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TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 002

TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRI CITY BANKSHARES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:TRI CITY BANKSHARES CORPORATION
Employer identification number (EIN):391158740
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01SCOTT D. GERARDIN SCOTT D. GERARDIN2018-09-27
0022016-01-01SCOTT GERARDIN TRI CITY BANKSHARES CORPORATION2017-10-06
0022015-01-01SCOTT GERARDIN SCOTT GERARDIN2016-09-16
0022014-01-01SCOTT D. GERARDIN SCOTT D. GERARDIN2015-10-07
0022013-01-01SCOTT D. GERARDIN SCOTT D. GERARDIN2014-10-08
0022012-01-01SCOTT D. GERARDIN SCOTT D. GERARDIN2013-10-04
0022011-01-01SCOTT GERARDIN SCOTT GERARDIN2012-09-14
0022010-01-01SCOTT D. GERARDIN
0022009-01-01SCOTT D. GERARDIN SCOTT D. GERARDIN2010-10-01
0022009-01-01SCOTT GERARDIN SCOTT GERARDIN2010-10-01

Plan Statistics for TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01498
Total number of active participants reported on line 7a of the Form 55002022-01-01363
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01101
Total of all active and inactive participants2022-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01470
Number of participants with account balances2022-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01517
Total number of active participants reported on line 7a of the Form 55002021-01-01373
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-01110
Total of all active and inactive participants2021-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01491
Number of participants with account balances2021-01-01408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01514
Total number of active participants reported on line 7a of the Form 55002020-01-01421
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0185
Total of all active and inactive participants2020-01-01507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01508
Number of participants with account balances2020-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01496
Total number of active participants reported on line 7a of the Form 55002019-01-01413
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-0185
Total of all active and inactive participants2019-01-01503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01505
Number of participants with account balances2019-01-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01492
Total number of active participants reported on line 7a of the Form 55002018-01-01370
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01113
Total of all active and inactive participants2018-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01483
Number of participants with account balances2018-01-01438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0139
2017: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01450
Total number of active participants reported on line 7a of the Form 55002017-01-01351
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0187
Total of all active and inactive participants2017-01-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01438
Number of participants with account balances2017-01-01375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01485
Total number of active participants reported on line 7a of the Form 55002016-01-01408
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0181
Total of all active and inactive participants2016-01-01489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01489
Number of participants with account balances2016-01-01429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01461
Total number of active participants reported on line 7a of the Form 55002015-01-01412
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0167
Total of all active and inactive participants2015-01-01479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01479
Number of participants with account balances2015-01-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01573
Total number of active participants reported on line 7a of the Form 55002014-01-01401
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0180
Total of all active and inactive participants2014-01-01481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01482
Number of participants with account balances2014-01-01401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0131
2013: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01526
Total number of active participants reported on line 7a of the Form 55002013-01-01417
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01133
Total of all active and inactive participants2013-01-01550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01550
Number of participants with account balances2013-01-01480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01513
Total number of active participants reported on line 7a of the Form 55002012-01-01426
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01100
Total of all active and inactive participants2012-01-01526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01526
Number of participants with account balances2012-01-01413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01648
Total number of active participants reported on line 7a of the Form 55002011-01-01431
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0182
Total of all active and inactive participants2011-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01513
Number of participants with account balances2011-01-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0120
2010: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01580
Total number of active participants reported on line 7a of the Form 55002010-01-01588
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0160
Total of all active and inactive participants2010-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01648
Number of participants with account balances2010-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01524
Total number of active participants reported on line 7a of the Form 55002009-01-01527
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0153
Total of all active and inactive participants2009-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01580
Number of participants with account balances2009-01-01292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-4,945,108
Total of all expenses incurred2022-12-31$2,891,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,806,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,336,994
Value of total assets at end of year2022-12-31$30,633,569
Value of total assets at beginning of year2022-12-31$38,469,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$85,212
Total interest from all sources2022-12-31$28,622
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$420,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$420,853
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,380,556
Participant contributions at end of year2022-12-31$596,957
Participant contributions at beginning of year2022-12-31$724,355
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$88,542
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,225
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,550
Administrative expenses (other) incurred2022-12-31$20,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,836,372
Value of net assets at end of year (total assets less liabilities)2022-12-31$30,633,569
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$38,469,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$64,606
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$30,035,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$37,744,035
Interest on participant loans2022-12-31$28,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,731,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$867,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,806,052
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31391908691
2021 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$8,716,824
Total of all expenses incurred2021-12-31$2,016,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,915,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,036,863
Value of total assets at end of year2021-12-31$38,469,941
Value of total assets at beginning of year2021-12-31$31,770,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$101,920
Total interest from all sources2021-12-31$33,878
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$706,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$706,647
Administrative expenses professional fees incurred2021-12-31$12,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,409,317
Participant contributions at end of year2021-12-31$724,355
Participant contributions at beginning of year2021-12-31$691,380
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$775,932
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,550
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,878
Administrative expenses (other) incurred2021-12-31$21,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,699,863
Value of net assets at end of year (total assets less liabilities)2021-12-31$38,469,941
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$31,770,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$68,187
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$37,744,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$31,076,819
Interest on participant loans2021-12-31$33,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,939,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$851,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,915,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31391908691
