401k Plan data: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN plan

FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	003

FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Stock bonus
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

FIRST NATIONAL BANK - FOX VALLEY has sponsored the creation of one or more 401k plans.

Company Name: FIRST NATIONAL BANK - FOX VALLEY

Employer identification number (EIN): 390464543

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2017-01-01 KATE LOMBARDI KATE LOMBARDI 2018-07-16
003 2017-01-01
003 2016-01-01 KATE LOMBARDI KATE LOMBARDI 2017-10-16
003 2015-01-01 SARAH ZIEMBA SARAH ZIEMBA 2016-10-11
003 2014-01-01 MICHAEL BOETTCHER MICHAEL BOETTCHER 2015-10-01
003 2013-01-01 MICHAEL BOETTCHER MICHAEL BOETTCHER 2014-08-11
003 2012-01-01 MICHAEL BOETTCHER MICHAEL BOETTCHER 2013-07-18
003 2011-01-01 MICHAEL BOETTCHER MICHAEL BOETTCHER 2012-07-20

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2017-01-01	KATE LOMBARDI	KATE LOMBARDI	2018-07-16
003	2017-01-01
003	2016-01-01	KATE LOMBARDI	KATE LOMBARDI	2017-10-16
003	2015-01-01	SARAH ZIEMBA	SARAH ZIEMBA	2016-10-11
003	2014-01-01	MICHAEL BOETTCHER	MICHAEL BOETTCHER	2015-10-01
003	2013-01-01	MICHAEL BOETTCHER	MICHAEL BOETTCHER	2014-08-11
003	2012-01-01	MICHAEL BOETTCHER	MICHAEL BOETTCHER	2013-07-18
003	2011-01-01	MICHAEL BOETTCHER	MICHAEL BOETTCHER	2012-07-20

Financial Data on FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2017 : FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$1,200,466
Total income from all sources	2017-12-31	$2,357,464
Expenses. Total of all expenses incurred	2017-12-31	$5,812,593
Benefits paid (including direct rollovers)	2017-12-31	$5,796,037
Total plan assets at end of year	2017-12-31	$0
Total plan assets at beginning of year	2017-12-31	$4,655,595
Value of fidelity bond covering the plan	2017-12-31	$8,000,000
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$16,556
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$2,198,085
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$-3,455,129
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$3,455,129
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2017-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2017-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2017-12-31	$0
Assets. Value of employer securities	2017-12-31	$0
Total contributions received or receivable from employer(s)	2017-12-31	$159,379
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$754,159
2016 : FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$1,200,466
Total plan liabilities at beginning of year	2016-12-31	$1,545,918
Total income from all sources	2016-12-31	$1,010,554
Expenses. Total of all expenses incurred	2016-12-31	$77,178
Benefits paid (including direct rollovers)	2016-12-31	$6,337
Total plan assets at end of year	2016-12-31	$4,655,595
Total plan assets at beginning of year	2016-12-31	$4,067,671
Value of fidelity bond covering the plan	2016-12-31	$5,000,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$70,841
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$594,262
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$933,376
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$3,455,129
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,521,753
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2016-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2016-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$416,292
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$1,545,918
Total plan liabilities at beginning of year	2015-12-31	$1,189,915
Total income from all sources	2015-12-31	$755,768
Expenses. Total of all expenses incurred	2015-12-31	$78,643
Benefits paid (including direct rollovers)	2015-12-31	$607
Total plan assets at end of year	2015-12-31	$4,067,671
Total plan assets at beginning of year	2015-12-31	$3,034,543
Value of fidelity bond covering the plan	2015-12-31	$5,000,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$78,036
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$347,235
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$677,125
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,521,753
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,844,628
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2015-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2015-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-12-31	$0
Total contributions received or receivable from employer(s)	2015-12-31	$408,533
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$1,189,915
Total plan liabilities at beginning of year	2014-12-31	$1,427,713
Total income from all sources	2014-12-31	$612,332
Expenses. Total of all expenses incurred	2014-12-31	$67,116
Benefits paid (including direct rollovers)	2014-12-31	$2,692
Total plan assets at end of year	2014-12-31	$3,034,543
Total plan assets at beginning of year	2014-12-31	$2,727,125
Value of fidelity bond covering the plan	2014-12-31	$5,000,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$64,424
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$310,110
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$545,216
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,844,628
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,299,412
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2014-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2014-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$0
Assets. Value of employer securities	2014-12-31	$2,997,550
Total contributions received or receivable from employer(s)	2014-12-31	$302,222
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$1,427,713
Total plan liabilities at beginning of year	2013-12-31	$1,653,167
Total income from all sources	2013-12-31	$346,723
Expenses. Total of all expenses incurred	2013-12-31	$74,981
Benefits paid (including direct rollovers)	2013-12-31	$62
Total plan assets at end of year	2013-12-31	$2,727,125
Total plan assets at beginning of year	2013-12-31	$2,680,837
Value of fidelity bond covering the plan	2013-12-31	$5,000,000
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$74,919
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$46,287
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$271,742
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,299,412
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,027,670
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2013-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2013-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$0
Assets. Value of employer securities	2013-12-31	$2,700,671
Total contributions received or receivable from employer(s)	2013-12-31	$300,436
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$1,653,167
Total plan liabilities at beginning of year	2012-12-31	$1,935,099
Total income from all sources	2012-12-31	$801,221
Expenses. Total of all expenses incurred	2012-12-31	$86,380
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$2,680,837
Total plan assets at beginning of year	2012-12-31	$2,247,928
Value of fidelity bond covering the plan	2012-12-31	$5,000,000
Total contributions received or receivable from participants	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$86,380
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$500,847
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$714,841
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,027,670
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$312,829
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2012-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2012-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$0
Assets. Value of employer securities	2012-12-31	$2,667,611
Total contributions received or receivable from employer(s)	2012-12-31	$300,374
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$1,935,099
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$339,401
Expenses. Total of all expenses incurred	2011-12-31	$26,572
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$2,247,928
Total plan assets at beginning of year	2011-12-31	$0
Value of fidelity bond covering the plan	2011-12-31	$5,000,000
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$26,572
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$198,359
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$312,829
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$312,829
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2011-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2011-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$0
Assets. Value of employer securities	2011-12-31	$2,181,960
Total contributions received or receivable from employer(s)	2011-12-31	$141,042
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0

Form 5500 Responses for FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN

2017: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRST NATIONAL BANK - FOX VALLEY EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	First time form 5500 has been submitted	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRST NATIONAL BANK - FOX VALLEY
Employer identification number (EIN):	390464543
NAIC Classification:	522110
NAIC Description:	Commercial Banking