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EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameEQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN
Plan identification number 002

EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE EQUITABLE BANK, SSB has sponsored the creation of one or more 401k plans.

Company Name:THE EQUITABLE BANK, SSB
Employer identification number (EIN):390265500
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-04-01
0022021-04-01
0022020-04-01
0022019-04-01
0022018-04-01CATHY STONER2019-07-11 CATHY STONER2019-07-11
0022017-04-01CATHY STONER2018-07-11 CATHY STONER2018-07-11
0022016-04-01CATHY STONER2017-07-13 CATHY STONER2017-07-13
0022015-04-01CATHY STONER2016-05-05 CATHY STONER2016-05-05
0022014-04-01CATHY STONER2015-04-28 CATHY STONER2015-04-28
0022013-04-01CATHY STONER CATHY STONER2014-10-30
0022012-04-01CATHY STONER CATHY STONER2013-10-24
0022011-04-01CATHY STONER CATHY STONER2012-10-25
0022009-04-01CATHY STONER CATHY STONER2010-10-22

Plan Statistics for EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN

Measure Date Value
2022: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01111
Total number of active participants reported on line 7a of the Form 55002022-04-0185
Number of retired or separated participants receiving benefits2022-04-010
Number of other retired or separated participants entitled to future benefits2022-04-0116
Total of all active and inactive participants2022-04-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-011
Total participants2022-04-01102
Number of participants with account balances2022-04-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-010
2021: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01120
Total number of active participants reported on line 7a of the Form 55002021-04-0193
Number of retired or separated participants receiving benefits2021-04-010
Number of other retired or separated participants entitled to future benefits2021-04-0114
Total of all active and inactive participants2021-04-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-011
Total participants2021-04-01108
Number of participants with account balances2021-04-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-010
2020: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-0195
Total number of active participants reported on line 7a of the Form 55002020-04-0187
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-0111
Total of all active and inactive participants2020-04-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-0198
Number of participants with account balances2020-04-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-010
2019: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-0197
Total number of active participants reported on line 7a of the Form 55002019-04-0182
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-0110
Total of all active and inactive participants2019-04-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-0192
Number of participants with account balances2019-04-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2013: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01103
Total number of active participants reported on line 7a of the Form 55002013-04-0193
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-013
Total of all active and inactive participants2013-04-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-011
Total participants2013-04-0197
Number of participants with account balances2013-04-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01120
Total number of active participants reported on line 7a of the Form 55002012-04-0194
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-015
Total of all active and inactive participants2012-04-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-011
Total participants2012-04-01100
Number of participants with account balances2012-04-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010
2011: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01128
Total number of active participants reported on line 7a of the Form 55002011-04-01111
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-015
Total of all active and inactive participants2011-04-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-011
Total participants2011-04-01117
Number of participants with account balances2011-04-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2009: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01141
Total number of active participants reported on line 7a of the Form 55002009-04-01127
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-018
Total of all active and inactive participants2009-04-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-012
Total participants2009-04-01137
Number of participants with account balances2009-04-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-010

Financial Data on EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2023 401k financial data
Transfers to/from the plan2023-03-31$0
Total plan liabilities at end of year2023-03-31$0
Total plan liabilities at beginning of year2023-03-31$0
Total income from all sources2023-03-31$-70,576
Expenses. Total of all expenses incurred2023-03-31$426,302
Benefits paid (including direct rollovers)2023-03-31$391,260
Total plan assets at end of year2023-03-31$7,688,479
Total plan assets at beginning of year2023-03-31$8,185,357
Value of fidelity bond covering the plan2023-03-31$3,500,000
Total contributions received or receivable from participants2023-03-31$427,132
Expenses. Other expenses not covered elsewhere2023-03-31$0
Contributions received from other sources (not participants or employers)2023-03-31$0
Other income received2023-03-31$-675,343
Noncash contributions received2023-03-31$0
Net income (gross income less expenses)2023-03-31$-496,878
Net plan assets at end of year (total assets less liabilities)2023-03-31$7,688,479
