401k Plan data: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN plan

FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN
Plan identification number	001

FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. has sponsored the creation of one or more 401k plans.

Company Name: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C.

Employer identification number (EIN): 391682233

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01 TIMOTHY GOGGINS 2019-10-02
001 2017-01-01 SHAWN KIENERT
001 2016-01-01 SHAWN KIENERT SHAWN KIENERT 2017-10-03
001 2015-01-01 JOHN SWANSON MD
001 2014-01-01 JOHN SWANSON MD
001 2013-01-01 JOHN SWANSON MD
001 2012-01-01 WILLIAM C. GUENTHER, M.D. 2013-06-12
001 2011-01-01 WILLIAM C. GUENTHER, M.D. 2012-06-25
001 2010-01-01 WILLIAM C. GUENTHER, M.D. 2011-07-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01	TIMOTHY GOGGINS	2019-10-02
001	2017-01-01	SHAWN KIENERT
001	2016-01-01	SHAWN KIENERT		SHAWN KIENERT	2017-10-03
001	2015-01-01	JOHN SWANSON MD
001	2014-01-01	JOHN SWANSON MD
001	2013-01-01	JOHN SWANSON MD
001	2012-01-01	WILLIAM C. GUENTHER, M.D.	2013-06-12
001	2011-01-01	WILLIAM C. GUENTHER, M.D.	2012-06-25
001	2010-01-01	WILLIAM C. GUENTHER, M.D.	2011-07-27

Plan Statistics for FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 4
Total of all active and inactive participants 2018-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 4
Number of participants with account balances 2018-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 142
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 32
Total of all active and inactive participants 2017-01-01 174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 174
Number of participants with account balances 2017-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 133
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 27
Total of all active and inactive participants 2016-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 160
Number of participants with account balances 2016-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 14
2015: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 120
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 29
Total of all active and inactive participants 2015-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 149
Number of participants with account balances 2015-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 9
2014: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 121
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 16
Total of all active and inactive participants 2014-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 137
Number of participants with account balances 2014-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 115
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 126
Number of participants with account balances 2013-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4

Measure	Date	Value
2018: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	4
Total of all active and inactive participants	2018-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	4
Number of participants with account balances	2018-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	142
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	32
Total of all active and inactive participants	2017-01-01	174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	174
Number of participants with account balances	2017-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	133
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	27
Total of all active and inactive participants	2016-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	160
Number of participants with account balances	2016-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	14
2015: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	120
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	29
Total of all active and inactive participants	2015-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	149
Number of participants with account balances	2015-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	9
2014: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	121
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	16
Total of all active and inactive participants	2014-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	137
Number of participants with account balances	2014-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	115
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	126
Number of participants with account balances	2013-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4

