401k Plan data: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST plan

DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST
Plan identification number	002

DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DANIEL L JACOB & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: DANIEL L JACOB & CO., INC.

Employer identification number (EIN): 382324095

NAIC Classification: 424800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2024-01-01 JENCY MARCANTEL
002 2023-01-01
002 2023-01-01 MATTHEW GLEESON
002 2022-01-01
002 2022-01-01 MATTHEW GLEESON
002 2021-01-01
002 2021-01-01 JENCY MARCANTEL
002 2020-01-01
002 2019-01-01
002 2018-01-01 JENCY MARCANTEL
002 2017-01-01 JENCY MARCANTEL
002 2016-01-01 JENCY MARCANTEL
002 2015-01-01 CHARLES MEAD 2016-06-01
002 2014-01-01 CHARLES MEAD 2015-07-03
002 2013-01-01 CHARLES MEAD 2014-06-30
002 2012-01-01 CHARLES MEAD 2013-06-17
002 2011-01-01 CHARLES MEAD 2012-06-29 CHARLES MEAD 2012-06-29
002 2010-01-01 CHARLES B. MEAD 2011-06-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2024-01-01	JENCY MARCANTEL
002	2023-01-01
002	2023-01-01	MATTHEW GLEESON
002	2022-01-01
002	2022-01-01	MATTHEW GLEESON
002	2021-01-01
002	2021-01-01	JENCY MARCANTEL
002	2020-01-01
002	2019-01-01
002	2018-01-01	JENCY MARCANTEL
002	2017-01-01	JENCY MARCANTEL
002	2016-01-01	JENCY MARCANTEL
002	2015-01-01	CHARLES MEAD	2016-06-01
002	2014-01-01	CHARLES MEAD	2015-07-03
002	2013-01-01	CHARLES MEAD	2014-06-30
002	2012-01-01	CHARLES MEAD	2013-06-17
002	2011-01-01	CHARLES MEAD	2012-06-29	CHARLES MEAD	2012-06-29
002	2010-01-01	CHARLES B. MEAD	2011-06-01

Plan Statistics for DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST

401k plan membership statisitcs for DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2023: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year 2023-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 37
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 9
Total of all active and inactive participants 2023-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 46
Number of participants with account balances 2023-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 33
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 8
Total of all active and inactive participants 2022-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 41
Number of participants with account balances 2022-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 33
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 5
Total of all active and inactive participants 2021-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 38
Number of participants with account balances 2021-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 33
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 6
Total of all active and inactive participants 2020-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 39
Number of participants with account balances 2020-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 32
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 3
Total of all active and inactive participants 2019-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 35
Number of participants with account balances 2019-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 31
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 34
Number of participants with account balances 2018-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 38
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 4
Total of all active and inactive participants 2017-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 43
Number of participants with account balances 2017-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 53
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 48
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 51
Number of participants with account balances 2016-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2023: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year	2023-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	37
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	9
Total of all active and inactive participants	2023-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	46
Number of participants with account balances	2023-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	33
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	8
Total of all active and inactive participants	2022-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	41
Number of participants with account balances	2022-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	33
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	5
Total of all active and inactive participants	2021-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	38
Number of participants with account balances	2021-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	33
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	6
Total of all active and inactive participants	2020-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	39
Number of participants with account balances	2020-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	32
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	3
Total of all active and inactive participants	2019-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	35
Number of participants with account balances	2019-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	31
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	34
Number of participants with account balances	2018-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	38
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	4
Total of all active and inactive participants	2017-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	43
Number of participants with account balances	2017-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	53
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	48
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	51
Number of participants with account balances	2016-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST

Measure	Date	Value
2023 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$969,503
Expenses. Total of all expenses incurred	2023-12-31	$88,302
Benefits paid (including direct rollovers)	2023-12-31	$77,657
Total plan assets at end of year	2023-12-31	$4,827,639
Total plan assets at beginning of year	2023-12-31	$3,946,438
Value of fidelity bond covering the plan	2023-12-31	$1,000,000
Assets. Value of tangible personal property	2023-12-31	$0
Total contributions received or receivable from participants	2023-12-31	$111,375
Assets. Value of loans (other than to participants)	2023-12-31	$0
Expenses. Other expenses not covered elsewhere	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$0
Other income received	2023-12-31	$817,308
Noncash contributions received	2023-12-31	$0
Net income (gross income less expenses)	2023-12-31	$881,201
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$4,827,639
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$3,946,438
Assets. Value of participant loans	2023-12-31	$4,030
Assets. Value of assets in partnership/joint-venture interests	2023-12-31	$0
Assets. Value of real-estate (other than employer real property)	2023-12-31	$0
Assets. Value of employer securities	2023-12-31	$0
Assets. Value of employer real property	2023-12-31	$0
Total contributions received or receivable from employer(s)	2023-12-31	$40,820
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$10,645
2022 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-775,214
Expenses. Total of all expenses incurred	2022-12-31	$111,052
Benefits paid (including direct rollovers)	2022-12-31	$100,008
Total plan assets at end of year	2022-12-31	$3,946,438
Total plan assets at beginning of year	2022-12-31	$4,832,704
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$108,820
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-922,733
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-886,266
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$3,946,438
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$4,832,704
Assets. Value of participant loans	2022-12-31	$11,958
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$38,699
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$11,044
2021 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$769,143
Expenses. Total of all expenses incurred	2021-12-31	$795,939
Benefits paid (including direct rollovers)	2021-12-31	$784,112
Total plan assets at end of year	2021-12-31	$4,832,704
Total plan assets at beginning of year	2021-12-31	$4,859,500
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Assets. Value of tangible personal property	2021-12-31	$0
Total contributions received or receivable from participants	2021-12-31	$116,898
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$606,696
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$-26,796
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$4,832,704
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$4,859,500
Assets. Value of participant loans	2021-12-31	$16,318
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Assets. Value of real-estate (other than employer real property)	2021-12-31	$0
Assets. Value of employer securities	2021-12-31	$0
Assets. Value of employer real property	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$45,549
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$11,827
2020 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2020 401k financial data
Transfers to/from the plan	2020-12-31	$65,901
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$847,749
Expenses. Total of all expenses incurred	2020-12-31	$743,395
Benefits paid (including direct rollovers)	2020-12-31	$732,039
Total plan assets at end of year	2020-12-31	$4,859,500
Total plan assets at beginning of year	2020-12-31	$4,689,245
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$115,492
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$36,194
Other income received	2020-12-31	$647,520
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$104,354
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$4,859,500
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$4,689,245
Assets. Value of participant loans	2020-12-31	$20,497
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$48,543
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$11,356
2019 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2019 401k financial data
Transfers to/from the plan	2019-12-31	$-7,416
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$1,058,339
Expenses. Total of all expenses incurred	2019-12-31	$113,083
Benefits paid (including direct rollovers)	2019-12-31	$102,709
Total plan assets at end of year	2019-12-31	$4,689,245
Total plan assets at beginning of year	2019-12-31	$3,751,405
Value of fidelity bond covering the plan	2019-12-31	$1,000,000
Total contributions received or receivable from participants	2019-12-31	$113,473
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$895,509
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$945,256
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$4,689,245
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$3,751,405
Assets. Value of participant loans	2019-12-31	$13,001
Total contributions received or receivable from employer(s)	2019-12-31	$49,357
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$10,374
2018 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2018 401k financial data
Transfers to/from the plan	2018-12-31	$6,482
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-81,579
Expenses. Total of all expenses incurred	2018-12-31	$1,284,400
Benefits paid (including direct rollovers)	2018-12-31	$1,272,235
Total plan assets at end of year	2018-12-31	$3,751,405
Total plan assets at beginning of year	2018-12-31	$5,110,902
Value of fidelity bond covering the plan	2018-12-31	$1,000,000
Total contributions received or receivable from participants	2018-12-31	$112,944
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-245,963
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-1,365,979
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$3,751,405
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,110,902
Assets. Value of participant loans	2018-12-31	$15,255
Total contributions received or receivable from employer(s)	2018-12-31	$51,440
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$12,165
2017 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan	2017-12-31	$877,560
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$159,424
Expenses. Total of all expenses incurred	2017-12-31	$737,029
Benefits paid (including direct rollovers)	2017-12-31	$728,493
Total plan assets at end of year	2017-12-31	$5,110,902
Total plan assets at beginning of year	2017-12-31	$4,810,947
Value of fidelity bond covering the plan	2017-12-31	$1,000,000
Total contributions received or receivable from participants	2017-12-31	$133,260
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$94,524
Other income received	2017-12-31	$-122,340
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$-577,605
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,110,902
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,810,947
Assets. Value of participant loans	2017-12-31	$35,666
Total contributions received or receivable from employer(s)	2017-12-31	$53,980
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$8,536
2016 : DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$607,245
Expenses. Total of all expenses incurred	2016-12-31	$1,307,546
Benefits paid (including direct rollovers)	2016-12-31	$1,306,438
Total plan assets at end of year	2016-12-31	$4,810,947
Total plan assets at beginning of year	2016-12-31	$5,511,248
Value of fidelity bond covering the plan	2016-12-31	$1,000,000
Total contributions received or receivable from participants	2016-12-31	$145,571
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$406,434
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$-700,301
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,810,947
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$5,511,248
Assets. Value of participant loans	2016-12-31	$46,066
Total contributions received or receivable from employer(s)	2016-12-31	$55,240
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,108

Form 5500 Responses for DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST

2023: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DANIEL L. JACOB & COMPANY EMPLOYEES' RETIREMENT SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number	935477-01
Policy instance	1

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Company Name:	DANIEL L JACOB & CO., INC.
Employer identification number (EIN):	382324095
NAIC Classification:	424800