2020 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$7,297,114
Total of all expenses incurred2020-12-31$3,517,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,436,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,245,904
Value of total assets at end of year2020-12-31$31,770,078
Value of total assets at beginning of year2020-12-31$27,990,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$81,877
Total interest from all sources2020-12-31$35,349
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$313,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$313,172
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,294,614
Participant contributions at end of year2020-12-31$691,380
Participant contributions at beginning of year2020-12-31$633,922
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$96,541
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,878
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$398
Administrative expenses (other) incurred2020-12-31$21,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,779,194
Value of net assets at end of year (total assets less liabilities)2020-12-31$31,770,078
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$27,990,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$60,809
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$31,076,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$27,356,550
Interest on participant loans2020-12-31$35,348
Interest earned on other investments2020-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,702,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$854,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,436,043
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31391908691
2019 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$8,321,815
Total of all expenses incurred2019-12-31$1,293,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,236,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,203,829
Value of total assets at end of year2019-12-31$27,990,884
Value of total assets at beginning of year2019-12-31$20,962,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$57,597
Total interest from all sources2019-12-31$35,481
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$328,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$328,214
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,236,567
Participant contributions at end of year2019-12-31$633,922
Participant contributions at beginning of year2019-12-31$633,335
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$130,141
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$398
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$10,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,028,094
Value of net assets at end of year (total assets less liabilities)2019-12-31$27,990,884
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,962,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$47,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,356,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,329,455
Interest on participant loans2019-12-31$35,199
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$282
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$14
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,754,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$837,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,236,124
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31391908691
2018 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$747,719
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,969,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,879,284
Expenses. Certain deemed distributions of participant loans2018-12-31$34,035
Value of total corrective distributions2018-12-31$613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,986,368
Value of total assets at end of year2018-12-31$20,962,790
Value of total assets at beginning of year2018-12-31$23,184,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$55,697
Total interest from all sources2018-12-31$27,609
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,166,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,166,203
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,127,128
Participant contributions at end of year2018-12-31$633,335
Participant contributions at beginning of year2018-12-31$599,896
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$96,763
Other income not declared elsewhere2018-12-31$65,986
Administrative expenses (other) incurred2018-12-31$55,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,221,910
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,962,790
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,184,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,329,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$22,584,804
Interest on participant loans2018-12-31$27,609
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,498,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$762,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,879,284
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY
Accountancy firm EIN2018-12-31391908691
2017 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,435,605
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,654,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,585,775
Expenses. Certain deemed distributions of participant loans2017-12-31$12,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,799,891
Value of total assets at end of year2017-12-31$23,184,700
Value of total assets at beginning of year2017-12-31$20,403,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$56,137
Total interest from all sources2017-12-31$27,188
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$721,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$721,358
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,039,688
Participant contributions at end of year2017-12-31$599,896
Participant contributions at beginning of year2017-12-31$644,893
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$52,457
Other income not declared elsewhere2017-12-31$39,023
Administrative expenses (other) incurred2017-12-31$56,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,780,992
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,184,700
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,403,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$22,584,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,758,815
Interest on participant loans2017-12-31$27,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,848,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$707,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,585,775
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY
Accountancy firm EIN2017-12-31391908691
2016 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,548,023
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,615,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,552,631
Expenses. Certain deemed distributions of participant loans2016-12-31$7,413
Value of total corrective distributions2016-12-31$530
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,101,081
Value of total assets at end of year2016-12-31$20,403,708
Value of total assets at beginning of year2016-12-31$19,470,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$54,670
Total interest from all sources2016-12-31$25,966
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$380,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$380,862
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,045,660
Participant contributions at end of year2016-12-31$644,893
Participant contributions at beginning of year2016-12-31$657,136
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$365,424
Other income not declared elsewhere2016-12-31$35,477
Administrative expenses (other) incurred2016-12-31$54,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$932,779
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,403,708
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,470,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,758,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,813,793
Interest on participant loans2016-12-31$25,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,004,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$689,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,552,631
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY
Accountancy firm EIN2016-12-31391908691
2015 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,417,726
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,777,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,724,873
Expenses. Certain deemed distributions of participant loans2015-12-31$39
Value of total corrective distributions2015-12-31$6,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,182,362
Value of total assets at end of year2015-12-31$19,470,929
Value of total assets at beginning of year2015-12-31$18,830,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$46,318
Total interest from all sources2015-12-31$25,285
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$674,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$674,779
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$999,683
Participant contributions at end of year2015-12-31$657,136
Participant contributions at beginning of year2015-12-31$596,466
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$47,355
Other income not declared elsewhere2015-12-31$27,173
