401k Plan data: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN plan

JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan Name	JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN
Plan identification number	002

JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON FINANCIAL GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: JOHNSON FINANCIAL GROUP, INC.

Employer identification number (EIN): 391629756

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 WENDY BRUDNICKI 2023-10-12
002 2021-01-01 WENDY BRUDNICKI 2022-10-17
002 2020-01-01 WENDY BRUDNICKI 2021-10-15
002 2019-01-01 WENDY BRUDNICKI 2020-10-14
002 2018-01-01
002 2017-01-01 WENDY BRUDNICKI
002 2016-01-01 WENDY BRUDNICKI
002 2015-01-01 WENDY BRUDNICKI
002 2014-01-01 WENDY BRUDNICKI
002 2013-01-01 WENDY BRUDNICKI
002 2012-01-01 WENDY BRUDNICKI
002 2011-01-01 WENDY BRUDNICKI
002 2010-01-01 WENDY BRUDNICKI WENDY BRUDNICKI 2011-10-14
002 2009-01-01 WENDY BRUDNICKI WENDY BRUDNICKI 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	WENDY BRUDNICKI	2023-10-12
002	2021-01-01	WENDY BRUDNICKI	2022-10-17
002	2020-01-01	WENDY BRUDNICKI	2021-10-15
002	2019-01-01	WENDY BRUDNICKI	2020-10-14
002	2018-01-01
002	2017-01-01	WENDY BRUDNICKI
002	2016-01-01	WENDY BRUDNICKI
002	2015-01-01	WENDY BRUDNICKI
002	2014-01-01	WENDY BRUDNICKI
002	2013-01-01	WENDY BRUDNICKI
002	2012-01-01	WENDY BRUDNICKI
002	2011-01-01	WENDY BRUDNICKI
002	2010-01-01	WENDY BRUDNICKI		WENDY BRUDNICKI	2011-10-14
002	2009-01-01	WENDY BRUDNICKI		WENDY BRUDNICKI	2010-10-14

Plan Statistics for JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,449
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,017
Number of retired or separated participants receiving benefits 2022-01-01 16
Number of other retired or separated participants entitled to future benefits 2022-01-01 431
Total of all active and inactive participants 2022-01-01 1,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,464
Number of participants with account balances 2022-01-01 1,449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 65
2021: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,485
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,018
Number of retired or separated participants receiving benefits 2021-01-01 12
Number of other retired or separated participants entitled to future benefits 2021-01-01 419
Total of all active and inactive participants 2021-01-01 1,449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,449
Number of participants with account balances 2021-01-01 1,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 46
2020: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,527
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,056
Number of retired or separated participants receiving benefits 2020-01-01 6
Number of other retired or separated participants entitled to future benefits 2020-01-01 429
Total of all active and inactive participants 2020-01-01 1,491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 1,491
Number of participants with account balances 2020-01-01 1,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 66
2019: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,556
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,172
Number of retired or separated participants receiving benefits 2019-01-01 9
Number of other retired or separated participants entitled to future benefits 2019-01-01 346
Total of all active and inactive participants 2019-01-01 1,527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,527
Number of participants with account balances 2019-01-01 1,527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 60
2018: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,464
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,209
Number of retired or separated participants receiving benefits 2018-01-01 11
Number of other retired or separated participants entitled to future benefits 2018-01-01 336
Total of all active and inactive participants 2018-01-01 1,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,556
Number of participants with account balances 2018-01-01 1,534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 75
2017: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,456
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,194
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 266
Total of all active and inactive participants 2017-01-01 1,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,464
Number of participants with account balances 2017-01-01 1,422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 83
2016: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,393
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,205
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 249
Total of all active and inactive participants 2016-01-01 1,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,456
Number of participants with account balances 2016-01-01 1,380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 72
2015: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,332
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,150
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 242
Total of all active and inactive participants 2015-01-01 1,393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,393
Number of participants with account balances 2015-01-01 1,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 76
2014: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,293
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,115
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 216
Total of all active and inactive participants 2014-01-01 1,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,332
Number of participants with account balances 2014-01-01 1,249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 72
2013: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,283
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,082
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 210
Total of all active and inactive participants 2013-01-01 1,293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,293
Number of participants with account balances 2013-01-01 1,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 57
2012: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,251
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,068
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 214
Total of all active and inactive participants 2012-01-01 1,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,283
Number of participants with account balances 2012-01-01 1,188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 20
2011: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,251
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 917
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 334
Total of all active and inactive participants 2011-01-01 1,251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,251
Number of participants with account balances 2011-01-01 1,251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 16
2010: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,396
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,137
Number of retired or separated participants receiving benefits 2010-01-01 3
Number of other retired or separated participants entitled to future benefits 2010-01-01 173
Total of all active and inactive participants 2010-01-01 1,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,313
Number of participants with account balances 2010-01-01 1,304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 82
2009: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,419
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,211
Number of retired or separated participants receiving benefits 2009-01-01 5