Net plan assets at beginning of year (total assets less liabilities)2023-03-31$8,185,357
Assets. Value of participant loans2023-03-31$60,711
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2023-03-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2023-03-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022023-03-31$0
Assets. Value of employer securities2023-03-31$301,250
Total contributions received or receivable from employer(s)2023-03-31$177,635
Value of certain deemed distributions of participant loans2023-03-31$0
Value of corrective distributions2023-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-03-31$35,042
2022 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2022 401k financial data
Transfers to/from the plan2022-03-31$0
Total plan liabilities at end of year2022-03-31$0
Total plan liabilities at beginning of year2022-03-31$0
Total income from all sources2022-03-31$1,046,428
Expenses. Total of all expenses incurred2022-03-31$304,908
Benefits paid (including direct rollovers)2022-03-31$255,242
Total plan assets at end of year2022-03-31$8,185,357
Total plan assets at beginning of year2022-03-31$7,443,837
Value of fidelity bond covering the plan2022-03-31$3,500,000
Total contributions received or receivable from participants2022-03-31$385,651
Expenses. Other expenses not covered elsewhere2022-03-31$0
Contributions received from other sources (not participants or employers)2022-03-31$42,482
Other income received2022-03-31$464,237
Noncash contributions received2022-03-31$0
Net income (gross income less expenses)2022-03-31$741,520
Net plan assets at end of year (total assets less liabilities)2022-03-31$8,185,357
Net plan assets at beginning of year (total assets less liabilities)2022-03-31$7,443,837
Assets. Value of participant loans2022-03-31$67,173
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2022-03-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2022-03-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-03-31$412
Assets. Value of employer securities2022-03-31$368,943
Total contributions received or receivable from employer(s)2022-03-31$154,058
Value of certain deemed distributions of participant loans2022-03-31$0
Value of corrective distributions2022-03-31$10,805
Expenses. Administrative service providers (salaries,fees and commissions)2022-03-31$38,861
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
2021 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2021 401k financial data
Transfers to/from the plan2021-03-31$0
Total plan liabilities at end of year2021-03-31$0
Total plan liabilities at beginning of year2021-03-31$0
Total income from all sources2021-03-31$2,797,509
Expenses. Total of all expenses incurred2021-03-31$317,425
Benefits paid (including direct rollovers)2021-03-31$287,098
Total plan assets at end of year2021-03-31$7,443,837
Total plan assets at beginning of year2021-03-31$4,963,753
Value of fidelity bond covering the plan2021-03-31$3,500,000
Total contributions received or receivable from participants2021-03-31$412,286
Expenses. Other expenses not covered elsewhere2021-03-31$0
Contributions received from other sources (not participants or employers)2021-03-31$0
Other income received2021-03-31$2,385,223
Noncash contributions received2021-03-31$0
Net income (gross income less expenses)2021-03-31$2,480,084
Net plan assets at end of year (total assets less liabilities)2021-03-31$7,443,837
Net plan assets at beginning of year (total assets less liabilities)2021-03-31$4,963,753
Assets. Value of participant loans2021-03-31$93,279
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2021-03-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2021-03-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-03-31$11,921
Assets. Value of employer securities2021-03-31$379,734
Total contributions received or receivable from employer(s)2021-03-31$0
Value of certain deemed distributions of participant loans2021-03-31$0
Value of corrective distributions2021-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-03-31$30,327
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
2020 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2020 401k financial data
Transfers to/from the plan2020-03-31$0
Total plan liabilities at end of year2020-03-31$0
Total plan liabilities at beginning of year2020-03-31$0
Total income from all sources2020-03-31$-253,199
Expenses. Total of all expenses incurred2020-03-31$373,733
Benefits paid (including direct rollovers)2020-03-31$349,262
Total plan assets at end of year2020-03-31$4,963,753
Total plan assets at beginning of year2020-03-31$5,590,685
Value of fidelity bond covering the plan2020-03-31$3,000,000
Total contributions received or receivable from participants2020-03-31$338,485
Expenses. Other expenses not covered elsewhere2020-03-31$0
Contributions received from other sources (not participants or employers)2020-03-31$0
Other income received2020-03-31$-591,684
Noncash contributions received2020-03-31$0
Net income (gross income less expenses)2020-03-31$-626,932
Net plan assets at end of year (total assets less liabilities)2020-03-31$4,963,753
Net plan assets at beginning of year (total assets less liabilities)2020-03-31$5,590,685
Assets. Value of participant loans2020-03-31$76,274
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2020-03-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2020-03-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-03-31$0
Assets. Value of employer securities2020-03-31$261,712
Total contributions received or receivable from employer(s)2020-03-31$0
Value of certain deemed distributions of participant loans2020-03-31$0
Value of corrective distributions2020-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-03-31$24,471
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
