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ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 401k Plan overview

Plan NameASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN
Plan identification number 002

ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ASSOCIATED RETINAL CONSULTANTS has sponsored the creation of one or more 401k plans.

Company Name:ASSOCIATED RETINAL CONSULTANTS
Employer identification number (EIN):381946761
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-12-01ANTONIO CAPONE, JR. MD2020-09-14
0022017-12-01ANTONIO CAPONE, JR. MD2019-07-15
0022016-12-01
0022015-12-01
0022014-12-01
0022013-12-01NANCY MCLAUGHLIN NANCY MCLAUGHLIN2015-08-12
0022012-12-01NANCY MCLAUGHLIN NANCY MCLAUGHLIN2014-09-03
0022011-12-01NANCY MCLAUGHLIN NANCY MCLAUGHLIN2013-09-13
0022010-12-01NANCY MCLAUGHLIN
0022009-12-01NANCY MCLAUGHLIN
0022008-12-01

Plan Statistics for ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN

401k plan membership statisitcs for ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN

Measure Date Value
2018: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-01198
Total number of active participants reported on line 7a of the Form 55002018-12-010
Number of retired or separated participants receiving benefits2018-12-010
Number of other retired or separated participants entitled to future benefits2018-12-010
Total of all active and inactive participants2018-12-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-010
Number of participants with account balances2018-12-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-0113
2017: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-01190
Total number of active participants reported on line 7a of the Form 55002017-12-01125
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-0159
Total of all active and inactive participants2017-12-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-010
Total participants2017-12-01184
Number of participants with account balances2017-12-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-0113
2016: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01161
Total number of active participants reported on line 7a of the Form 55002016-12-01115
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-0155
Total of all active and inactive participants2016-12-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-01170
Number of participants with account balances2016-12-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-0123
2015: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01157
Total number of active participants reported on line 7a of the Form 55002015-12-01113
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-0142
Total of all active and inactive participants2015-12-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-011
Total participants2015-12-01156
Number of participants with account balances2015-12-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-0116
2014: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01162
Total number of active participants reported on line 7a of the Form 55002014-12-01111
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-0145
Total of all active and inactive participants2014-12-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01156
Number of participants with account balances2014-12-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-0113
2013: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01137
Total number of active participants reported on line 7a of the Form 55002013-12-0197
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-0125
Total of all active and inactive participants2013-12-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01122
Number of participants with account balances2013-12-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01133
Total number of active participants reported on line 7a of the Form 55002012-12-0193
Number of retired or separated participants receiving benefits2012-12-0126
Number of other retired or separated participants entitled to future benefits2012-12-010
Total of all active and inactive participants2012-12-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01119
Number of participants with account balances2012-12-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01130
Total number of active participants reported on line 7a of the Form 55002011-12-0195
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-0138
Total of all active and inactive participants2011-12-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01133
Number of participants with account balances2011-12-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2010: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-12-01130
Total number of active participants reported on line 7a of the Form 55002010-12-0196
Number of retired or separated participants receiving benefits2010-12-010
Number of other retired or separated participants entitled to future benefits2010-12-0124
Total of all active and inactive participants2010-12-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-12-010
Total participants2010-12-01120
Number of participants with account balances2010-12-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-12-010
2009: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01110
Total number of active participants reported on line 7a of the Form 55002009-12-01107
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-0118
Total of all active and inactive participants2009-12-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-01125
Number of participants with account balances2009-12-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-010

Financial Data on ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN

Measure Date Value
2019 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-11-30$790,663
Total unrealized appreciation/depreciation of assets2019-11-30$790,663
Total transfer of assets from this plan2019-11-30$36,210,140
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$19
Total income from all sources (including contributions)2019-11-30$5,174,242
Total loss/gain on sale of assets2019-11-30$149,551