Number of other retired or separated participants entitled to future benefits 2009-01-01 155
Total of all active and inactive participants 2009-01-01 1,371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,371
Number of participants with account balances 2009-01-01 1,369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 54

Measure	Date	Value
2022: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,449
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,017
Number of retired or separated participants receiving benefits	2022-01-01	16
Number of other retired or separated participants entitled to future benefits	2022-01-01	431
Total of all active and inactive participants	2022-01-01	1,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,464
Number of participants with account balances	2022-01-01	1,449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	65
2021: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,485
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,018
Number of retired or separated participants receiving benefits	2021-01-01	12
Number of other retired or separated participants entitled to future benefits	2021-01-01	419
Total of all active and inactive participants	2021-01-01	1,449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,449
Number of participants with account balances	2021-01-01	1,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	46
2020: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,527
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,056
Number of retired or separated participants receiving benefits	2020-01-01	6
Number of other retired or separated participants entitled to future benefits	2020-01-01	429
Total of all active and inactive participants	2020-01-01	1,491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	1,491
Number of participants with account balances	2020-01-01	1,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	66
2019: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,556
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,172
Number of retired or separated participants receiving benefits	2019-01-01	9
Number of other retired or separated participants entitled to future benefits	2019-01-01	346
Total of all active and inactive participants	2019-01-01	1,527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,527
Number of participants with account balances	2019-01-01	1,527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	60
2018: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,464
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,209
Number of retired or separated participants receiving benefits	2018-01-01	11
Number of other retired or separated participants entitled to future benefits	2018-01-01	336
Total of all active and inactive participants	2018-01-01	1,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,556
Number of participants with account balances	2018-01-01	1,534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	75
2017: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,456
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,194
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	266
Total of all active and inactive participants	2017-01-01	1,464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,464
Number of participants with account balances	2017-01-01	1,422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	83
2016: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,393
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,205
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	249
Total of all active and inactive participants	2016-01-01	1,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,456
Number of participants with account balances	2016-01-01	1,380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	72
2015: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,332
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,150
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	242
Total of all active and inactive participants	2015-01-01	1,393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,393
Number of participants with account balances	2015-01-01	1,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	76
2014: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,293
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,115
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	216
Total of all active and inactive participants	2014-01-01	1,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,332
Number of participants with account balances	2014-01-01	1,249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	72
2013: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,283
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,082
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	210
Total of all active and inactive participants	2013-01-01	1,293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,293
Number of participants with account balances	2013-01-01	1,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	57
2012: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,251
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,068
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	214
Total of all active and inactive participants	2012-01-01	1,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,283
Number of participants with account balances	2012-01-01	1,188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	20
2011: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,251
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	917
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	334
Total of all active and inactive participants	2011-01-01	1,251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,251
Number of participants with account balances	2011-01-01	1,251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	16
2010: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,396
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,137
Number of retired or separated participants receiving benefits	2010-01-01	3
Number of other retired or separated participants entitled to future benefits	2010-01-01	173
Total of all active and inactive participants	2010-01-01	1,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,313
Number of participants with account balances	2010-01-01	1,304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	82
2009: JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,419
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,211
Number of retired or separated participants receiving benefits	2009-01-01	5
Number of other retired or separated participants entitled to future benefits	2009-01-01	155
Total of all active and inactive participants	2009-01-01	1,371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,371
Number of participants with account balances	2009-01-01	1,369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	54

Financial Data on JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN

Measure	Date	Value
2022 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-27,049,823
Total of all expenses incurred	2022-12-31	$21,485,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$21,389,035
Value of total corrective distributions	2022-12-31	$2,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$17,507,193
Value of total assets at end of year	2022-12-31	$218,921,524
Value of total assets at beginning of year	2022-12-31	$267,457,123
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$93,915
Total interest from all sources	2022-12-31	$486,005
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$8,029,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$8,029,316
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$10,072,376