2014 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-03-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-03-31$0
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total transfer of assets to this plan2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$766,111
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$384,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$383,492
Expenses. Certain deemed distributions of participant loans2014-03-31$0
Value of total corrective distributions2014-03-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$273,206
Value of total assets at end of year2014-03-31$3,686,780
Value of total assets at beginning of year2014-03-31$3,305,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$847
Total income from rents2014-03-31$0
Total interest from all sources2014-03-31$4,834
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$0
Administrative expenses professional fees incurred2014-03-31$0
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$3,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Amount of non-exempt transactions with any party-in-interest2014-03-31$0
Contributions received from participants2014-03-31$273,206
Participant contributions at end of year2014-03-31$72,739
Participant contributions at beginning of year2014-03-31$71,455
Participant contributions at end of year2014-03-31$0
Participant contributions at beginning of year2014-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$0
Other income not declared elsewhere2014-03-31$0
Administrative expenses (other) incurred2014-03-31$0
Liabilities. Value of operating payables at beginning of year2014-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$381,772
Value of net assets at end of year (total assets less liabilities)2014-03-31$3,686,780
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$3,305,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-03-31$0
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-03-31$0
Investment advisory and management fees2014-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$72,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$0
Value of interest in pooled separate accounts at end of year2014-03-31$3,333,850
Value of interest in pooled separate accounts at beginning of year2014-03-31$2,944,116
Interest on participant loans2014-03-31$3,948
Income. Interest from loans (other than to participants)2014-03-31$0
Interest earned on other investments2014-03-31$886
Income. Interest from US Government securities2014-03-31$0
Income. Interest from corporate debt instruments2014-03-31$0
Value of interest in common/collective trusts at end of year2014-03-31$142,762
Value of interest in common/collective trusts at beginning of year2014-03-31$212,008
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$64,806
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$77,429
Expenses. Payments to insurance carriers foe the provision of benefits2014-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$10,097
Net investment gain/loss from pooled separate accounts2014-03-31$479,891
Net investment gain or loss from common/collective trusts2014-03-31$-1,917
Net gain/loss from 103.12 investment entities2014-03-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$0
Employer contributions (assets) at end of year2014-03-31$0
Employer contributions (assets) at beginning of year2014-03-31$0
Income. Dividends from preferred stock2014-03-31$0
Income. Dividends from common stock2014-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$383,492
Contract administrator fees2014-03-31$847
Liabilities. Value of benefit claims payable at beginning of year2014-03-31$0
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Aggregate proceeds on sale of assets2014-03-31$0
Aggregate carrying amount (costs) on sale of assets2014-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-03-31360859910
2013 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-03-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-03-31$0
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total transfer of assets to this plan2013-03-31$0
Total transfer of assets from this plan2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$2,994
Total income from all sources (including contributions)2013-03-31$614,410
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$131,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$131,112
Expenses. Certain deemed distributions of participant loans2013-03-31$0
Value of total corrective distributions2013-03-31$31
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$266,442
Value of total assets at end of year2013-03-31$3,305,008
Value of total assets at beginning of year2013-03-31$2,825,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$500
Total income from rents2013-03-31$0
Total interest from all sources2013-03-31$5,049
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$0
Administrative expenses professional fees incurred2013-03-31$0
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$3,000,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Amount of non-exempt transactions with any party-in-interest2013-03-31$0
Contributions received from participants2013-03-31$266,442
Participant contributions at end of year2013-03-31$71,455
Participant contributions at beginning of year2013-03-31$51,715
Participant contributions at end of year2013-03-31$0
Participant contributions at beginning of year2013-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-03-31$2,994
Other income not declared elsewhere2013-03-31$456
Administrative expenses (other) incurred2013-03-31$0
Liabilities. Value of operating payables at beginning of year2013-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$482,767
Value of net assets at end of year (total assets less liabilities)2013-03-31$3,305,008
