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ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 401k Plan overview

Plan NameELLSWORTH CORPORATION 401(K) SAVINGS PLAN
Plan identification number 001

ELLSWORTH CORPORATION 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ELLWSORTH CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ELLWSORTH CORPORATION
Employer identification number (EIN):391225837
NAIC Classification:424600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ELLSWORTH CORPORATION 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01KURT DITTMAN
0012017-01-01KURT DITTMAN
0012016-01-01KURT DITTMAN
0012015-01-01DAVID WOLOSZYK
0012014-01-01DAVID WOLOSZYK
0012013-01-01DAVID J. WOLOSZYK
0012012-01-01DAVID J. WOLOSZYK
0012011-01-01DAVID J. WOLOSZYK
0012010-01-01DAVID J. WOLOSZYK
0012009-01-01DAVID J. WOLOSZYK

Plan Statistics for ELLSWORTH CORPORATION 401(K) SAVINGS PLAN

401k plan membership statisitcs for ELLSWORTH CORPORATION 401(K) SAVINGS PLAN

Measure Date Value
2022: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01643
Total number of active participants reported on line 7a of the Form 55002022-01-01600
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01115
Total of all active and inactive participants2022-01-01717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01718
Number of participants with account balances2022-01-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0140
2021: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01613
Total number of active participants reported on line 7a of the Form 55002021-01-01512
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01119
Total of all active and inactive participants2021-01-01631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01632
Number of participants with account balances2021-01-01628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0134
2020: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01646
Total number of active participants reported on line 7a of the Form 55002020-01-01502
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01110
Total of all active and inactive participants2020-01-01612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01613
Number of participants with account balances2020-01-01608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0133
2019: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01599
Total number of active participants reported on line 7a of the Form 55002019-01-01519
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01122
Total of all active and inactive participants2019-01-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01642
Number of participants with account balances2019-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0152
2018: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01573
Total number of active participants reported on line 7a of the Form 55002018-01-01492
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01107
Total of all active and inactive participants2018-01-01599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01599
Number of participants with account balances2018-01-01594
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0142
2017: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01605
Total number of active participants reported on line 7a of the Form 55002017-01-01470
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01103
Total of all active and inactive participants2017-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01573
Number of participants with account balances2017-01-01569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0147
2016: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01587
Total number of active participants reported on line 7a of the Form 55002016-01-01447
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01158
Total of all active and inactive participants2016-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01605
Number of participants with account balances2016-01-01592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0153
2015: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01535
Total number of active participants reported on line 7a of the Form 55002015-01-01465
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01121
Total of all active and inactive participants2015-01-01586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01587
Number of participants with account balances2015-01-01585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0141
2014: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01464
Total number of active participants reported on line 7a of the Form 55002014-01-01426
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01109
Total of all active and inactive participants2014-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01535
Number of participants with account balances2014-01-01533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0138
2013: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01435
Total number of active participants reported on line 7a of the Form 55002013-01-01382
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0182
Total of all active and inactive participants2013-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01464
Number of participants with account balances2013-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0128
2012: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01382
Total number of active participants reported on line 7a of the Form 55002012-01-01370
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0165
Total of all active and inactive participants2012-01-01435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01435
Number of participants with account balances2012-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01370
Total number of active participants reported on line 7a of the Form 55002011-01-01332
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0147
Total of all active and inactive participants2011-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01382
Number of participants with account balances2011-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0125
2010: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01337
Total number of active participants reported on line 7a of the Form 55002010-01-01325
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0145
Total of all active and inactive participants2010-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01370
Number of participants with account balances2010-01-01357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-018
2009: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01368
Total number of active participants reported on line 7a of the Form 55002009-01-01304
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0133
Total of all active and inactive participants2009-01-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01337
Number of participants with account balances2009-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0130

