |
| Interest on participant loans | 2019-12-31 | $74,463 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $11,655,755 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $13,626,080 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $73,393 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $15,711,899 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $2,500,054 |
| Employer contributions (assets) at end of year | 2019-12-31 | $17,845 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $445 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,084,775 |
| Contract administrator fees | 2019-12-31 | $99,292 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2019-12-31 | 381944367 |
| 2018 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $3,799,618 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $7,412,077 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $6,398,137 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,353,041 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $11,604,384 |
| Value of total assets at end of year | 2018-12-31 | $76,156,776 |
| Value of total assets at beginning of year | 2018-12-31 | $71,343,218 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $45,096 |
| Total interest from all sources | 2018-12-31 | $75,074 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $7,525,048 |
| Participant contributions at end of year | 2018-12-31 | $1,236,758 |
| Participant contributions at beginning of year | 2018-12-31 | $1,144,105 |
| Participant contributions at end of year | 2018-12-31 | $5,925 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,786,768 |
| Other income not declared elsewhere | 2018-12-31 | $286,587 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $1,013,940 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $76,156,776 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $71,343,218 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $645,586 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $547,613 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $60,641,982 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $59,332,279 |
| Interest on participant loans | 2018-12-31 | $75,074 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $13,626,080 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $10,319,221 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-8,624 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-4,545,344 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,292,568 |
| Employer contributions (assets) at end of year | 2018-12-31 | $445 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $6,353,041 |
| Contract administrator fees | 2018-12-31 | $45,096 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2018-12-31 | 381944367 |
| 2017 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $19,176,124 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $5,593,281 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,496,172 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $42,120 |
| Value of total corrective distributions | 2017-12-31 | $13,506 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $9,900,247 |
| Value of total assets at end of year | 2017-12-31 | $71,343,218 |
| Value of total assets at beginning of year | 2017-12-31 | $57,760,375 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $41,483 |
| Total interest from all sources | 2017-12-31 | $59,739 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $6,539,413 |
| Participant contributions at end of year | 2017-12-31 | $1,144,105 |
| Participant contributions at beginning of year | 2017-12-31 | $1,075,163 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,308,008 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $13,582,843 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $71,343,218 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $57,760,375 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $547,613 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $798,179 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $59,332,279 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $45,312,343 |
| Interest on participant loans | 2017-12-31 | $59,739 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $10,319,221 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $10,574,690 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $9,216,138 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $2,052,826 |
| Employer contributions (assets) at end of year | 2017-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,496,172 |
| Contract administrator fees | 2017-12-31 | $41,483 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2017-12-31 | 381944367 |
| 2016 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $2,314,616 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $10,281,513 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $5,575,845 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $5,378,300 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,426,890 |
| Value of total assets at end of year | 2016-12-31 | $57,760,375 |
| Value of total assets at beginning of year | 2016-12-31 | $50,740,091 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $197,545 |
| Total interest from all sources | 2016-12-31 | $193,362 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $13,797 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $13,797 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $5,797,356 |
| Participant contributions at end of year | 2016-12-31 | $1,075,163 |
| Participant contributions at beginning of year | 2016-12-31 | $956,460 |
| Participant contributions at beginning of year | 2016-12-31 | $137,692 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $959,713 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $4,705,668 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $57,760,375 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $50,740,091 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $132,688 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $798,179 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $45,312,343 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $39,137,362 |
| Interest on participant loans | 2016-12-31 | $51,048 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $142,314 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $10,574,690 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $10,464,997 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $1,647,464 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,669,821 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $43,580 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $5,378,300 |
| Contract administrator fees | 2016-12-31 | $64,857 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2016-12-31 | 381944367 |