Total of all expenses incurred2019-11-30$1,819,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$1,804,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$1,660,641
Value of total assets at end of year2019-11-30$0
Value of total assets at beginning of year2019-11-30$32,855,503
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$15,073
Total interest from all sources2019-11-30$274,421
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$360,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-11-30$224,254
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$1,000,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$722,033
Participant contributions at end of year2019-11-30$0
Participant contributions at beginning of year2019-11-30$0
Assets. Other investments not covered elsewhere at end of year2019-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-11-30$2,282,290
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$2,658
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-11-30$41,697
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-11-30$19
Other income not declared elsewhere2019-11-30$1,765
Administrative expenses (other) incurred2019-11-30$15,073
Total non interest bearing cash at end of year2019-11-30$0
Total non interest bearing cash at beginning of year2019-11-30$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$3,354,656
Value of net assets at end of year (total assets less liabilities)2019-11-30$0
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$32,855,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$15,788,731
Interest earned on other investments2019-11-30$17
Income. Interest from US Government securities2019-11-30$18,812
Income. Interest from corporate debt instruments2019-11-30$224,953
Value of interest in common/collective trusts at end of year2019-11-30$0
Value of interest in common/collective trusts at beginning of year2019-11-30$3,929,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-11-30$686,733
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-11-30$686,733
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-11-30$30,639
Asset value of US Government securities at end of year2019-11-30$0
Asset value of US Government securities at beginning of year2019-11-30$775,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-30$1,546,764
Net investment gain or loss from common/collective trusts2019-11-30$390,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Contributions received in cash from employer2019-11-30$935,950
Employer contributions (assets) at end of year2019-11-30$0
Employer contributions (assets) at beginning of year2019-11-30$1,019,681
Income. Dividends from common stock2019-11-30$135,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$1,804,513
Asset. Corporate debt instrument debt (other) at end of year2019-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-11-30$2,356,675
Assets. Corporate common stocks other than exployer securities at end of year2019-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-11-30$5,974,519
Did the plan have assets held for investment2019-11-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30Yes
Aggregate proceeds on sale of assets2019-11-30$15,626,150
Aggregate carrying amount (costs) on sale of assets2019-11-30$15,476,599
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30Yes
Opinion of an independent qualified public accountant for this plan2019-11-30Disclaimer
Accountancy firm name2019-11-30BROWN SMITH WALLACE, LLP
Accountancy firm EIN2019-11-30431001367
2018 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-11-30$-531,567
Total unrealized appreciation/depreciation of assets2018-11-30$-531,567
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$19
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$51,232
Total income from all sources (including contributions)2018-11-30$1,449,617
Total loss/gain on sale of assets2018-11-30$303,146
Total of all expenses incurred2018-11-30$851,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$836,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$1,591,180
Value of total assets at end of year2018-11-30$32,855,503
Value of total assets at beginning of year2018-11-30$32,308,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$14,896
Total interest from all sources2018-11-30$163,251
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$341,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-11-30$221,636
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$1,000,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$571,499
Assets. Other investments not covered elsewhere at end of year2018-11-30$2,282,290
Assets. Other investments not covered elsewhere at beginning of year2018-11-30$1,547,366
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-11-30$41,697
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-11-30$34,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-11-30$19
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-11-30$51,232
Other income not declared elsewhere2018-11-30$15,950
Administrative expenses (other) incurred2018-11-30$14,896
Total non interest bearing cash at end of year2018-11-30$19
Total non interest bearing cash at beginning of year2018-11-30$15,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$598,496
Value of net assets at end of year (total assets less liabilities)2018-11-30$32,855,484
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$32,256,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$15,788,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$15,825,124
Interest earned on other investments2018-11-30$7,293
Income. Interest from US Government securities2018-11-30$34,011
Income. Interest from corporate debt instruments2018-11-30$103,303
Value of interest in common/collective trusts at end of year2018-11-30$3,929,256
Value of interest in common/collective trusts at beginning of year2018-11-30$4,007,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-11-30$686,733
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-11-30$742,688
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-11-30$742,688
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-11-30$18,644
Asset value of US Government securities at end of year2018-11-30$775,902