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$2,822,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-03-31$0
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-03-31$0
Investment advisory and management fees2013-03-31$0
Value of interest in pooled separate accounts at end of year2013-03-31$2,944,116
Value of interest in pooled separate accounts at beginning of year2013-03-31$2,519,578
Interest on participant loans2013-03-31$3,806
Income. Interest from loans (other than to participants)2013-03-31$0
Interest earned on other investments2013-03-31$1,243
Income. Interest from US Government securities2013-03-31$0
Income. Interest from corporate debt instruments2013-03-31$0
Value of interest in common/collective trusts at end of year2013-03-31$212,008
Value of interest in common/collective trusts at beginning of year2013-03-31$139,161
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$77,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$114,781
Expenses. Payments to insurance carriers foe the provision of benefits2013-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$0
Net investment gain/loss from pooled separate accounts2013-03-31$339,049
Net investment gain or loss from common/collective trusts2013-03-31$3,414
Net gain/loss from 103.12 investment entities2013-03-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$0
Employer contributions (assets) at end of year2013-03-31$0
Employer contributions (assets) at beginning of year2013-03-31$0
Income. Dividends from preferred stock2013-03-31$0
Income. Dividends from common stock2013-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$131,112
Contract administrator fees2013-03-31$500
Liabilities. Value of benefit claims payable at beginning of year2013-03-31$0
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Aggregate proceeds on sale of assets2013-03-31$0
Aggregate carrying amount (costs) on sale of assets2013-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31BAKER TILLY VIRCHOW KRAUSE
Accountancy firm EIN2013-03-31360859910
2012 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-03-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-03-31$0
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total transfer of assets to this plan2012-03-31$0
Total transfer of assets from this plan2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$2,994
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$353,114
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$352,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$349,014
Expenses. Certain deemed distributions of participant loans2012-03-31$0
Value of total corrective distributions2012-03-31$2,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$257,521
Value of total assets at end of year2012-03-31$2,825,235
Value of total assets at beginning of year2012-03-31$2,821,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$680
Total income from rents2012-03-31$0
Total interest from all sources2012-03-31$4,645
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-03-31$0
Administrative expenses professional fees incurred2012-03-31$0
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$3,000,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Amount of non-exempt transactions with any party-in-interest2012-03-31$0
Contributions received from participants2012-03-31$257,317
Participant contributions at end of year2012-03-31$51,715
Participant contributions at beginning of year2012-03-31$18,043
Participant contributions at end of year2012-03-31$0
Participant contributions at beginning of year2012-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$204
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-03-31$2,994
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-03-31$0
Other income not declared elsewhere2012-03-31$795
Administrative expenses (other) incurred2012-03-31$0
Liabilities. Value of operating payables at beginning of year2012-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$426
Value of net assets at end of year (total assets less liabilities)2012-03-31$2,822,241
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$2,821,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-03-31$0
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-03-31$0
Investment advisory and management fees2012-03-31$0
Value of interest in pooled separate accounts at end of year2012-03-31$2,519,578
Value of interest in pooled separate accounts at beginning of year2012-03-31$2,715,362
Interest on participant loans2012-03-31$2,611
Income. Interest from loans (other than to participants)2012-03-31$0
Interest earned on other investments2012-03-31$2,034
Income. Interest from US Government securities2012-03-31$0
Income. Interest from corporate debt instruments2012-03-31$0
Value of interest in common/collective trusts at end of year2012-03-31$139,161
Value of interest in common/collective trusts at beginning of year2012-03-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-31$114,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-03-31$88,410
Expenses. Payments to insurance carriers foe the provision of benefits2012-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$0
Net investment gain/loss from pooled separate accounts2012-03-31$85,799
Net investment gain or loss from common/collective trusts2012-03-31$4,354
Net gain/loss from 103.12 investment entities2012-03-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$0
Employer contributions (assets) at end of year2012-03-31$0
Employer contributions (assets) at beginning of year2012-03-31$0
Income. Dividends from preferred stock2012-03-31$0
Income. Dividends from common stock2012-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$349,014
Contract administrator fees2012-03-31$680
Liabilities. Value of benefit claims payable at beginning of year2012-03-31$0
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Aggregate proceeds on sale of assets2012-03-31$0
