WILLIAM EISNER & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN
401k plan membership statisitcs for WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN
| Measure | Date | Value |
|---|
| 2019: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 23 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 0 |
| Number of participants with account balances | 2019-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 21 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 18 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 5 |
| Total of all active and inactive participants | 2018-01-01 | 23 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 23 |
| Number of participants with account balances | 2018-01-01 | 23 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 2 |
| 2017: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 21 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 20 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1 |
| Total of all active and inactive participants | 2017-01-01 | 21 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 21 |
| Number of participants with account balances | 2017-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 21 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 2 |
| Total of all active and inactive participants | 2016-01-01 | 21 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 21 |
| Number of participants with account balances | 2016-01-01 | 21 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 19 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2 |
| Total of all active and inactive participants | 2015-01-01 | 21 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 21 |
| Number of participants with account balances | 2015-01-01 | 21 |
| Measure | Date | Value |
|---|
| 2019 : WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $663,249 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $4,107,083 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $4,104,071 |
| Total plan assets at end of year | 2019-12-31 | $0 |
| Total plan assets at beginning of year | 2019-12-31 | $3,443,834 |
| Value of fidelity bond covering the plan | 2019-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $37,617 |
| Other income received | 2019-12-31 | $602,116 |
| Net income (gross income less expenses) | 2019-12-31 | $-3,443,834 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $3,443,834 |
| Assets. Value of participant loans | 2019-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $23,516 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $3,012 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-126,263 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $174,479 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $173,253 |
| Total plan assets at end of year | 2018-12-31 | $3,443,834 |
| Total plan assets at beginning of year | 2018-12-31 | $3,744,576 |
| Value of fidelity bond covering the plan | 2018-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $64,756 |
| Other income received | 2018-12-31 | $-231,585 |
| Net income (gross income less expenses) | 2018-12-31 | $-300,742 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $3,443,834 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,744,576 |
| Assets. Value of participant loans | 2018-12-31 | $17,298 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $40,566 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $1,226 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $789,273 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $35,204 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $34,923 |
| Total plan assets at end of year | 2017-12-31 | $3,744,576 |
| Total plan assets at beginning of year | 2017-12-31 | $2,990,507 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $72,542 |
| Other income received | 2017-12-31 | $675,962 |
| Net income (gross income less expenses) | 2017-12-31 | $754,069 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $3,744,576 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,990,507 |
| Assets. Value of participant loans | 2017-12-31 | $30,013 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $40,769 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $281 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $231,129 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $4,402 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $1,755 |
| Total plan assets at end of year | 2016-12-31 | $2,990,507 |
| Total plan assets at beginning of year | 2016-12-31 | $2,763,780 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $73,680 |
| Other income received | 2016-12-31 | $118,987 |
| Net income (gross income less expenses) | 2016-12-31 | $226,727 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $2,990,507 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,763,780 |
| Assets. Value of participant loans | 2016-12-31 | $37,287 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $38,462 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $2,647 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $164,933 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $248,411 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $244,416 |
| Total plan assets at end of year | 2015-12-31 | $2,763,780 |
| Total plan assets at beginning of year | 2015-12-31 | $2,847,258 |
| Value of fidelity bond covering the plan | 2015-12-31 | $250,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $78,894 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $2,159 |
| Other income received | 2015-12-31 | $-35,162 |
| Net income (gross income less expenses) | 2015-12-31 | $-83,478 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $2,763,780 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,847,258 |
| Assets. Value of participant loans | 2015-12-31 | $29,592 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $119,042 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $3,995 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2019: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | Yes |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: WILLIAM EISNER & ASSOCIATES, INC. PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 ) |
| Policy contract number | 342104-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 342104-000 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $10,545 | | Total amount of fees paid to insurance company | USD $1,310 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $10,545 | | Insurance broker organization code? | 7 | | Amount paid for insurance broker fees | 1310 | | Additional information about fees paid to insurance broker | TPA FEES |
|
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 ) |
| Policy contract number | 342104-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 342104-000 | | Number of Individuals Covered | 23 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $14,599 | | Total amount of fees paid to insurance company | USD $1,829 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $11,679 | | Insurance broker organization code? | 7 | | Amount paid for insurance broker fees | 1829 | | Additional information about fees paid to insurance broker | TPA FEES |
|
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 ) |
| Policy contract number | 342104-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 342104-000 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $13,333 | | Total amount of fees paid to insurance company | USD $1,676 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $10,666 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1676 | | Additional information about fees paid to insurance broker | TPA FEES | | Insurance broker name | PPG RETIREMENT PLAN SERVICES LTD |
|
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 ) |
| Policy contract number | 342104-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 342104-000 | | Number of Individuals Covered | 21 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $11,248 | | Total amount of fees paid to insurance company | USD $1,395 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,624 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 719 | | Additional information about fees paid to insurance broker | TPA FEES | | Insurance broker name | PPG RETIREMENT PLAN SERVICES LTD |
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