401k Plan data: CARLEX GLASS OF INDIANA, INC 401(K) PLAN plan

CARLEX GLASS OF INDIANA, INC 401(K) PLAN 401k Plan overview

Plan Name	CARLEX GLASS OF INDIANA, INC 401(K) PLAN
Plan identification number	001

CARLEX GLASS OF INDIANA, INC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARLEX GLASS OF INDIANA, INC. has sponsored the creation of one or more 401k plans.

Company Name: CARLEX GLASS OF INDIANA, INC.

Employer identification number (EIN): 382702810

NAIC Classification: 327210

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLEX GLASS OF INDIANA, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 JARVIS HARRISON JARVIS HARRISON 2018-10-15
001 2016-01-01 RANDAL SWINEHART RANDAL SWINEHART 2017-10-10
001 2015-01-01 RANDAL SWINEHART RANDAL SWINEHART 2016-12-08
001 2015-01-01 RANDAL SWINEHART RANDAL SWINEHART 2016-10-17
001 2014-11-01 RANDAL SWINEHART RANDAL SWINEHART 2015-10-14
001 2014-11-01 RANDAL SWINEHART RANDAL SWINEHART 2016-01-22
001 2014-11-01 RANDAL SWINEHART RANDAL SWINEHART 2016-01-21
001 2014-11-01 RANDAL SWINEHART RANDAL SWINEHART 2016-01-20
001 2014-11-01 RANDAL SWINEHART RANDAL SWINEHART 2016-01-27

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	JARVIS HARRISON	JARVIS HARRISON	2018-10-15
001	2016-01-01	RANDAL SWINEHART	RANDAL SWINEHART	2017-10-10
001	2015-01-01	RANDAL SWINEHART	RANDAL SWINEHART	2016-12-08
001	2015-01-01	RANDAL SWINEHART	RANDAL SWINEHART	2016-10-17
001	2014-11-01	RANDAL SWINEHART	RANDAL SWINEHART	2015-10-14
001	2014-11-01	RANDAL SWINEHART	RANDAL SWINEHART	2016-01-22
001	2014-11-01	RANDAL SWINEHART	RANDAL SWINEHART	2016-01-21
001	2014-11-01	RANDAL SWINEHART	RANDAL SWINEHART	2016-01-20
001	2014-11-01	RANDAL SWINEHART	RANDAL SWINEHART	2016-01-27

Plan Statistics for CARLEX GLASS OF INDIANA, INC 401(K) PLAN

401k plan membership statisitcs for CARLEX GLASS OF INDIANA, INC 401(K) PLAN

Measure Date Value
2017: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,129
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,002
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 909
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 212
Total of all active and inactive participants 2016-01-01 1,121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,121
Number of participants with account balances 2016-01-01 1,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 51
2015: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 851
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 921
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 68
Total of all active and inactive participants 2015-01-01 989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 989
Number of participants with account balances 2015-01-01 972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 117
2014: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 805
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 858
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 0
Total of all active and inactive participants 2014-11-01 858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 858
Number of participants with account balances 2014-11-01 745
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0

Measure	Date	Value
2017: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,129
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,002
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	909
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	212
Total of all active and inactive participants	2016-01-01	1,121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,121
Number of participants with account balances	2016-01-01	1,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	51
2015: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	851
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	921
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	68
Total of all active and inactive participants	2015-01-01	989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	989
Number of participants with account balances	2015-01-01	972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	117
2014: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	805
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	858
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	0
Total of all active and inactive participants	2014-11-01	858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	858
Number of participants with account balances	2014-11-01	745
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0