Participant contributions at end of year	2022-12-31	$2,059,085
Participant contributions at beginning of year	2022-12-31	$2,220,259
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$859,902
Administrative expenses (other) incurred	2022-12-31	$93,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-48,535,599
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$218,921,524
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$267,457,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$199,305,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$248,300,651
Value of interest in pooled separate accounts at end of year	2022-12-31	$17,362,513
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$16,783,419
Interest on participant loans	2022-12-31	$79,126
Interest earned on other investments	2022-12-31	$404,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$194,466
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$152,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$152,794
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$2,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-53,072,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$6,574,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$21,389,035
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2022-12-31	390859910
2021 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$50,484,238
Total of all expenses incurred	2021-12-31	$26,200,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$26,111,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$17,115,987
Value of total assets at end of year	2021-12-31	$267,457,123
Value of total assets at beginning of year	2021-12-31	$243,173,348
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$89,372
Total interest from all sources	2021-12-31	$407,445
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$11,998,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$11,998,991
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$9,857,078
Participant contributions at end of year	2021-12-31	$2,220,259
Participant contributions at beginning of year	2021-12-31	$2,443,028
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,384,924
Administrative expenses (other) incurred	2021-12-31	$89,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$24,283,775
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$267,457,123
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$243,173,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$248,300,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$224,854,894
Value of interest in pooled separate accounts at end of year	2021-12-31	$16,783,419
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$15,045,726
Interest on participant loans	2021-12-31	$99,147
Interest earned on other investments	2021-12-31	$308,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$152,794
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$829,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$829,700
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$21
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$20,961,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$5,873,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$26,111,091
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2021-12-31	390859910
2020 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2020 401k financial data
Total transfer of assets to this plan	2020-12-31	$646,604
Total income from all sources (including contributions)	2020-12-31	$55,924,415
Total of all expenses incurred	2020-12-31	$17,109,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$16,992,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$24,799,021
Value of total assets at end of year	2020-12-31	$243,173,348
Value of total assets at beginning of year	2020-12-31	$203,711,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$116,932
Total interest from all sources	2020-12-31	$393,946
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$6,357,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$6,357,267
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$9,945,076
Participant contributions at end of year	2020-12-31	$2,443,028
Participant contributions at beginning of year	2020-12-31	$2,378,262
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$8,238,778
Administrative expenses (other) incurred	2020-12-31	$116,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$38,814,983
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$243,173,348
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$203,711,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$224,854,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$190,066,490
Value of interest in pooled separate accounts at end of year	2020-12-31	$15,045,726
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$11,116,153
Interest on participant loans	2020-12-31	$102,518
Interest earned on other investments	2020-12-31	$291,090
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$829,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$150,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$150,856
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$338
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$24,374,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$6,615,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$16,992,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2020-12-31	390859910
2019 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,567
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,567
Total income from all sources (including contributions)	2019-12-31	$51,976,346
Total income from all sources (including contributions)	2019-12-31	$51,976,346
Total of all expenses incurred	2019-12-31	$12,637,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$12,496,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$15,789,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$15,789,340
Value of total assets at end of year	2019-12-31	$203,711,761
Value of total assets at end of year	2019-12-31	$203,711,761
Value of total assets at beginning of year	2019-12-31	$164,374,751
Value of total assets at beginning of year	2019-12-31	$164,374,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$140,984
Total interest from all sources	2019-12-31	$371,299
Total interest from all sources	2019-12-31	$371,299
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$6,779,676
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$6,779,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$6,779,676
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$6,779,676
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$15,000,000
Value of fidelity bond cover	2019-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$9,580,028
Contributions received from participants	2019-12-31	$9,580,028
Participant contributions at end of year	2019-12-31	$2,378,262
Participant contributions at end of year	2019-12-31	$2,378,262
Participant contributions at beginning of year	2019-12-31	$2,200,671
Participant contributions at beginning of year	2019-12-31	$2,200,671
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,363,406
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,363,406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$1,548
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$1,548
Administrative expenses (other) incurred	2019-12-31	$140,984
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$19
Liabilities. Value of operating payables at beginning of year	2019-12-31	$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$39,338,577
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$203,711,761
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$203,711,761
