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RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 401k Plan overview

Plan NameRETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON
Plan identification number 003

RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARLEY-DAVIDSON MOTOR COMPANY GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:HARLEY-DAVIDSON MOTOR COMPANY GROUP, LLC
Employer identification number (EIN):391805420
NAIC Classification:336100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032012-01-01DARRELL THOMAS DARRELL THOMAS2013-10-15
0032011-01-01DARRELL THOMAS
0032010-01-01DARRELL THOMAS DARRELL THOMAS2011-10-12
0032009-01-01DARRELL THOMAS DARRELL THOMAS2010-10-14

Plan Statistics for RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON

401k plan membership statisitcs for RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON

Measure Date Value
2012: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2012 401k membership
Total participants, beginning-of-year2012-01-013,488
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2011 401k membership
Total participants, beginning-of-year2011-01-013,523
Total number of active participants reported on line 7a of the Form 55002011-01-011,216
Number of retired or separated participants receiving benefits2011-01-011,178
Number of other retired or separated participants entitled to future benefits2011-01-01934
Total of all active and inactive participants2011-01-013,328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01160
Total participants2011-01-013,488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2010: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2010 401k membership
Total participants, beginning-of-year2010-01-013,577
Total number of active participants reported on line 7a of the Form 55002010-01-011,659
Number of retired or separated participants receiving benefits2010-01-011,149
Number of other retired or separated participants entitled to future benefits2010-01-01562
Total of all active and inactive participants2010-01-013,370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01153
Total participants2010-01-013,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0136
2009: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2009 401k membership
Total participants, beginning-of-year2009-01-013,597
Total number of active participants reported on line 7a of the Form 55002009-01-012,024
Number of retired or separated participants receiving benefits2009-01-011,136
Number of other retired or separated participants entitled to future benefits2009-01-01273
Total of all active and inactive participants2009-01-013,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01144
Total participants2009-01-013,577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON

Measure Date Value
2012 : RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,924,695
Total unrealized appreciation/depreciation of assets2012-12-31$2,924,695
Total transfer of assets from this plan2012-12-31$500,433,490
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$111,251,338
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$31,783,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$29,415,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$57,000,000
Value of total assets at end of year2012-12-31$0
Value of total assets at beginning of year2012-12-31$420,965,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,367,371
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$182,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$27
Administrative expenses professional fees incurred2012-12-31$687,204
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1
Administrative expenses (other) incurred2012-12-31$196,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$79,468,184
Value of net assets at end of year (total assets less liabilities)2012-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$420,965,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,483,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,452
Value of interest in master investment trust accounts at beginning of year2012-12-31$409,548,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at beginning of year2012-12-31$11,413,942
Contributions received in cash from employer2012-12-31$57,000,000
Income. Dividends from common stock2012-12-31$182,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$29,415,783
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$1,233,305
Total unrealized appreciation/depreciation of assets2011-12-31$1,233,305
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$74,953,231
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$30,092,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$28,134,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$70,530,000
Value of total assets at end of year2011-12-31$420,965,306
Value of total assets at beginning of year2011-12-31$376,104,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,958,503
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$139,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$21
Administrative expenses professional fees incurred2011-12-31$537,959
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2
Administrative expenses (other) incurred2011-12-31$19,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$44,860,354
Value of net assets at end of year (total assets less liabilities)2011-12-31$420,965,306
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$376,104,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,400,579
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$32,633
Value of interest in master investment trust accounts at end of year2011-12-31$409,548,911
Value of interest in master investment trust accounts at beginning of year2011-12-31$365,891,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$11,413,942
Assets. Invements in employer securities at beginning of year2011-12-31$10,180,637
Contributions received in cash from employer2011-12-31$70,530,000
Income. Dividends from common stock2011-12-31$139,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$28,134,374
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,780,808
Total unrealized appreciation/depreciation of assets2010-12-31$2,780,808
Total transfer of assets from this plan2010-12-31$791,609
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$48,576,637
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$31,603,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$29,729,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$292,987
Value of total assets at end of year2010-12-31$376,104,952
Value of total assets at beginning of year2010-12-31$359,923,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,873,226
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$117,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$64
Administrative expenses professional fees incurred2010-12-31$446,681
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$292,987
Participant contributions at beginning of year2010-12-31$169,727
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$3
Administrative expenses (other) incurred2010-12-31$61,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$16,973,455
Value of net assets at end of year (total assets less liabilities)2010-12-31$376,104,952
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$359,923,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,365,105
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$32,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,000
Value of interest in master investment trust accounts at end of year2010-12-31$365,891,680
Value of interest in master investment trust accounts at beginning of year2010-12-31$352,352,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$10,180,637
Assets. Invements in employer securities at beginning of year2010-12-31$7,399,829
Income. Dividends from common stock2010-12-31$117,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$29,729,956
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON

2012: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT ANNUITY PL FOR YORK HOURLY PAID EMPLOYEES OF HARLEY-DAVIDSON 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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