Financial Data on CARLEX GLASS OF INDIANA, INC 401(K) PLAN

Measure	Date	Value
2017 : CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-01-11	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-01-11	$0
Total unrealized appreciation/depreciation of assets	2017-01-11	$0
Total transfer of assets to this plan	2017-01-11	$0
Total transfer of assets from this plan	2017-01-11	$46,115,578
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-11	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-11	$0
Total income from all sources (including contributions)	2017-01-11	$739,958
Total loss/gain on sale of assets	2017-01-11	$0
Total of all expenses incurred	2017-01-11	$-36,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-01-11	$34,998
Expenses. Certain deemed distributions of participant loans	2017-01-11	$-71,599
Value of total corrective distributions	2017-01-11	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-01-11	$50,041
Value of total assets at end of year	2017-01-11	$0
Value of total assets at beginning of year	2017-01-11	$45,339,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-01-11	$514
Total income from rents	2017-01-11	$0
Total interest from all sources	2017-01-11	$-328
Total dividends received (eg from common stock, registered investment company shares)	2017-01-11	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-01-11	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-01-11	$0
Administrative expenses professional fees incurred	2017-01-11	$0
Was this plan covered by a fidelity bond	2017-01-11	Yes
Value of fidelity bond cover	2017-01-11	$1,000,000
If this is an individual account plan, was there a blackout period	2017-01-11	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-01-11	$0
Were there any nonexempt tranactions with any party-in-interest	2017-01-11	No
Amount of non-exempt transactions with any party-in-interest	2017-01-11	$0
Contributions received from participants	2017-01-11	$0
Participant contributions at end of year	2017-01-11	$0
Participant contributions at beginning of year	2017-01-11	$1,672,814
Participant contributions at end of year	2017-01-11	$0
Participant contributions at beginning of year	2017-01-11	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-01-11	$50,041
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-01-11	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-01-11	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-01-11	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-01-11	$0
Other income not declared elsewhere	2017-01-11	$0
Administrative expenses (other) incurred	2017-01-11	$0
Liabilities. Value of operating payables at beginning of year	2017-01-11	$0
Total non interest bearing cash at end of year	2017-01-11	$0
Total non interest bearing cash at beginning of year	2017-01-11	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-11	No
Value of net income/loss	2017-01-11	$776,045
Value of net assets at end of year (total assets less liabilities)	2017-01-11	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-01-11	$45,339,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-11	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-11	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-01-11	$0
Were any leases to which the plan was party in default or uncollectible	2017-01-11	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-01-11	$0
Investment advisory and management fees	2017-01-11	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-01-11	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-01-11	$41,770,380
Interest on participant loans	2017-01-11	$-328
Income. Interest from loans (other than to participants)	2017-01-11	$0
Interest earned on other investments	2017-01-11	$0
Income. Interest from US Government securities	2017-01-11	$0
Income. Interest from corporate debt instruments	2017-01-11	$0
Value of interest in common/collective trusts at end of year	2017-01-11	$0
Value of interest in common/collective trusts at beginning of year	2017-01-11	$1,896,339
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-01-11	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-01-11	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-01-11	$690,278
Net investment gain/loss from pooled separate accounts	2017-01-11	$0
Net investment gain or loss from common/collective trusts	2017-01-11	$-33
Net gain/loss from 103.12 investment entities	2017-01-11	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-11	No
Was there a failure to transmit to the plan any participant contributions	2017-01-11	No
Has the plan failed to provide any benefit when due under the plan	2017-01-11	No
Contributions received in cash from employer	2017-01-11	$0
Employer contributions (assets) at end of year	2017-01-11	$0
Employer contributions (assets) at beginning of year	2017-01-11	$0
Income. Dividends from preferred stock	2017-01-11	$0
Income. Dividends from common stock	2017-01-11	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-01-11	$34,998
Contract administrator fees	2017-01-11	$514
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-01-11	Yes
Liabilities. Value of benefit claims payable at beginning of year	2017-01-11	$0
Did the plan have assets held for investment	2017-01-11	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-11	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-11	Yes
Aggregate proceeds on sale of assets	2017-01-11	$0
Aggregate carrying amount (costs) on sale of assets	2017-01-11	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-01-11	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-11	Yes
Opinion of an independent qualified public accountant for this plan	2017-01-11	Disclaimer
Accountancy firm name	2017-01-11	LBMC, PC
Accountancy firm EIN	2017-01-11	621199757
2016 : CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$8,071,338
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,971,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,776,875
Expenses. Certain deemed distributions of participant loans	2016-12-31	$22,758
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,357,721
Value of total assets at end of year	2016-12-31	$45,339,533
Value of total assets at beginning of year	2016-12-31	$40,239,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$171,495
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$77,786
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$843,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$843,656