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$164,373,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$190,066,490
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$190,066,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$152,504,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$152,504,533
Value of interest in pooled separate accounts at end of year	2019-12-31	$11,116,153
Value of interest in pooled separate accounts at end of year	2019-12-31	$11,116,153
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$9,536,206
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$9,536,206
Interest on participant loans	2019-12-31	$100,899
Interest on participant loans	2019-12-31	$100,899
Interest earned on other investments	2019-12-31	$268,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$150,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$133,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$133,341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$133,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$133,341
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$1,744
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$1,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$29,036,031
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$29,036,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$3,845,906
Contributions received in cash from employer	2019-12-31	$3,845,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$12,496,785
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BAKER TILLY US, LLP
Accountancy firm name	2019-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2019-12-31	390859910
Accountancy firm EIN	2019-12-31	390859910
2018 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$0
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$25,532,210
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,567
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$4,234,526
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$13,098,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$12,948,559
Expenses. Certain deemed distributions of participant loans	2018-12-31	$0
Value of total corrective distributions	2018-12-31	$4,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$15,292,454
Value of total assets at end of year	2018-12-31	$164,374,751
Value of total assets at beginning of year	2018-12-31	$147,704,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$145,746
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$82,584
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$6,388,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$6,388,025
Assets. Real estate other than employer real property at end of year	2018-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-31	$0
Administrative expenses professional fees incurred	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$8,908,680
Participant contributions at end of year	2018-12-31	$2,200,671
Participant contributions at beginning of year	2018-12-31	$2,044,992
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,252,066
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Assets. Loans (other than to participants) at end of year	2018-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$1,548
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$145,746
Liabilities. Value of operating payables at end of year	2018-12-31	$19
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-8,863,868
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$164,373,184
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$147,704,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$152,504,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$136,989,816
Value of interest in pooled separate accounts at end of year	2018-12-31	$9,536,206
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$8,531,837
Interest on participant loans	2018-12-31	$81,223
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in master investment trust accounts at end of year	2018-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$0
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$133,341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$138,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$138,197
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$1,361
Assets. Value of investments in 103.12 investment entities at end of year	2018-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Asset value of US Government securities at end of year	2018-12-31	$0
Asset value of US Government securities at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-17,717,329
Net investment gain/loss from pooled separate accounts	2018-12-31	$188,792
Net investment gain or loss from common/collective trusts	2018-12-31	$0
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$0
Assets. Invements in employer securities at beginning of year	2018-12-31	$0
Assets. Value of employer real property at end of year	2018-12-31	$0
Assets. Value of employer real property at beginning of year	2018-12-31	$0
Contributions received in cash from employer	2018-12-31	$5,131,708
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$0
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$12,948,559
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$0
Contract administrator fees	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2018-12-31	390859910
2017 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$34,474,736
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$10,823,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$10,709,025
Expenses. Certain deemed distributions of participant loans	2017-12-31	$2,175
Value of total corrective distributions	2017-12-31	$1,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$12,084,593
Value of total assets at end of year	2017-12-31	$147,704,842
Value of total assets at beginning of year	2017-12-31	$124,053,966
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$110,851
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$72,153
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$5,114,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$5,114,407
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$8,280,822
Participant contributions at end of year	2017-12-31	$2,044,992
Participant contributions at beginning of year	2017-12-31	$1,939,494
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,234,821
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$110,851
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$23,650,876
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$147,704,842
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$124,053,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$136,989,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$112,754,500
Value of interest in pooled separate accounts at end of year	2017-12-31	$8,531,837
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$9,254,261
Interest on participant loans	2017-12-31	$71,479
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$138,197
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$105,711
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$105,711
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$674
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$17,041,955
Net investment gain/loss from pooled separate accounts	2017-12-31	$161,628
Net investment gain or loss from common/collective trusts	2017-12-31	$0
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$2,568,950
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$10,709,025
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2017-12-31	390859910
2016 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$6
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$22,634,064
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$13,233,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$13,076,825