Asset value of US Government securities at beginning of year2018-11-30$1,400,938
Net investment gain/loss from pooled separate accounts2018-11-30$-523,217
Net investment gain or loss from common/collective trusts2018-11-30$89,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Contributions received in cash from employer2018-11-30$1,019,681
Employer contributions (assets) at end of year2018-11-30$1,019,681
Employer contributions (assets) at beginning of year2018-11-30$943,544
Income. Dividends from common stock2018-11-30$119,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$836,225
Asset. Corporate debt instrument debt (other) at end of year2018-11-30$2,356,675
Asset. Corporate debt instrument debt (other) at beginning of year2018-11-30$1,891,751
Assets. Corporate common stocks other than exployer securities at end of year2018-11-30$5,974,519
Assets. Corporate common stocks other than exployer securities at beginning of year2018-11-30$5,899,268
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Aggregate proceeds on sale of assets2018-11-30$11,270,054
Aggregate carrying amount (costs) on sale of assets2018-11-30$10,966,908
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30Yes
Opinion of an independent qualified public accountant for this plan2018-11-30Disclaimer
Accountancy firm name2018-11-30UHY LLP
Accountancy firm EIN2018-11-30200694403
2017 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-11-30$266,138
Total unrealized appreciation/depreciation of assets2017-11-30$266,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$51,232
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$40,579
Total income from all sources (including contributions)2017-11-30$5,532,401
Total loss/gain on sale of assets2017-11-30$584,083
Total of all expenses incurred2017-11-30$4,501,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$4,467,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$1,455,775
Value of total assets at end of year2017-11-30$32,308,220
Value of total assets at beginning of year2017-11-30$31,266,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$33,576
Total interest from all sources2017-11-30$158,201
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$345,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-11-30$202,603
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$1,000,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$511,459
Assets. Other investments not covered elsewhere at end of year2017-11-30$1,547,366
Assets. Other investments not covered elsewhere at beginning of year2017-11-30$1,827,853
Income. Received or receivable in cash from other sources (including rollovers)2017-11-30$772
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-11-30$34,200
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-11-30$40,793
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-11-30$51,232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-11-30$40,579
Other income not declared elsewhere2017-11-30$27,358
Administrative expenses (other) incurred2017-11-30$33,576
Total non interest bearing cash at end of year2017-11-30$15,709
Total non interest bearing cash at beginning of year2017-11-30$11,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$1,030,827
Value of net assets at end of year (total assets less liabilities)2017-11-30$32,256,988
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$31,226,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$15,825,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$15,512,262
Interest earned on other investments2017-11-30$3,457
Income. Interest from US Government securities2017-11-30$64,326
Income. Interest from corporate debt instruments2017-11-30$86,863
Value of interest in common/collective trusts at end of year2017-11-30$4,007,632
Value of interest in common/collective trusts at beginning of year2017-11-30$1,718,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-11-30$742,688
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-11-30$618,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-11-30$618,183
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-11-30$3,555
Asset value of US Government securities at end of year2017-11-30$1,400,938
Asset value of US Government securities at beginning of year2017-11-30$1,524,228
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$2,530,008
Net investment gain or loss from common/collective trusts2017-11-30$164,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Contributions received in cash from employer2017-11-30$943,544
Employer contributions (assets) at end of year2017-11-30$943,544
Employer contributions (assets) at beginning of year2017-11-30$867,122
Income. Dividends from common stock2017-11-30$143,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$4,467,998
Asset. Corporate debt instrument debt (other) at end of year2017-11-30$1,891,751
Asset. Corporate debt instrument debt (other) at beginning of year2017-11-30$1,836,551
Assets. Corporate common stocks other than exployer securities at end of year2017-11-30$5,899,268
Assets. Corporate common stocks other than exployer securities at beginning of year2017-11-30$7,309,652
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Aggregate proceeds on sale of assets2017-11-30$18,774,476
Aggregate carrying amount (costs) on sale of assets2017-11-30$18,190,393
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30UHY LLP
Accountancy firm EIN2017-11-30200694403
2016 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-11-30$187,929
Total unrealized appreciation/depreciation of assets2016-11-30$187,929
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$40,579
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$56,542
Total income from all sources (including contributions)2016-11-30$3,160,632
Total loss/gain on sale of assets2016-11-30$125,359
Total of all expenses incurred2016-11-30$512,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$479,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$1,423,999
Value of total assets at end of year2016-11-30$31,266,740
Value of total assets at beginning of year2016-11-30$28,634,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$32,725