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Amount of non-exempt transactions with any party-in-interest	2016-12-31	$0
Contributions received from participants	2016-12-31	$2,871,775
Participant contributions at end of year	2016-12-31	$1,672,814
Participant contributions at beginning of year	2016-12-31	$1,606,647
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$54,361
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$49,324
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$3,148
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$39
Administrative expenses (other) incurred	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,100,210
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$45,339,533
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$40,239,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$41,770,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$37,089,194
Interest on participant loans	2016-12-31	$77,786
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$1,896,339
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,448,067
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,766,443
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$25,693
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,436,622
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$41,054
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,773,727
Contract administrator fees	2016-12-31	$171,495
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LBMC PC
Accountancy firm EIN	2016-12-31	621199757
2015 : CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$36,924,129
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,647,072
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,732,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,439,816
Expenses. Certain deemed distributions of participant loans	2015-12-31	$16,784
Value of total corrective distributions	2015-12-31	$283
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$5,409,125
Value of total assets at end of year	2015-12-31	$40,239,323
Value of total assets at beginning of year	2015-12-31	$2,400,706
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$275,701
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$68,189
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$757,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$757,323
Administrative expenses professional fees incurred	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Amount of non-exempt transactions with any party-in-interest	2015-12-31	$0
Contributions received from participants	2015-12-31	$2,834,800
Participant contributions at end of year	2015-12-31	$1,606,647
Participant contributions at beginning of year	2015-12-31	$1,592,075
Participant contributions at end of year	2015-12-31	$54,361
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$171,156
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$24,821
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$-7,701
Administrative expenses (other) incurred	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$914,488
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$40,239,323
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,400,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$37,089,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$803,394
Interest on participant loans	2015-12-31	$68,189
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$1,448,067
Value of interest in common/collective trusts at beginning of year	2015-12-31	$5,237
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,594,983
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$15,119
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,403,169
Employer contributions (assets) at end of year	2015-12-31	$41,054
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,414,995
Contract administrator fees	2015-12-31	$275,701
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LBMC
Accountancy firm EIN	2015-12-31	621199757
2014 : CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,440,733
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$40,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$0
Expenses. Certain deemed distributions of participant loans	2014-12-31	$36,739
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,428,956
Value of total assets at end of year	2014-12-31	$2,400,706
Value of total assets at beginning of year	2014-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,288
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$11,054
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$14,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$14,613
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$0
Contributions received from participants	2014-12-31	$371,102
Participant contributions at end of year	2014-12-31	$1,592,075
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,718,948
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,400,706
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,400,706
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$803,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$11,054
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$5,237
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-13,948
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$58
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$338,906
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$0
Contract administrator fees	2014-12-31	$3,288
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	LBMC
Accountancy firm EIN	2014-12-31	621199757

Form 5500 Responses for CARLEX GLASS OF INDIANA, INC 401(K) PLAN

2017: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARLEX GLASS OF INDIANA, INC 401(K) PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	First time form 5500 has been submitted	Yes
2014-11-01	Submission has been amended	Yes
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Insurance	Yes
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement – Insurance	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

811167

Policy instance

Insurance contract or identification number	811167
Number of Individuals Covered	858
Insurance policy start date	2014-11-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CARLEX GLASS OF INDIANA, INC.
Employer identification number (EIN):	382702810
NAIC Classification:	327210