Expenses. Certain deemed distributions of participant loans	2016-12-31	$6,668
Value of total corrective distributions	2016-12-31	$9,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$12,687,860
Value of total assets at end of year	2016-12-31	$124,053,966
Value of total assets at beginning of year	2016-12-31	$114,653,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$139,940
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$62,513
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$3,375,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$3,375,067
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$7,743,841
Participant contributions at end of year	2016-12-31	$1,939,494
Participant contributions at beginning of year	2016-12-31	$1,984,167
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,528,733
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$139,940
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$6
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$9,400,654
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$124,053,966
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$114,653,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$112,754,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$102,287,540
Value of interest in pooled separate accounts at end of year	2016-12-31	$9,254,261
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$10,381,251
Interest on participant loans	2016-12-31	$62,332
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$105,711
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$360
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$360
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$181
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$6,341,186
Net investment gain/loss from pooled separate accounts	2016-12-31	$167,438
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$2,415,286
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$13,076,825
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$6
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$9,234,541
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$8,043,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$7,935,254
Expenses. Certain deemed distributions of participant loans	2015-12-31	$781
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,294,518
Value of total assets at end of year	2015-12-31	$114,653,318
Value of total assets at beginning of year	2015-12-31	$113,462,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$107,520
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$72,878
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,087,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$4,087,631
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$7,106,406
Participant contributions at end of year	2015-12-31	$1,984,167
Participant contributions at beginning of year	2015-12-31	$1,968,319
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$965,812
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$107,520
Liabilities. Value of operating payables at end of year	2015-12-31	$6
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$1,190,986
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$114,653,312
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$113,462,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$102,287,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$102,194,391
Value of interest in pooled separate accounts at end of year	2015-12-31	$10,381,251
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$68,590
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$3,553,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$360
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$5,746,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$5,746,233
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$4,288
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-5,275,390
Net investment gain/loss from pooled separate accounts	2015-12-31	$13,429
Net investment gain or loss from common/collective trusts	2015-12-31	$41,475
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$2,222,300
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,935,254
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2015-12-31	410746749
2014 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$13,979,289
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$14,739,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$14,678,760
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$9,110,841
Value of total assets at end of year	2014-12-31	$113,462,326
Value of total assets at beginning of year	2014-12-31	$114,222,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$60,605
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$70,446
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,233,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,233,328
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$6,287,852
Participant contributions at end of year	2014-12-31	$1,968,319
Participant contributions at beginning of year	2014-12-31	$1,994,823
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$809,001
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$60,605
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-760,076
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$113,462,326
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$114,222,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$102,194,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$101,612,201
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$66,725
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$3,553,383
Value of interest in common/collective trusts at beginning of year	2014-12-31	$4,144,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$5,746,233
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$6,471,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$6,471,015
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$3,721
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$526,508
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$38,166
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$2,013,988
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$14,678,760
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2014-12-31	410746749
2013 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$28,882,493
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$9,068,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$8,984,860
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,355,536
Value of total assets at end of year	2013-12-31	$114,222,402
Value of total assets at beginning of year	2013-12-31	$94,408,435
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$82,896
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$68,526
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,765,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,765,464
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,933,996
Participant contributions at end of year	2013-12-31	$1,994,823
Participant contributions at beginning of year	2013-12-31	$1,814,107
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$650,208
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$82,896
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$19,813,967
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$114,222,402
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$94,408,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$101,612,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$81,335,386
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$64,761
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$4,144,363
