401k Plan data: AVL NORTH AMERICA, INC. 401(K) PLAN plan

AVL NORTH AMERICA, INC. 401(K) PLAN 401k Plan overview

Plan Name	AVL NORTH AMERICA, INC. 401(K) PLAN
Plan identification number	001

AVL NORTH AMERICA, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AVL NORTH AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name: AVL NORTH AMERICA, INC.

Employer identification number (EIN): 382482129

NAIC Classification: 333200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AVL NORTH AMERICA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01
001 2012-01-01 JENNIFER RICHTER AS PRACTITIONER
001 2011-01-01 JENNIFER RICHTER AS PRACTITIONER
001 2010-01-01 JENNIFER RICHTER AS PRACTITIONER
001 2009-01-01 JOYCE WEISHAAR JOYCE WEISHAAR 2010-10-05

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01
001	2012-01-01	JENNIFER RICHTER AS PRACTITIONER
001	2011-01-01	JENNIFER RICHTER AS PRACTITIONER
001	2010-01-01	JENNIFER RICHTER AS PRACTITIONER
001	2009-01-01	JOYCE WEISHAAR	JOYCE WEISHAAR	2010-10-05

Plan Statistics for AVL NORTH AMERICA, INC. 401(K) PLAN

401k plan membership statisitcs for AVL NORTH AMERICA, INC. 401(K) PLAN

Measure Date Value
2013: AVL NORTH AMERICA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 714
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 550
Number of other retired or separated participants entitled to future benefits 2013-01-01 162
Total of all active and inactive participants 2013-01-01 712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 712
Number of participants with account balances 2013-01-01 712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AVL NORTH AMERICA, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 674
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 543
Number of other retired or separated participants entitled to future benefits 2012-01-01 165
Total of all active and inactive participants 2012-01-01 708
Total participants 2012-01-01 708
Number of participants with account balances 2012-01-01 708
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AVL NORTH AMERICA, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 590
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 505
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 169
Total of all active and inactive participants 2011-01-01 674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 674
Number of participants with account balances 2011-01-01 674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: AVL NORTH AMERICA, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 537
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 460
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 130
Total of all active and inactive participants 2010-01-01 590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 590
Number of participants with account balances 2010-01-01 590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: AVL NORTH AMERICA, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 604
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 410
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 124
Total of all active and inactive participants 2009-01-01 534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 534
Number of participants with account balances 2009-01-01 534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: AVL NORTH AMERICA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	714
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	550
Number of other retired or separated participants entitled to future benefits	2013-01-01	162
Total of all active and inactive participants	2013-01-01	712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	712
Number of participants with account balances	2013-01-01	712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AVL NORTH AMERICA, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	674
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	543
Number of other retired or separated participants entitled to future benefits	2012-01-01	165
Total of all active and inactive participants	2012-01-01	708
Total participants	2012-01-01	708
Number of participants with account balances	2012-01-01	708
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AVL NORTH AMERICA, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	590
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	505
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	169
Total of all active and inactive participants	2011-01-01	674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	674
Number of participants with account balances	2011-01-01	674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: AVL NORTH AMERICA, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	537
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	460
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	130
Total of all active and inactive participants	2010-01-01	590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	590
Number of participants with account balances	2010-01-01	590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: AVL NORTH AMERICA, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	604
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	410
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	124
Total of all active and inactive participants	2009-01-01	534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	534
Number of participants with account balances	2009-01-01	534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on AVL NORTH AMERICA, INC. 401(K) PLAN

