401k Plan data: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN plan

AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN
Plan identification number	002

AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AURORA HEALTH CARE VENTURES, INC. has sponsored the creation of one or more 401k plans.

Company Name: AURORA HEALTH CARE VENTURES, INC.

Employer identification number (EIN): 391513129

NAIC Classification: 446110
NAIC Description: Pharmacies and Drug Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01
002 2017-01-01 CHERYL HILL
002 2016-01-01 CHERYL HILL
002 2016-01-01
002 2015-01-01 CHERYL HILL
002 2014-01-01 CAROL HADLEY
002 2013-01-01 CAROL HADLEY
002 2012-01-01 KATHERINE KLOBUCHAR
002 2011-01-01 KATHERINE KLOBUCHAR
002 2009-01-01 KATHERINE KLOBUCHAR

Plan Statistics for AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN

Measure Date Value
2018: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 810
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 462
Number of retired or separated participants receiving benefits 2018-01-01 11
Number of other retired or separated participants entitled to future benefits 2018-01-01 312
Total of all active and inactive participants 2018-01-01 785
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 785
Number of participants with account balances 2018-01-01 785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 911
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 506
Number of retired or separated participants receiving benefits 2017-01-01 9
Number of other retired or separated participants entitled to future benefits 2017-01-01 167
Total of all active and inactive participants 2017-01-01 682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 683
Number of participants with account balances 2017-01-01 810
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 779
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 612
Number of retired or separated participants receiving benefits 2016-01-01 7
Number of other retired or separated participants entitled to future benefits 2016-01-01 146
Total of all active and inactive participants 2016-01-01 765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 765
Number of participants with account balances 2016-01-01 833
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 734
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 562
Number of retired or separated participants receiving benefits 2015-01-01 9
Number of other retired or separated participants entitled to future benefits 2015-01-01 208
Total of all active and inactive participants 2015-01-01 779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 779
Number of participants with account balances 2015-01-01 779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 801
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 493
Number of retired or separated participants receiving benefits 2014-01-01 12
Number of other retired or separated participants entitled to future benefits 2014-01-01 228
Total of all active and inactive participants 2014-01-01 733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 734
Number of participants with account balances 2014-01-01 734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 948
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 637
Number of retired or separated participants receiving benefits 2013-01-01 35
Number of other retired or separated participants entitled to future benefits 2013-01-01 129
Total of all active and inactive participants 2013-01-01 801
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 801
Number of participants with account balances 2013-01-01 716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 948
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 696
Number of retired or separated participants receiving benefits 2012-01-01 30
Number of other retired or separated participants entitled to future benefits 2012-01-01 144
Total of all active and inactive participants 2012-01-01 870
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 870
Number of participants with account balances 2012-01-01 749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,089
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 781
Number of retired or separated participants receiving benefits 2011-01-01 23
Number of other retired or separated participants entitled to future benefits 2011-01-01 143
Total of all active and inactive participants 2011-01-01 947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 948
Number of participants with account balances 2011-01-01 824
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,275
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 936
Number of retired or separated participants receiving benefits 2009-01-01 16
Number of other retired or separated participants entitled to future benefits 2009-01-01 240
Total of all active and inactive participants 2009-01-01 1,192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,192
Number of participants with account balances 2009-01-01 1,033
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	810
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	462
Number of retired or separated participants receiving benefits	2018-01-01	11
Number of other retired or separated participants entitled to future benefits	2018-01-01	312
Total of all active and inactive participants	2018-01-01	785
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	785
Number of participants with account balances	2018-01-01	785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	911
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	506
Number of retired or separated participants receiving benefits	2017-01-01	9
Number of other retired or separated participants entitled to future benefits	2017-01-01	167
Total of all active and inactive participants	2017-01-01	682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	683
Number of participants with account balances	2017-01-01	810
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	779
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	612
Number of retired or separated participants receiving benefits	2016-01-01	7
Number of other retired or separated participants entitled to future benefits	2016-01-01	146
Total of all active and inactive participants	2016-01-01	765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	765
Number of participants with account balances	2016-01-01	833
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	734
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	562
Number of retired or separated participants receiving benefits	2015-01-01	9
Number of other retired or separated participants entitled to future benefits	2015-01-01	208
Total of all active and inactive participants	2015-01-01	779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	779
Number of participants with account balances	2015-01-01	779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	801
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	493
Number of retired or separated participants receiving benefits	2014-01-01	12
Number of other retired or separated participants entitled to future benefits	2014-01-01	228
Total of all active and inactive participants	2014-01-01	733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	734
Number of participants with account balances	2014-01-01	734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	948
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	637
Number of retired or separated participants receiving benefits	2013-01-01	35
Number of other retired or separated participants entitled to future benefits	2013-01-01	129
Total of all active and inactive participants	2013-01-01	801
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	801
Number of participants with account balances	2013-01-01	716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	948
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	696
Number of retired or separated participants receiving benefits	2012-01-01	30
Number of other retired or separated participants entitled to future benefits	2012-01-01	144
Total of all active and inactive participants	2012-01-01	870
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	870
Number of participants with account balances	2012-01-01	749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,089
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	781
Number of retired or separated participants receiving benefits	2011-01-01	23
Number of other retired or separated participants entitled to future benefits	2011-01-01	143
Total of all active and inactive participants	2011-01-01	947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	948
Number of participants with account balances	2011-01-01	824
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,275
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	936
Number of retired or separated participants receiving benefits	2009-01-01	16
Number of other retired or separated participants entitled to future benefits	2009-01-01	240
Total of all active and inactive participants	2009-01-01	1,192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,192
Number of participants with account balances	2009-01-01	1,033
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN

Measure	Date	Value
2018 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$-272,092
Total of all expenses incurred	2018-12-31	$5,029,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$4,974,722
Expenses. Certain deemed distributions of participant loans	2018-12-31	$2,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,115,964
Value of total assets at end of year	2018-12-31	$52,003,000
Value of total assets at beginning of year	2018-12-31	$57,304,912
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$52,972
Total interest from all sources	2018-12-31	$16,137
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,151,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,151,524
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,100,522
Participant contributions at end of year	2018-12-31	$339,695
Participant contributions at beginning of year	2018-12-31	$297,359
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$115,840
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$727,233
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$39,626
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$80
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$264
Other income not declared elsewhere	2018-12-31	$9,764
Administrative expenses (other) incurred	2018-12-31	$52,972
Total non interest bearing cash at end of year	2018-12-31	$337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,301,912
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$52,003,000
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$57,304,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$51,545,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$56,279,769
Interest on participant loans	2018-12-31	$16,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$1,254
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$287
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$287
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,565,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$975,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$4,974,722
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTON LARSON ALLEN LP
Accountancy firm EIN	2018-12-31	410746749
2017 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$11,999,580
Total of all expenses incurred	2017-12-31	$6,642,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,581,982
Expenses. Certain deemed distributions of participant loans	2017-12-31	$6,427
Value of total corrective distributions	2017-12-31	$349
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,564,151
Value of total assets at end of year	2017-12-31	$57,304,912
Value of total assets at beginning of year	2017-12-31	$51,948,052
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$53,962
Total interest from all sources	2017-12-31	$14,130
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$964,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$964,205
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,352,847
Participant contributions at end of year	2017-12-31	$297,359
Participant contributions at beginning of year	2017-12-31	$341,158
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$727,233
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,229,963
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$114,608
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$264
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$531
Other income not declared elsewhere	2017-12-31	$135,874
Administrative expenses (other) incurred	2017-12-31	$53,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,356,860
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$57,304,912
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$51,948,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$56,279,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$50,376,195
Interest on participant loans	2017-12-31	$14,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$287
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$205
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$7,321,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,096,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,581,982
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTON LARSON ALLEN LP
Accountancy firm EIN	2017-12-31	410746749
2016 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$8,267,086
Total of all expenses incurred	2016-12-31	$3,211,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,162,785
Expenses. Certain deemed distributions of participant loans	2016-12-31	$4,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,781,065
Value of total assets at end of year	2016-12-31	$51,948,052
Value of total assets at beginning of year	2016-12-31	$46,892,345
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$44,400
Total interest from all sources	2016-12-31	$11,672
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$900,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$900,019
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,323,944
Participant contributions at end of year	2016-12-31	$341,158
Participant contributions at beginning of year	2016-12-31	$215,540
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,229,963
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,065,303
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$393,013
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$531
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$309
Other income not declared elsewhere	2016-12-31	$69,624
Administrative expenses (other) incurred	2016-12-31	$44,400
Total non interest bearing cash at beginning of year	2016-12-31	$1,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,055,707
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$51,948,052
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$46,892,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$50,376,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$45,609,882
Interest on participant loans	2016-12-31	$11,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$205
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$206
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$206
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,504,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,064,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,162,785
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTON LARSON ALLEN LP
Accountancy firm EIN	2016-12-31	410746749
2015 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$474
Total income from all sources (including contributions)	2015-12-31	$2,336,961