Value of interest in common/collective trusts at beginning of year	2013-12-31	$5,081,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$6,471,015
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$6,065,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$6,065,708
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$3,765
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$17,741,630
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-48,663
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$1,771,332
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$112,028
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$8,984,860
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2013-12-31	410746749
2012 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$162,299
Total income from all sources (including contributions)	2012-12-31	$20,397,314
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$11,583,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$11,503,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,522,943
Value of total assets at end of year	2012-12-31	$94,408,435
Value of total assets at beginning of year	2012-12-31	$85,756,695
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$79,378
Total interest from all sources	2012-12-31	$81,704
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,988,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,988,724
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,513,260
Participant contributions at end of year	2012-12-31	$1,814,107
Participant contributions at beginning of year	2012-12-31	$2,050,150
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,233,415
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$43,189
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$7,425
Other income not declared elsewhere	2012-12-31	$95,713
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$154,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,814,039
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$94,408,435
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$85,594,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$79,378
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$81,335,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$75,646,262
Interest on participant loans	2012-12-31	$66,954
Value of interest in common/collective trusts at end of year	2012-12-31	$5,081,206
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$6,065,708
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$7,956,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$7,956,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$14,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$9,687,135
Net investment gain or loss from common/collective trusts	2012-12-31	$21,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,776,268
Employer contributions (assets) at end of year	2012-12-31	$112,028
Employer contributions (assets) at beginning of year	2012-12-31	$60,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$11,503,897
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2012-12-31	410746749
2011 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$162,096
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,360,253
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$7,026,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$6,965,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,604,224
Value of total assets at end of year	2011-12-31	$85,756,695
Value of total assets at beginning of year	2011-12-31	$88,260,354
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$60,232
Total interest from all sources	2011-12-31	$118,917
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,394,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,394,872
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$5,320,453
Participant contributions at end of year	2011-12-31	$2,050,150
Participant contributions at beginning of year	2011-12-31	$1,461,011
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$147,574
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$43,189
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$48,735
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$7,222
Administrative expenses (other) incurred	2011-12-31	$108
Liabilities. Value of operating payables at end of year	2011-12-31	$154,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,665,755
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$85,594,599
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$88,260,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$60,124
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$75,646,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$80,425,309
Income. Interest from loans (other than to participants)	2011-12-31	$118,060
Interest earned on other investments	2011-12-31	$221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$7,956,819
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$6,207,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$6,207,535
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$636
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,757,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,136,197
Employer contributions (assets) at end of year	2011-12-31	$60,275
Employer contributions (assets) at beginning of year	2011-12-31	$117,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$6,965,776
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2011-12-31	410746749
2010 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$19,325,278
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$8,191,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$8,124,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$8,780,858
Value of total assets at end of year	2010-12-31	$88,260,354
Value of total assets at beginning of year	2010-12-31	$77,127,046
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$67,246
Total interest from all sources	2010-12-31	$100,007
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,149,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,149,992
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,714,314
Participant contributions at end of year	2010-12-31	$1,461,011
Participant contributions at beginning of year	2010-12-31	$1,322,601
Participant contributions at beginning of year	2010-12-31	$148,208
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$255,484
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$48,735
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$47,799
Administrative expenses (other) incurred	2010-12-31	$4,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$11,133,308
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$88,260,354
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$77,127,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$63,196
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$80,425,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$69,534,190
Interest on participant loans	2010-12-31	$99,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$6,207,535
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$5,857,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$5,857,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$603
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$9,294,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,811,060
Employer contributions (assets) at end of year	2010-12-31	$117,764
Employer contributions (assets) at beginning of year	2010-12-31	$216,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$8,124,724
Contract administrator fees	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CLIFTON GUNDERSON LLP
Accountancy firm EIN	2010-12-31	370802863
2009 : JOHNSON FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0