| 2015 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $5,458,508 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $3,514,723 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,312,709 |
| Value of total corrective distributions | 2015-12-31 | $1,363 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $6,665,417 |
| Value of total assets at end of year | 2015-12-31 | $50,740,091 |
| Value of total assets at beginning of year | 2015-12-31 | $48,796,306 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $200,651 |
| Total interest from all sources | 2015-12-31 | $125,314 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $4,709,096 |
| Participant contributions at end of year | 2015-12-31 | $956,460 |
| Participant contributions at beginning of year | 2015-12-31 | $867,650 |
| Participant contributions at end of year | 2015-12-31 | $137,692 |
| Participant contributions at beginning of year | 2015-12-31 | $113,672 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $463,862 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $1,943,785 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $50,740,091 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $48,796,306 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $184,176 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $39,137,362 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $37,581,624 |
| Interest on participant loans | 2015-12-31 | $43,619 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $81,695 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $10,464,997 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $10,196,701 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-1,332,223 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,492,459 |
| Employer contributions (assets) at end of year | 2015-12-31 | $43,580 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $36,659 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,312,709 |
| Contract administrator fees | 2015-12-31 | $16,475 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | DERDERIAN, KANN, SEYFERTH & SALUCCI |
| Accountancy firm EIN | 2015-12-31 | 381944367 |
| 2014 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $12,370 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $7,839,582 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $4,821,386 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $4,578,552 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $1,852 |
| Value of total corrective distributions | 2014-12-31 | $19,173 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $6,552,562 |
| Value of total assets at end of year | 2014-12-31 | $48,796,306 |
| Value of total assets at beginning of year | 2014-12-31 | $45,790,480 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $221,809 |
| Total interest from all sources | 2014-12-31 | $141,191 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $17,500 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $4,285,784 |
| Participant contributions at end of year | 2014-12-31 | $867,650 |
| Participant contributions at beginning of year | 2014-12-31 | $867,015 |
| Participant contributions at end of year | 2014-12-31 | $113,672 |
| Participant contributions at beginning of year | 2014-12-31 | $107,418 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $961,908 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $3,018,196 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $48,796,306 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $45,790,480 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $183,859 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $37,581,624 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $34,873,905 |
| Interest on participant loans | 2014-12-31 | $49,937 |
| Interest earned on other investments | 2014-12-31 | $91,254 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $10,196,701 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $9,910,415 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $1,145,829 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,304,870 |
| Employer contributions (assets) at end of year | 2014-12-31 | $36,659 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $31,727 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $4,578,552 |
| Contract administrator fees | 2014-12-31 | $20,450 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | DKSS |
| Accountancy firm EIN | 2014-12-31 | 381944367 |
| 2013 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $10,940,840 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $2,743,307 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,520,526 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $15,269 |
| Value of total corrective distributions | 2013-12-31 | $24,311 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,384,237 |
| Value of total assets at end of year | 2013-12-31 | $45,790,480 |
| Value of total assets at beginning of year | 2013-12-31 | $37,592,947 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $183,201 |
| Total interest from all sources | 2013-12-31 | $172,932 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $3,703,969 |
| Participant contributions at end of year | 2013-12-31 | $867,015 |
| Participant contributions at beginning of year | 2013-12-31 | $792,095 |
| Participant contributions at end of year | 2013-12-31 | $107,418 |
| Participant contributions at beginning of year | 2013-12-31 | $92,284 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $585,552 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $53,008 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $8,197,533 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $45,790,480 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $37,592,947 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $165,917 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $34,873,905 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $27,497,794 |
| Interest on participant loans | 2013-12-31 | $45,753 |
| Interest earned on other investments | 2013-12-31 | $127,179 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $9,910,415 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $9,120,939 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $5,383,671 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,094,716 |
| Employer contributions (assets) at end of year | 2013-12-31 | $31,727 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $36,827 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,520,526 |
| Contract administrator fees | 2013-12-31 | $17,284 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | DKSS |
| Accountancy firm EIN | 2013-12-31 | 381944367 |