Total of all expenses incurred	2015-12-31	$2,588,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,521,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,105,738
Value of total assets at end of year	2015-12-31	$46,892,345
Value of total assets at beginning of year	2015-12-31	$47,144,605
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$67,196
Total interest from all sources	2015-12-31	$10,027
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$812,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$812,229
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,078,145
Participant contributions at end of year	2015-12-31	$215,540
Participant contributions at beginning of year	2015-12-31	$246,918
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,065,303
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$1,034,377
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$72,143
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$309
Other income not declared elsewhere	2015-12-31	$-17,073
Administrative expenses (other) incurred	2015-12-31	$67,196
Liabilities. Value of operating payables at beginning of year	2015-12-31	$474
Total non interest bearing cash at end of year	2015-12-31	$1,105
Total non interest bearing cash at beginning of year	2015-12-31	$810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-251,786
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$46,892,345
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$47,144,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$45,609,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$45,862,295
Interest on participant loans	2015-12-31	$10,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$206
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$205
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,573,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$955,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,521,551
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTON LARSON ALLEN LP
Accountancy firm EIN	2015-12-31	410746749
2014 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$474
Total income from all sources (including contributions)	2014-12-31	$5,882,365
Total of all expenses incurred	2014-12-31	$2,905,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,830,490
Expenses. Certain deemed distributions of participant loans	2014-12-31	$974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,041,641
Value of total assets at end of year	2014-12-31	$47,144,605
Value of total assets at beginning of year	2014-12-31	$44,167,570
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$74,340
Total interest from all sources	2014-12-31	$11,773
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$840,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$840,059
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,915,628
Participant contributions at end of year	2014-12-31	$246,918
Participant contributions at beginning of year	2014-12-31	$294,755
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$1,034,377
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$535,184
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$252,117
Other income not declared elsewhere	2014-12-31	$38,742
Administrative expenses (other) incurred	2014-12-31	$74,340
Liabilities. Value of operating payables at end of year	2014-12-31	$474
Total non interest bearing cash at end of year	2014-12-31	$810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,976,561
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$47,144,131
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$44,167,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$45,862,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$40,511,224
Interest on participant loans	2014-12-31	$11,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$205
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,826,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,826,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,950,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$873,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,830,490
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTON LARSON ALLEN LP
Accountancy firm EIN	2014-12-31	410746749
2013 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$11,753
Total income from all sources (including contributions)	2013-12-31	$10,796,145
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,902,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,850,145
Expenses. Certain deemed distributions of participant loans	2013-12-31	$2,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,673,674
Value of total assets at end of year	2013-12-31	$44,167,570
Value of total assets at beginning of year	2013-12-31	$38,285,370
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$49,120
Total interest from all sources	2013-12-31	$13,506
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,045,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,045,356
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,851,171
Participant contributions at end of year	2013-12-31	$294,755
Participant contributions at beginning of year	2013-12-31	$233,326
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$535,184
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$51,118
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$10,165
Other income not declared elsewhere	2013-12-31	$41,617
Administrative expenses (other) incurred	2013-12-31	$2,025
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$11,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,893,953
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$44,167,570
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$38,273,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$47,095
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$40,511,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$34,922,244
Interest on participant loans	2013-12-31	$11,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,826,407
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,078,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,078,682
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,021,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$812,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,850,145
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2013-12-31	410746749
2012 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$11,753
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$10,464