Total interest from all sources2016-11-30$169,106
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$420,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-11-30$247,730
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$1,000,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$556,877
Assets. Other investments not covered elsewhere at end of year2016-11-30$1,827,853
Assets. Other investments not covered elsewhere at beginning of year2016-11-30$1,962,464
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$40,793
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-30$41,089
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-11-30$40,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-11-30$56,542
Other income not declared elsewhere2016-11-30$14,461
Administrative expenses (other) incurred2016-11-30$32,725
Total non interest bearing cash at end of year2016-11-30$11,580
Total non interest bearing cash at beginning of year2016-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$2,648,508
Value of net assets at end of year (total assets less liabilities)2016-11-30$31,226,161
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$28,577,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$15,512,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$13,924,505
Interest earned on other investments2016-11-30$622
Income. Interest from US Government securities2016-11-30$75,825
Income. Interest from corporate debt instruments2016-11-30$91,362
Value of interest in common/collective trusts at end of year2016-11-30$1,718,516
Value of interest in common/collective trusts at beginning of year2016-11-30$1,720,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$618,183
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-30$484,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-30$484,489
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-11-30$1,297
Asset value of US Government securities at end of year2016-11-30$1,524,228
Asset value of US Government securities at beginning of year2016-11-30$1,063,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$800,152
Net investment gain or loss from common/collective trusts2016-11-30$19,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Contributions received in cash from employer2016-11-30$867,122
Employer contributions (assets) at end of year2016-11-30$867,122
Employer contributions (assets) at beginning of year2016-11-30$889,846
Income. Dividends from common stock2016-11-30$172,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$479,399
Asset. Corporate debt instrument debt (other) at end of year2016-11-30$1,836,551
Asset. Corporate debt instrument debt (other) at beginning of year2016-11-30$1,716,080
Assets. Corporate common stocks other than exployer securities at end of year2016-11-30$7,309,652
Assets. Corporate common stocks other than exployer securities at beginning of year2016-11-30$6,832,253
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Aggregate proceeds on sale of assets2016-11-30$11,500,082
Aggregate carrying amount (costs) on sale of assets2016-11-30$11,374,723
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30UHY LLP
Accountancy firm EIN2016-11-30200694403
2015 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-11-30$-282,890
Total unrealized appreciation/depreciation of assets2015-11-30$-282,890
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$56,542
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$18,747
Total income from all sources (including contributions)2015-11-30$2,412,504
Total loss/gain on sale of assets2015-11-30$576,112
Total of all expenses incurred2015-11-30$760,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$720,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$2,185,170
Value of total assets at end of year2015-11-30$28,634,195
Value of total assets at beginning of year2015-11-30$26,944,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$39,570
Total interest from all sources2015-11-30$157,956
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$329,222
Total dividends received from registered investment company shares (eg mutual funds)2015-11-30$166,666
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$520,017
Assets. Other investments not covered elsewhere at end of year2015-11-30$1,962,464
Assets. Other investments not covered elsewhere at beginning of year2015-11-30$1,866,682
Income. Received or receivable in cash from other sources (including rollovers)2015-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$41,089
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-11-30$40,318
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-11-30$56,542
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-11-30$18,747
Other income not declared elsewhere2015-11-30$82,047
Administrative expenses (other) incurred2015-11-30$31,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$1,652,225
Value of net assets at end of year (total assets less liabilities)2015-11-30$28,577,653
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$26,925,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Investment advisory and management fees2015-11-30$8,405
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$13,924,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$12,236,377
Income. Interest from US Government securities2015-11-30$60,074
Income. Interest from corporate debt instruments2015-11-30$96,957
Value of interest in common/collective trusts at end of year2015-11-30$1,720,184
Value of interest in common/collective trusts at beginning of year2015-11-30$1,669,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$484,489
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$513,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$513,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-11-30$925
Asset value of US Government securities at end of year2015-11-30$1,063,285
Asset value of US Government securities at beginning of year2015-11-30$1,145,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$-651,328
Net investment gain or loss from common/collective trusts2015-11-30$16,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30Yes