Administrative expenses (other) incurred2015-12-31$46,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$640,223
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,470,929
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,830,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,813,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,234,240
Interest on participant loans2015-12-31$25,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-491,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,135,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,724,873
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY
Accountancy firm EIN2015-12-31391908691
2014 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,531,560
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,381,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,372,825
Expenses. Certain deemed distributions of participant loans2014-12-31$301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,419,717
Value of total assets at end of year2014-12-31$18,830,706
Value of total assets at beginning of year2014-12-31$17,680,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,405
Total interest from all sources2014-12-31$22,547
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,248,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,248,922
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$864,567
Participant contributions at end of year2014-12-31$596,466
Participant contributions at beginning of year2014-12-31$600,827
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,257
Other income not declared elsewhere2014-12-31$12,299
Administrative expenses (other) incurred2014-12-31$8,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,150,029
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,830,706
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,680,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,234,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,079,850
Interest on participant loans2014-12-31$22,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-171,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$553,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,372,825
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY
Accountancy firm EIN2014-12-31391908691
2013 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,668,185
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,072,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,048,818
Expenses. Certain deemed distributions of participant loans2013-12-31$13,583
Value of total corrective distributions2013-12-31$3,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,405,103
Value of total assets at end of year2013-12-31$17,680,677
Value of total assets at beginning of year2013-12-31$15,085,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,407
Total interest from all sources2013-12-31$24,276
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$675,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$675,244
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$859,348
Participant contributions at end of year2013-12-31$600,827
Participant contributions at beginning of year2013-12-31$601,769
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$7,804
Administrative expenses (other) incurred2013-12-31$6,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,595,393
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,680,677
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,085,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,079,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,483,515
Interest on participant loans2013-12-31$24,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,563,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$537,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,048,818
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY
Accountancy firm EIN2013-12-31391908691
2012 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,880,248
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,099,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,084,863
Expenses. Certain deemed distributions of participant loans2012-12-31$220
Value of total corrective distributions2012-12-31$7,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,475,346
Value of total assets at end of year2012-12-31$15,085,284
Value of total assets at beginning of year2012-12-31$13,304,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,393
Total interest from all sources2012-12-31$22,810
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$275,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$275,586
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$883,071
Participant contributions at end of year2012-12-31$601,769
Participant contributions at beginning of year2012-12-31$524,614
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$22,503
Other income not declared elsewhere2012-12-31$1,632
Administrative expenses (other) incurred2012-12-31$6,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,780,834
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,085,284
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,304,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,483,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,779,836
Interest on participant loans2012-12-31$22,810
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,104,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$569,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,084,863
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY
Accountancy firm EIN2012-12-31391908691
2011 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,189,412
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,725,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,699,554
Expenses. Certain deemed distributions of participant loans2011-12-31$11,588
Value of total corrective distributions2011-12-31$7,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,520,649
Value of total assets at end of year2011-12-31$13,304,450
Value of total assets at beginning of year2011-12-31$13,840,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,438
Total interest from all sources2011-12-31$23,171
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$312,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$312,424
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$899,191
Participant contributions at end of year2011-12-31$524,614
Participant contributions at beginning of year2011-12-31$564,001
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$37,221
Administrative expenses (other) incurred2011-12-31$6,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-535,784
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,304,450
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,840,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,779,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$13,276,233
Interest on participant loans2011-12-31$23,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-666,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$584,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,699,554
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY
Accountancy firm EIN2011-12-31391908691
2010 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,909,007
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$308,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$303,029
Expenses. Certain deemed distributions of participant loans2010-12-31$192
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,335,997
Value of total assets at end of year2010-12-31$13,840,234
Value of total assets at beginning of year2010-12-31$11,239,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,300
Total interest from all sources2010-12-31$23,932
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$178,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$178,956
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$875,654
Participant contributions at end of year2010-12-31$564,001
Participant contributions at beginning of year2010-12-31$406,288
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$15,533
Administrative expenses (other) incurred2010-12-31$5,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,600,486
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,840,234
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,239,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$13,276,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,833,460
Interest on participant loans2010-12-31$23,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,370,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$444,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$303,029
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY
Accountancy firm EIN2010-12-31391908691
2009 : TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN

2022: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TRI CITY NATIONAL BANK 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517524
Policy instance 1
Insurance contract or identification number517524
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-01-01
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517524
Policy instance 1
Insurance contract or identification number517524
Number of Individuals Covered409
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517524
Policy instance 1
Insurance contract or identification number517524
Number of Individuals Covered433
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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