Measure	Date	Value
2013 : AVL NORTH AMERICA, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$16,160,114
Total of all expenses incurred	2013-12-31	$4,485,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,418,620
Expenses. Certain deemed distributions of participant loans	2013-12-31	$45,325
Value of total corrective distributions	2013-12-31	$3,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,514,256
Value of total assets at end of year	2013-12-31	$56,473,052
Value of total assets at beginning of year	2013-12-31	$44,798,763
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,669
Total interest from all sources	2013-12-31	$49,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,066,913
Participant contributions at end of year	2013-12-31	$1,152,887
Participant contributions at beginning of year	2013-12-31	$1,005,638
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$147,508
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$256,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$11,674,289
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$56,473,052
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$44,798,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$18,669
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$51,240,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$39,998,175
Interest on participant loans	2013-12-31	$49,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,075,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,575,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$70,438
Net investment gain/loss from pooled separate accounts	2013-12-31	$9,526,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,190,920
Employer contributions (assets) at end of year	2013-12-31	$3,630
Employer contributions (assets) at beginning of year	2013-12-31	$71,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,418,620
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2013-12-31	381357951
2012 : AVL NORTH AMERICA, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$10,519,339
Total of all expenses incurred	2012-12-31	$2,222,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,097,375
Expenses. Certain deemed distributions of participant loans	2012-12-31	$82,893
Value of total corrective distributions	2012-12-31	$27,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,939,052
Value of total assets at end of year	2012-12-31	$44,798,763
Value of total assets at beginning of year	2012-12-31	$36,502,133
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$15,284
Total interest from all sources	2012-12-31	$40,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,637,037
Participant contributions at end of year	2012-12-31	$1,005,638
Participant contributions at beginning of year	2012-12-31	$933,157
Participant contributions at end of year	2012-12-31	$147,508
Participant contributions at beginning of year	2012-12-31	$126,187
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$2,413,319
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$714,948
Other income not declared elsewhere	2012-12-31	$23,906
Administrative expenses (other) incurred	2012-12-31	$356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,296,630
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$44,798,763
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$36,502,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$9,920
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$39,998,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$32,227,797
Interest on participant loans	2012-12-31	$40,740
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,575,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$686,391
Net investment gain/loss from pooled separate accounts	2012-12-31	$4,515,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,587,067
Employer contributions (assets) at end of year	2012-12-31	$71,931
Employer contributions (assets) at beginning of year	2012-12-31	$115,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,097,375
Contract administrator fees	2012-12-31	$5,008
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2012-12-31	381357951
2011 : AVL NORTH AMERICA, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,834,629
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,793,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,747,157
Expenses. Certain deemed distributions of participant loans	2011-12-31	$6,904
Value of total corrective distributions	2011-12-31	$25,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,758,003
Value of total assets at end of year	2011-12-31	$36,502,133
Value of total assets at beginning of year	2011-12-31	$34,460,742
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$13,506
Total interest from all sources	2011-12-31	$62,752
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,152,618
Participant contributions at end of year	2011-12-31	$933,157
Participant contributions at beginning of year	2011-12-31	$864,862
Participant contributions at end of year	2011-12-31	$126,187
Participant contributions at beginning of year	2011-12-31	$114,955
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$2,413,319
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$2,296,783
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$164,936
Other income not declared elsewhere	2011-12-31	$-11,034
Administrative expenses (other) incurred	2011-12-31	$161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,041,391
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$36,502,133
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$34,460,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$2,892
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$32,227,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$30,528,534
Interest on participant loans	2011-12-31	$43,723
Interest earned on other investments	2011-12-31	$19,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$686,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$600,886
Net investment gain/loss from pooled separate accounts	2011-12-31	$-975,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,440,449
Employer contributions (assets) at end of year	2011-12-31	$115,282
Employer contributions (assets) at beginning of year	2011-12-31	$54,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,747,157
Contract administrator fees	2011-12-31	$10,453
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2011-12-31	381357951
2010 : AVL NORTH AMERICA, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$7,855,580
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,225,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,179,603
Expenses. Certain deemed distributions of participant loans	2010-12-31	$24,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,701,543
Value of total assets at end of year	2010-12-31	$34,460,742
Value of total assets at beginning of year	2010-12-31	$27,831,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,259
Total interest from all sources	2010-12-31	$56,456
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,516,606
Participant contributions at end of year	2010-12-31	$864,862
Participant contributions at beginning of year	2010-12-31	$667,000
Participant contributions at end of year	2010-12-31	$114,955
Participant contributions at beginning of year	2010-12-31	$72,169
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$2,296,783
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$2,463,761
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$65,265
Other income not declared elsewhere	2010-12-31	$48,455
Administrative expenses (other) incurred	2010-12-31	$64
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,629,625
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$34,460,742
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$27,831,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$2,450
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$30,528,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$24,048,039
Interest on participant loans	2010-12-31	$38,870
Interest earned on other investments	2010-12-31	$17,586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$600,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$550,126
Net investment gain/loss from pooled separate accounts	2010-12-31	$4,049,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,119,672
Employer contributions (assets) at end of year	2010-12-31	$54,722
Employer contributions (assets) at beginning of year	2010-12-31	$30,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,179,603
Contract administrator fees	2010-12-31	$19,745
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2010-12-31	381357951
2009 : AVL NORTH AMERICA, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for AVL NORTH AMERICA, INC. 401(K) PLAN

2013: AVL NORTH AMERICA, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AVL NORTH AMERICA, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AVL NORTH AMERICA, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: AVL NORTH AMERICA, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: AVL NORTH AMERICA, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

874543

Policy instance

Insurance contract or identification number	874543
Number of Individuals Covered	712
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $48,092
Total amount of fees paid to insurance company	USD $73,909
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $48,092
Insurance broker organization code?	3
Amount paid for insurance broker fees	73909
Insurance broker name	MICHIGAN BENEFIT CONSULTING, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

27626

Policy instance

Insurance contract or identification number	27626
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $11,375
Total amount of fees paid to insurance company	USD $4,741
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,375
Insurance broker organization code?	3
Amount paid for insurance broker fees	4741
Insurance broker name	MICHIGAN BENEFIT CONSULTING, INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

874543

Policy instance

Insurance contract or identification number	874543
Number of Individuals Covered	708
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $26,882
Total amount of fees paid to insurance company	USD $49,213
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,882
Insurance broker organization code?	3
Amount paid for insurance broker fees	49213
Insurance broker name	MICHIGAN BENEFIT CONSULTING, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

27626

Policy instance

Insurance contract or identification number	27626
Number of Individuals Covered	674
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $43,128
Total amount of fees paid to insurance company	USD $14,914
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

27626

Policy instance

Insurance contract or identification number	27626
Number of Individuals Covered	590
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $33,016
Total amount of fees paid to insurance company	USD $39,070
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	24561
Additional information about fees paid to insurance broker	TPA FORUM
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $20,426
Insurance broker name	JOSEPH AIELLO & ASSOCIATES, INC.

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	AVL NORTH AMERICA, INC.
Employer identification number (EIN):	382482129
NAIC Classification:	333200