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$1,665,153
Employer contributions (assets) at end of year2015-11-30$889,846
Employer contributions (assets) at beginning of year2015-11-30$0
Income. Dividends from common stock2015-11-30$162,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$720,709
Asset. Corporate debt instrument debt (other) at end of year2015-11-30$1,716,080
Asset. Corporate debt instrument debt (other) at beginning of year2015-11-30$1,545,428
Assets. Corporate common stocks other than exployer securities at end of year2015-11-30$6,832,253
Assets. Corporate common stocks other than exployer securities at beginning of year2015-11-30$7,926,742
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Aggregate proceeds on sale of assets2015-11-30$13,703,579
Aggregate carrying amount (costs) on sale of assets2015-11-30$13,127,467
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30UHY LLP
Accountancy firm EIN2015-11-30200694403
2014 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-30$752,299
Total unrealized appreciation/depreciation of assets2014-11-30$752,299
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$18,747
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$67,566
Total income from all sources (including contributions)2014-11-30$3,751,960
Total loss/gain on sale of assets2014-11-30$534,470
Total of all expenses incurred2014-11-30$1,688,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$1,667,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$1,457,635
Value of total assets at end of year2014-11-30$26,944,175
Value of total assets at beginning of year2014-11-30$24,929,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$21,199
Total interest from all sources2014-11-30$152,822
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$309,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-30$154,063
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$533,175
Assets. Other investments not covered elsewhere at end of year2014-11-30$1,866,682
Assets. Other investments not covered elsewhere at beginning of year2014-11-30$1,648,352
Income. Received or receivable in cash from other sources (including rollovers)2014-11-30$106,131
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-11-30$40,318
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-11-30$46,534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-11-30$18,747
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-11-30$67,566
Other income not declared elsewhere2014-11-30$63,273
Administrative expenses (other) incurred2014-11-30$21,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$2,063,029
Value of net assets at end of year (total assets less liabilities)2014-11-30$26,925,428
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$24,862,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$12,236,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$11,972,533
Income. Interest from US Government securities2014-11-30$64,769
Income. Interest from corporate debt instruments2014-11-30$87,383
Value of interest in common/collective trusts at end of year2014-11-30$1,669,150
Value of interest in common/collective trusts at beginning of year2014-11-30$1,777,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-30$513,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-30$593,783
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-30$593,783
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-11-30$670
Asset value of US Government securities at end of year2014-11-30$1,145,489
Asset value of US Government securities at beginning of year2014-11-30$911,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$468,050
Net investment gain or loss from common/collective trusts2014-11-30$13,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Contributions received in cash from employer2014-11-30$818,329
Income. Dividends from common stock2014-11-30$155,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$1,667,732
Asset. Corporate debt instrument debt (other) at end of year2014-11-30$1,545,428
Asset. Corporate debt instrument debt (other) at beginning of year2014-11-30$1,568,940
Assets. Corporate common stocks other than exployer securities at end of year2014-11-30$7,926,742
Assets. Corporate common stocks other than exployer securities at beginning of year2014-11-30$6,411,063
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Aggregate proceeds on sale of assets2014-11-30$14,980,777
Aggregate carrying amount (costs) on sale of assets2014-11-30$14,446,307
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30UHY LLP
Accountancy firm EIN2014-11-30200694403
2013 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-11-30$1,150,666
Total unrealized appreciation/depreciation of assets2013-11-30$1,150,666
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$67,566
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$5,560,025
Total loss/gain on sale of assets2013-11-30$448,150
Total of all expenses incurred2013-11-30$319,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$300,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$1,249,609
Value of total assets at end of year2013-11-30$24,929,965
Value of total assets at beginning of year2013-11-30$19,621,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$18,587
Total interest from all sources2013-11-30$150,564
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$281,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-11-30$168,411
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$503,647
Assets. Other investments not covered elsewhere at end of year2013-11-30$1,648,352
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-11-30$46,534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-11-30$67,566
Other income not declared elsewhere2013-11-30$21,076
Administrative expenses (other) incurred2013-11-30$18,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$5,240,678
Value of net assets at end of year (total assets less liabilities)2013-11-30$24,862,399
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$19,621,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$11,972,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$17,261,527