Financial Data on ELLSWORTH CORPORATION 401(K) SAVINGS PLAN

Measure Date Value
2022 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$1,670,905
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-9,167,345
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,302,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,188,736
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,508,354
Value of total assets at end of year2022-12-31$61,497,773
Value of total assets at beginning of year2022-12-31$75,296,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$113,347
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$57,161
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$775,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$775,234
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,898,306
Participant contributions at end of year2022-12-31$6,300
Participant contributions at beginning of year2022-12-31$0
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$90,613
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$271,382
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-118
Administrative expenses (other) incurred2022-12-31$-7,738
Liabilities. Value of operating payables at end of year2022-12-31$124
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$3,743
Total non interest bearing cash at beginning of year2022-12-31$13,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-15,469,428
Value of net assets at end of year (total assets less liabilities)2022-12-31$61,497,649
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$75,296,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$7,307
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,764,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$71,438,603
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$98
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$57,063
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$47,942,997
Value of interest in common/collective trusts at beginning of year2022-12-31$3,718,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$779,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-17,007,690
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$1,499,714
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$1,338,666
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$35,208
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,188,736
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$113,778
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$14,819,005
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,025,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,939,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,156,790
Value of total assets at end of year2021-12-31$75,296,172
Value of total assets at beginning of year2021-12-31$63,502,290
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$85,928
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,404,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,404,261
Administrative expenses professional fees incurred2021-12-31$85,928
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,185,109
Participant contributions at end of year2021-12-31$90,613
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$127,197
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$11,578
Total non interest bearing cash at end of year2021-12-31$13,467
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,793,882
Value of net assets at end of year (total assets less liabilities)2021-12-31$75,296,172
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$63,502,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$71,438,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$59,732,944
Value of interest in common/collective trusts at end of year2021-12-31$3,718,281
Value of interest in common/collective trusts at beginning of year2021-12-31$3,757,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,227,925
Net investment gain or loss from common/collective trusts2021-12-31$30,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$844,484
Employer contributions (assets) at end of year2021-12-31$35,208
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,939,195
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$12,350,949
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,753,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,660,678
Value of total corrective distributions2020-12-31$95
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,383,092
Value of total assets at end of year2020-12-31$63,502,290
Value of total assets at beginning of year2020-12-31$55,904,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$92,843
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$738,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$738,782
Administrative expenses professional fees incurred2020-12-31$92,843
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,042,857
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$20,649
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$11,578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$12,775
Other income not declared elsewhere2020-12-31$1,202
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$74,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,597,333
Value of net assets at end of year (total assets less liabilities)2020-12-31$63,502,290
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$55,904,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$59,732,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$52,096,641
Value of interest in common/collective trusts at end of year2020-12-31$3,757,768
Value of interest in common/collective trusts at beginning of year2020-12-31$3,721,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,170,517
Net investment gain or loss from common/collective trusts2020-12-31$57,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$319,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,660,678
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$14,745,952
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,412,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,325,013
Value of total corrective distributions2019-12-31$38
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,349,803
Value of total assets at end of year2019-12-31$55,904,957
Value of total assets at beginning of year2019-12-31$44,571,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,757
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$806,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$806,149
Administrative expenses professional fees incurred2019-12-31$87,757
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,083,003
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$173,412
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$12,775
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$13,300
Other income not declared elsewhere2019-12-31$1,884
Total non interest bearing cash at end of year2019-12-31$74,032
Total non interest bearing cash at beginning of year2019-12-31$3,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,333,144
Value of net assets at end of year (total assets less liabilities)2019-12-31$55,904,957
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$44,571,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$52,096,641
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$40,853,748
Value of interest in common/collective trusts at end of year2019-12-31$3,721,509
Value of interest in common/collective trusts at beginning of year2019-12-31$3,700,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,524,549
Net investment gain or loss from common/collective trusts2019-12-31$63,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,093,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,325,013
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2019-12-31390859910
2018 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$319,119
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,932,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,886,250
Value of total corrective distributions2018-12-31$70
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,966,387
Value of total assets at end of year2018-12-31$44,571,813
Value of total assets at beginning of year2018-12-31$46,185,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$46,401
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$749,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$749,023