Total income from all sources (including contributions)	2012-12-31	$7,733,758
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,404,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,325,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,052,750
Value of total assets at end of year	2012-12-31	$38,285,370
Value of total assets at beginning of year	2012-12-31	$35,955,218
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$79,449
Total interest from all sources	2012-12-31	$10,074
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$976,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$976,595
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,173,848
Participant contributions at end of year	2012-12-31	$233,326
Participant contributions at beginning of year	2012-12-31	$219,395
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$51,118
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$45,880
Liabilities. Value of operating payables at end of year	2012-12-31	$11,753
Liabilities. Value of operating payables at beginning of year	2012-12-31	$10,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,328,863
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$38,273,617
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$35,944,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$79,449
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$34,922,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$32,132,490
Interest on participant loans	2012-12-31	$10,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,078,682
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,557,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,557,453
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,694,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$878,902
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,325,446
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE, LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$10,464
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$10,067
Total income from all sources (including contributions)	2011-12-31	$3,160,797
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,227,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,185,036
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,549,153
Value of total assets at end of year	2011-12-31	$35,955,218
Value of total assets at beginning of year	2011-12-31	$37,021,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$42,851
Total interest from all sources	2011-12-31	$13,424
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$942,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$942,631
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,544,473
Participant contributions at end of year	2011-12-31	$219,395
Participant contributions at beginning of year	2011-12-31	$195,516
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$45,880
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$13,121
Liabilities. Value of operating payables at end of year	2011-12-31	$10,464
Liabilities. Value of operating payables at beginning of year	2011-12-31	$10,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,067,090
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$35,944,754
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$37,011,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$42,851
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$32,132,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$36,813,274
Interest on participant loans	2011-12-31	$8,940
Interest earned on other investments	2011-12-31	$4,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,557,453
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,344,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,004,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,185,036
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE, LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$10,067
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$9,320
Total income from all sources (including contributions)	2010-12-31	$7,915,965
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$7,833,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$7,788,749
Expenses. Certain deemed distributions of participant loans	2010-12-31	$4,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,765,390
Value of total assets at end of year	2010-12-31	$37,021,911
Value of total assets at beginning of year	2010-12-31	$36,938,452
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$39,606
Total interest from all sources	2010-12-31	$639,139
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,727,108
Participant contributions at end of year	2010-12-31	$195,516
Participant contributions at beginning of year	2010-12-31	$213,863
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$13,121
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$5,481
Other income not declared elsewhere	2010-12-31	$44,670
Liabilities. Value of operating payables at end of year	2010-12-31	$10,067
Liabilities. Value of operating payables at beginning of year	2010-12-31	$9,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$82,712
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$37,011,844
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$36,929,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$39,606
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$36,813,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$36,719,108
Income. Interest from US Government securities	2010-12-31	$7,982
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$631,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,466,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,038,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$7,788,749
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE, LLP
Accountancy firm EIN	2010-12-31	133891517

Form 5500 Responses for AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN

2018: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AURORA HEALTH CARE VENTURES, INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	AURORA HEALTH CARE VENTURES, INC.
Employer identification number (EIN):	391513129
NAIC Classification:	446110
NAIC Description:	Pharmacies and Drug Stores

Plan id#	Filing Submission Date	Name of Administrator
002	2018-01-01
002	2017-01-01	CHERYL HILL
002	2016-01-01	CHERYL HILL
002	2016-01-01
002	2015-01-01	CHERYL HILL
002	2014-01-01	CAROL HADLEY
002	2013-01-01	CAROL HADLEY
002	2012-01-01	KATHERINE KLOBUCHAR
002	2011-01-01	KATHERINE KLOBUCHAR
002	2009-01-01	KATHERINE KLOBUCHAR