Interest earned on other investments2013-11-30$145
Income. Interest from US Government securities2013-11-30$55,074
Income. Interest from corporate debt instruments2013-11-30$94,784
Value of interest in common/collective trusts at end of year2013-11-30$1,777,130
Value of interest in common/collective trusts at beginning of year2013-11-30$2,360,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-11-30$593,783
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-11-30$561
Asset value of US Government securities at end of year2013-11-30$911,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$2,239,026
Net investment gain or loss from common/collective trusts2013-11-30$19,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30Yes
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$745,962
Income. Dividends from common stock2013-11-30$112,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$300,760
Asset. Corporate debt instrument debt (other) at end of year2013-11-30$1,568,940
Assets. Corporate common stocks other than exployer securities at end of year2013-11-30$6,411,063
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Aggregate proceeds on sale of assets2013-11-30$10,458,300
Aggregate carrying amount (costs) on sale of assets2013-11-30$10,010,150
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30UHY LLP
Accountancy firm EIN2013-11-30200694403
2012 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total income from all sources (including contributions)2012-11-30$3,320,961
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$401,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$386,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$1,214,647
Value of total assets at end of year2012-11-30$19,621,721
Value of total assets at beginning of year2012-11-30$16,702,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$15,042
Total interest from all sources2012-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$158,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-11-30$158,855
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$521,837
Other income not declared elsewhere2012-11-30$33,657
Administrative expenses (other) incurred2012-11-30$15,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$2,919,642
Value of net assets at end of year (total assets less liabilities)2012-11-30$19,621,721
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$16,702,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$17,261,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$14,516,013
Value of interest in common/collective trusts at end of year2012-11-30$2,360,194
Value of interest in common/collective trusts at beginning of year2012-11-30$2,186,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$1,888,771
Net investment gain or loss from common/collective trusts2012-11-30$25,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30Yes
Was there a failure to transmit to the plan any participant contributions2012-11-30Yes
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$692,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$386,277
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30COLLINS, BURI & MCCONKEY, LLP
Accountancy firm EIN2012-11-30383212285
2011 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total income from all sources (including contributions)2011-11-30$1,564,095
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$359,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$348,358
Value of total corrective distributions2011-11-30$-2,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$1,084,670
Value of total assets at end of year2011-11-30$16,702,079
Value of total assets at beginning of year2011-11-30$15,497,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$13,616
Total interest from all sources2011-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$39,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-11-30$39,755
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$401,903
Other income not declared elsewhere2011-11-30$13,616
Administrative expenses (other) incurred2011-11-30$13,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$1,204,688
Value of net assets at end of year (total assets less liabilities)2011-11-30$16,702,079
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$15,497,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$14,516,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$13,627,000
Value of interest in common/collective trusts at end of year2011-11-30$2,186,066
Value of interest in common/collective trusts at beginning of year2011-11-30$1,870,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$414,383
Net investment gain or loss from common/collective trusts2011-11-30$11,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30Yes
Was there a failure to transmit to the plan any participant contributions2011-11-30Yes
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Contributions received in cash from employer2011-11-30$682,767
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$348,358
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30COLLINS, BURI & MCCONKEY, LLP
Accountancy firm EIN2011-11-30383212285
2010 : ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN

2018: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingYes
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement - TrustYes
2017: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement - TrustYes
2016: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedYes
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2010: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Submission has been amendedNo
2010-12-01This submission is the final filingNo
2010-12-01This return/report is a short plan year return/report (less than 12 months)No
2010-12-01Plan is a collectively bargained planNo
2010-12-01Plan funding arrangement – TrustYes
2010-12-01Plan benefit arrangement - TrustYes
2009: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes
2008: ASSOCIATED RETINAL CONSULTANTS, P.C. EMPLOYEES' 401 (K) PLAN 2008 form 5500 responses
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

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