Financial Data on FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2018 : FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$931,397
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$19,804,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$19,723,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$658,023
Value of total assets at end of year	2018-12-31	$32,731
Value of total assets at beginning of year	2018-12-31	$18,905,816
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$80,809
Total interest from all sources	2018-12-31	$757
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$167,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$167,566
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$317,766
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$40,317
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,059,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-18,873,085
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$32,731
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$18,905,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$80,809
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$32,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$17,079,529
Interest on participant loans	2018-12-31	$757
Value of interest in common/collective trusts at end of year	2018-12-31	$0
Value of interest in common/collective trusts at beginning of year	2018-12-31	$265,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$105,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$340,257
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$460,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$19,723,673
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ERICKSON & ASSOCIATES SC
Accountancy firm EIN	2018-12-31	391520996
2017 : FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,135,753
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,307,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,240,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,294,633
Value of total assets at end of year	2017-12-31	$18,905,816
Value of total assets at beginning of year	2017-12-31	$17,077,980
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$67,129
Total interest from all sources	2017-12-31	$2,605
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$464,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$464,509
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$603,466
Participant contributions at end of year	2017-12-31	$40,317
Participant contributions at beginning of year	2017-12-31	$85,869
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,059,833
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$2,041,148
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$42,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,827,836
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$18,905,816
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$17,077,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$67,129
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$17,079,529
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$14,108,800
Interest on participant loans	2017-12-31	$2,605
Value of interest in common/collective trusts at end of year	2017-12-31	$265,410
Value of interest in common/collective trusts at beginning of year	2017-12-31	$402,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,374,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$648,188
Employer contributions (assets) at end of year	2017-12-31	$460,727
Employer contributions (assets) at beginning of year	2017-12-31	$439,767
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,240,788
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ERICSON & ASSOCIATES SC
Accountancy firm EIN	2017-12-31	391520996
2016 : FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,786,247
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$604,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$539,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,396,980
Value of total assets at end of year	2016-12-31	$17,077,980
Value of total assets at beginning of year	2016-12-31	$14,896,437
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$64,849
Total interest from all sources	2016-12-31	$4,830
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$492,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$492,744
Administrative expenses professional fees incurred	2016-12-31	$36,895
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$527,797
Participant contributions at end of year	2016-12-31	$85,869
Participant contributions at beginning of year	2016-12-31	$128,612
Participant contributions at beginning of year	2016-12-31	$22,612
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$2,041,148
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$258,647
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$1,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,181,543
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$17,077,980
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,896,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$27,954
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$14,108,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$14,073,939
Interest on participant loans	2016-12-31	$4,830
Value of interest in common/collective trusts at end of year	2016-12-31	$402,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$888,840
Net investment gain or loss from common/collective trusts	2016-12-31	$2,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$610,536
Employer contributions (assets) at end of year	2016-12-31	$439,767
Employer contributions (assets) at beginning of year	2016-12-31	$669,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$539,855
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ERICSON & ASSOCIATES SC
Accountancy firm EIN	2016-12-31	391520996
2015 : FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$322
Total income from all sources (including contributions)	2015-12-31	$1,319,863
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,418,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,360,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,491,101
Value of total assets at end of year	2015-12-31	$14,896,437
Value of total assets at beginning of year	2015-12-31	$15,995,498
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$58,184
Total interest from all sources	2015-12-31	$9,103
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$182,048
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$182,048
Administrative expenses professional fees incurred	2015-12-31	$36,876
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$530,619
Participant contributions at end of year	2015-12-31	$128,612
Participant contributions at beginning of year	2015-12-31	$198,329
Participant contributions at end of year	2015-12-31	$22,612
Participant contributions at beginning of year	2015-12-31	$1,608
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$109,086
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$1,733
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,098,739
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,896,437
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,995,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$21,308
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$14,073,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$15,084,438
Interest on participant loans	2015-12-31	$9,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-362,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$851,396
Employer contributions (assets) at end of year	2015-12-31	$669,541
Employer contributions (assets) at beginning of year	2015-12-31	$711,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,360,418
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERICSON & ASSOCIATES SC
Accountancy firm EIN	2015-12-31	391520996
2014 : FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$322
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$5,192
Total income from all sources (including contributions)	2014-12-31	$2,298,982
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$754,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$703,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,410,502
Value of total assets at end of year	2014-12-31	$15,995,498
Value of total assets at beginning of year	2014-12-31	$14,455,591
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$50,921
Total interest from all sources	2014-12-31	$7,646
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$187,840
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$187,840
Administrative expenses professional fees incurred	2014-12-31	$32,830
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$514,007
Participant contributions at end of year	2014-12-31	$198,329
Participant contributions at beginning of year	2014-12-31	$100,902
Participant contributions at end of year	2014-12-31	$1,608
Participant contributions at beginning of year	2014-12-31	$1,691
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$6,279
Liabilities. Value of operating payables at end of year	2014-12-31	$322
Liabilities. Value of operating payables at beginning of year	2014-12-31	$5,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,544,777
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,995,176
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$14,450,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$18,091
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$15,084,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$13,738,838
Interest on participant loans	2014-12-31	$7,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$692,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$890,216
Employer contributions (assets) at end of year	2014-12-31	$711,123
Employer contributions (assets) at beginning of year	2014-12-31	$614,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$703,284
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERICSON & ASSOCIATES SC
Accountancy firm EIN	2014-12-31	391520996
2013 : FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$5,192
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,972
Total income from all sources (including contributions)	2013-12-31	$3,395,226
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$194,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$152,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,266,811
Value of total assets at end of year	2013-12-31	$14,455,591
Value of total assets at beginning of year	2013-12-31	$11,251,796
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$42,628
Total interest from all sources	2013-12-31	$4,358
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$136,784
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$136,784
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$481,363
Participant contributions at end of year	2013-12-31	$100,902
Participant contributions at beginning of year	2013-12-31	$43,803
Participant contributions at end of year	2013-12-31	$1,691
Participant contributions at beginning of year	2013-12-31	$1,649
Administrative expenses (other) incurred	2013-12-31	$10,449
Liabilities. Value of operating payables at end of year	2013-12-31	$5,192
Liabilities. Value of operating payables at beginning of year	2013-12-31	$1,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,200,575
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$14,450,399
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,249,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$15,801
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,738,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$10,554,118
Interest on participant loans	2013-12-31	$4,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,987,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$785,448
Employer contributions (assets) at end of year	2013-12-31	$614,160
Employer contributions (assets) at beginning of year	2013-12-31	$652,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$152,023
Contract administrator fees	2013-12-31	$16,378
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERICSON & ASSOCIATES SC
Accountancy firm EIN	2013-12-31	391520996

Form 5500 Responses for FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN

2018: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	FOX VALLEY HEMATOLOGY & ONCOLOGY, S.C.
Employer identification number (EIN):	391682233
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)