Administrative expenses professional fees incurred2018-12-31$46,401
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,831,736
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$167,721
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$13,300
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$9,698
Other income not declared elsewhere2018-12-31$85
Total non interest bearing cash at end of year2018-12-31$3,810
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,613,602
Value of net assets at end of year (total assets less liabilities)2018-12-31$44,571,813
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$46,185,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$40,853,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$43,008,199
Value of interest in common/collective trusts at end of year2018-12-31$3,700,955
Value of interest in common/collective trusts at beginning of year2018-12-31$3,166,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,454,830
Net investment gain or loss from common/collective trusts2018-12-31$58,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$966,930
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,886,250
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,218,304
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,833,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,796,932
Value of total corrective distributions2017-12-31$142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,621,642
Value of total assets at end of year2017-12-31$46,185,415
Value of total assets at beginning of year2017-12-31$38,801,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$36,918
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$575,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$575,838
Administrative expenses professional fees incurred2017-12-31$36,918
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,493,857
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$651
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$212,585
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$9,698
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$10,140
Other income not declared elsewhere2017-12-31$7
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,384,312
Value of net assets at end of year (total assets less liabilities)2017-12-31$46,185,415
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$38,801,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$43,008,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$35,513,423
Value of interest in common/collective trusts at end of year2017-12-31$3,166,890
Value of interest in common/collective trusts at beginning of year2017-12-31$3,222,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,963,445
Net investment gain or loss from common/collective trusts2017-12-31$57,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$915,200
Employer contributions (assets) at end of year2017-12-31$628
Employer contributions (assets) at beginning of year2017-12-31$53,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,796,932
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,713,576
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,818,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,788,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,443,663
Value of total assets at end of year2016-12-31$38,801,103
Value of total assets at beginning of year2016-12-31$33,906,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$30,080
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$542,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$542,551
Administrative expenses professional fees incurred2016-12-31$30,080
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,423,320
Participant contributions at end of year2016-12-31$651
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$103,125
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$10,140
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$10,339
Other income not declared elsewhere2016-12-31$406
Total non interest bearing cash at end of year2016-12-31$807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,894,790
Value of net assets at end of year (total assets less liabilities)2016-12-31$38,801,103
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$33,906,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$35,513,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,381,313
Value of interest in common/collective trusts at end of year2016-12-31$3,222,092
Value of interest in common/collective trusts at beginning of year2016-12-31$2,514,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,669,122
Net investment gain or loss from common/collective trusts2016-12-31$57,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$917,218
Employer contributions (assets) at end of year2016-12-31$53,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,788,706
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,858
Total income from all sources (including contributions)2015-12-31$3,220,165
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,908,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,881,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,675,210
Value of total assets at end of year2015-12-31$33,906,313
Value of total assets at beginning of year2015-12-31$32,599,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,233
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$481,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$481,974
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31Yes
Amount of non-exempt transactions with any party-in-interest2015-12-31$2,529
Contributions received from participants2015-12-31$2,369,867
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$473,669
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$10,339
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$32,847
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$4,858
Other income not declared elsewhere2015-12-31$2,529
Administrative expenses (other) incurred2015-12-31$27,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,311,286
Value of net assets at end of year (total assets less liabilities)2015-12-31$33,906,313
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$32,595,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$31,381,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$30,488,626
Value of interest in common/collective trusts at end of year2015-12-31$2,514,661
Value of interest in common/collective trusts at beginning of year2015-12-31$2,078,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-979,437
Net investment gain or loss from common/collective trusts2015-12-31$39,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$831,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,881,646
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$4,858
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,204,978
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,661,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,626,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,406,288
Value of total assets at end of year2014-12-31$32,599,885
Value of total assets at beginning of year2014-12-31$29,051,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$34,539
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$434,996
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$434,996
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31Yes
Amount of non-exempt transactions with any party-in-interest2014-12-31$2,529
Contributions received from participants2014-12-31$2,017,078
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$649,840
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$32,847
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$5,597
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$4,858
Other income not declared elsewhere2014-12-31$147
Administrative expenses (other) incurred2014-12-31$34,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,543,638
Value of net assets at end of year (total assets less liabilities)2014-12-31$32,595,027
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$29,051,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$30,488,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,885,962
Value of interest in common/collective trusts at end of year2014-12-31$2,078,412
Value of interest in common/collective trusts at beginning of year2014-12-31$9,159,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,288,874