| 2012 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $6,032 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $7,537,763 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $2,166,457 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,998,667 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,345,145 |
| Value of total assets at end of year | 2012-12-31 | $37,592,947 |
| Value of total assets at beginning of year | 2012-12-31 | $32,227,673 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $167,790 |
| Total interest from all sources | 2012-12-31 | $41,468 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $9,800 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $3,158,932 |
| Participant contributions at end of year | 2012-12-31 | $792,095 |
| Participant contributions at beginning of year | 2012-12-31 | $653,841 |
| Participant contributions at end of year | 2012-12-31 | $92,284 |
| Participant contributions at beginning of year | 2012-12-31 | $11 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $294,666 |
| Other income not declared elsewhere | 2012-12-31 | $176,704 |
| Total non interest bearing cash at end of year | 2012-12-31 | $53,008 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $120,604 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $5,371,306 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $37,592,947 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $32,227,673 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $140,400 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $27,497,794 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $22,311,876 |
| Interest on participant loans | 2012-12-31 | $41,468 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $9,120,939 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $9,141,339 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $2,974,446 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $891,547 |
| Employer contributions (assets) at end of year | 2012-12-31 | $36,827 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $2 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,998,667 |
| Contract administrator fees | 2012-12-31 | $17,590 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | DERDERIAN,KANN,SERFERTH,SALUCCI,PC |
| Accountancy firm EIN | 2012-12-31 | 381944367 |
| 2011 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,218,504 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $3,492,264 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,321,298 |
| Value of total corrective distributions | 2011-12-31 | $3,112 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,209,663 |
| Value of total assets at end of year | 2011-12-31 | $32,227,673 |
| Value of total assets at beginning of year | 2011-12-31 | $32,501,433 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $167,854 |
| Total interest from all sources | 2011-12-31 | $38,311 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $9,800 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,791,776 |
| Participant contributions at end of year | 2011-12-31 | $653,841 |
| Participant contributions at beginning of year | 2011-12-31 | $556,665 |
| Participant contributions at end of year | 2011-12-31 | $11 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $487,196 |
| Other income not declared elsewhere | 2011-12-31 | $184,242 |
| Total non interest bearing cash at end of year | 2011-12-31 | $120,604 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $15,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-273,760 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $32,227,673 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $32,501,433 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $142,754 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $22,311,876 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $23,733,840 |
| Interest on participant loans | 2011-12-31 | $38,311 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $9,141,339 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $8,195,840 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-1,213,712 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $930,691 |
| Employer contributions (assets) at end of year | 2011-12-31 | $2 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $88 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,321,298 |
| Contract administrator fees | 2011-12-31 | $15,300 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2011-12-31 | 135381590 |
| 2010 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets from this plan | 2010-12-31 | $178,423 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $6,412,895 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $2,965,445 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,727,540 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $52,952 |
| Value of total corrective distributions | 2010-12-31 | $25,464 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,747,236 |
| Value of total assets at end of year | 2010-12-31 | $32,501,433 |
| Value of total assets at beginning of year | 2010-12-31 | $29,232,406 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $159,489 |
| Total interest from all sources | 2010-12-31 | $41,178 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $9,800 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $2,734,352 |
| Participant contributions at end of year | 2010-12-31 | $556,665 |
| Participant contributions at beginning of year | 2010-12-31 | $775,783 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $83,330 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $105,131 |
| Other income not declared elsewhere | 2010-12-31 | $201,543 |
| Administrative expenses (other) incurred | 2010-12-31 | $10,900 |
| Total non interest bearing cash at end of year | 2010-12-31 | $15,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $3,447,450 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $32,501,433 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $29,232,406 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $131,339 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $23,733,840 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $20,716,487 |
| Interest on participant loans | 2010-12-31 | $41,178 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $8,195,840 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $7,634,378 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $2,422,938 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $907,753 |
| Employer contributions (assets) at end of year | 2010-12-31 | $88 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $22,428 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,727,540 |
| Contract administrator fees | 2010-12-31 | $7,450 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2010-12-31 | 135381590 |
| 2009 : H. W. KAUFMAN FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