Aggregate carrying amount (costs) on sale of assets2012-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2012-03-31360859910
2011 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-03-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-03-31$0
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total transfer of assets to this plan2011-03-31$0
Total transfer of assets from this plan2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$699,830
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$172,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$172,122
Expenses. Certain deemed distributions of participant loans2011-03-31$0
Value of total corrective distributions2011-03-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$306,874
Value of total assets at end of year2011-03-31$2,821,815
Value of total assets at beginning of year2011-03-31$2,294,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$634
Total income from rents2011-03-31$0
Total interest from all sources2011-03-31$4,817
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$0
Administrative expenses professional fees incurred2011-03-31$0
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$2,000,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Amount of non-exempt transactions with any party-in-interest2011-03-31$0
Contributions received from participants2011-03-31$249,031
Participant contributions at end of year2011-03-31$18,043
Participant contributions at beginning of year2011-03-31$29,178
Participant contributions at end of year2011-03-31$0
Participant contributions at beginning of year2011-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$57,843
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-03-31$0
Other income not declared elsewhere2011-03-31$-889
Administrative expenses (other) incurred2011-03-31$0
Liabilities. Value of operating payables at beginning of year2011-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$527,074
Value of net assets at end of year (total assets less liabilities)2011-03-31$2,821,815
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$2,294,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-03-31$0
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-03-31$0
Investment advisory and management fees2011-03-31$0
Value of interest in pooled separate accounts at end of year2011-03-31$2,715,362
Value of interest in pooled separate accounts at beginning of year2011-03-31$2,195,014
Interest on participant loans2011-03-31$2,552
Income. Interest from loans (other than to participants)2011-03-31$0
Interest earned on other investments2011-03-31$2,265
Income. Interest from US Government securities2011-03-31$0
Income. Interest from corporate debt instruments2011-03-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$88,410
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$70,549
Expenses. Payments to insurance carriers foe the provision of benefits2011-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$0
Net investment gain/loss from pooled separate accounts2011-03-31$389,028
Net investment gain or loss from common/collective trusts2011-03-31$0
Net gain/loss from 103.12 investment entities2011-03-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$0
Employer contributions (assets) at end of year2011-03-31$0
Employer contributions (assets) at beginning of year2011-03-31$0
Income. Dividends from preferred stock2011-03-31$0
Income. Dividends from common stock2011-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$172,122
Contract administrator fees2011-03-31$634
Liabilities. Value of benefit claims payable at beginning of year2011-03-31$0
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Aggregate proceeds on sale of assets2011-03-31$0
Aggregate carrying amount (costs) on sale of assets2011-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-03-31360859910
2010 : EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN

2022: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2013: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2009: EQUITABLE SAVINGS BANK RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered102
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered108
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered98
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Total amount of commissions paid to insurance brokerUSD $8,241
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,241
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered92
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $9,276
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,276
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered97
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $7,932
Total amount of fees paid to insurance companyUSD $151
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,932
Amount paid for insurance broker fees151
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered100
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $5,176
Total amount of fees paid to insurance companyUSD $114
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,176
Amount paid for insurance broker fees114
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered117
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $5,899
Total amount of fees paid to insurance companyUSD $152
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number428148
Policy instance 1
Insurance contract or identification number428148
Number of Individuals Covered124
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $5,533
Total amount of fees paid to insurance companyUSD $98
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,533
Amount paid for insurance broker fees98
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV

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