Net investment gain or loss from common/collective trusts2014-12-31$74,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$739,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,626,801
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$27,874
Total income from all sources (including contributions)2013-12-31$7,615,439
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,832,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,783,229
Value of total corrective distributions2013-12-31$90
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,584,171
Value of total assets at end of year2013-12-31$29,051,389
Value of total assets at beginning of year2013-12-31$23,295,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$48,846
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$170,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$170,779
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,810,286
Participant contributions at beginning of year2013-12-31$40,379
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$118,850
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$5,597
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$9,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,635
Other income not declared elsewhere2013-12-31$37
Administrative expenses (other) incurred2013-12-31$48,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,783,274
Value of net assets at end of year (total assets less liabilities)2013-12-31$29,051,389
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$23,268,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,885,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,172,859
Value of interest in common/collective trusts at end of year2013-12-31$9,159,830
Value of interest in common/collective trusts at beginning of year2013-12-31$7,057,915
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,890,175
Net investment gain or loss from common/collective trusts2013-12-31$970,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$655,035
Employer contributions (assets) at beginning of year2013-12-31$15,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,783,229
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$24,239
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$27,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$48,917
Total income from all sources (including contributions)2012-12-31$5,427,048
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,668,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,602,539
Value of total corrective distributions2012-12-31$24,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,472,581
Value of total assets at end of year2012-12-31$23,295,989
Value of total assets at beginning of year2012-12-31$19,558,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$41,350
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$213,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$213,796
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,645,489
Participant contributions at end of year2012-12-31$40,379
Participant contributions at beginning of year2012-12-31$35,698
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$252,592
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$9,466
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$8,921
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$48,917
Administrative expenses (other) incurred2012-12-31$41,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,758,920
Value of net assets at end of year (total assets less liabilities)2012-12-31$23,268,115
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$19,509,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,172,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,687,837
Value of interest in common/collective trusts at end of year2012-12-31$7,057,915
Value of interest in common/collective trusts at beginning of year2012-12-31$5,812,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,088,977
Net investment gain or loss from common/collective trusts2012-12-31$651,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$574,500
Employer contributions (assets) at end of year2012-12-31$15,370
Employer contributions (assets) at beginning of year2012-12-31$13,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,602,539
Liabilities. Value of benefit claims payable at end of year2012-12-31$24,239
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$48,917
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,403,905
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,277,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,240,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,011,380
Value of total assets at end of year2011-12-31$19,558,112
Value of total assets at beginning of year2011-12-31$19,382,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$36,932
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$148,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$148,584
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,373,249
Participant contributions at end of year2011-12-31$35,698
Participant contributions at beginning of year2011-12-31$34,318
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$152,779
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,921
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$9,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$48,917
Administrative expenses (other) incurred2011-12-31$36,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$126,400
Value of net assets at end of year (total assets less liabilities)2011-12-31$19,509,195
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,382,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,687,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,164,028
Value of interest in common/collective trusts at end of year2011-12-31$5,812,437
Value of interest in common/collective trusts at beginning of year2011-12-31$5,162,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-793,018
Net investment gain or loss from common/collective trusts2011-12-31$36,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$485,352
Employer contributions (assets) at end of year2011-12-31$13,219
Employer contributions (assets) at beginning of year2011-12-31$13,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,240,573
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,118,681
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$485,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$474,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,550,616
Value of total assets at end of year2010-12-31$19,382,795
Value of total assets at beginning of year2010-12-31$15,749,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,225
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$128,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$128,510
Administrative expenses professional fees incurred2010-12-31$700
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,240,042
Participant contributions at end of year2010-12-31$34,318
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30,512
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$9,186
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$16,930
Other income not declared elsewhere2010-12-31$70
Administrative expenses (other) incurred2010-12-31$9,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,633,579
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,382,795
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,749,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,164,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,675,111
Value of interest in common/collective trusts at end of year2010-12-31$5,162,243
Value of interest in common/collective trusts at beginning of year2010-12-31$4,057,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,944,625
Net investment gain or loss from common/collective trusts2010-12-31$494,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$280,062
Employer contributions (assets) at end of year2010-12-31$13,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$474,877
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ELLSWORTH CORPORATION 401(K) SAVINGS PLAN

2022: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ELLSWORTH CORPORATION 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number194734-01
Policy instance 1
Insurance contract or identification number194734-01
Number of Individuals Covered6
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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