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CNH INDUSTRIAL U.S. PENSION PLAN 401k Plan overview

Plan NameCNH INDUSTRIAL U.S. PENSION PLAN
Plan identification number 001

CNH INDUSTRIAL U.S. PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CASE NEW HOLLAND INDUSTRIAL INC has sponsored the creation of one or more 401k plans.

Company Name:CASE NEW HOLLAND INDUSTRIAL INC
Employer identification number (EIN):391982756
NAIC Classification:333100

Additional information about CASE NEW HOLLAND INDUSTRIAL INC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2002-04-11
Company Identification Number: 0800073480
Legal Registered Office Address: 700 STATE ST

RACINE
United States of America (USA)
53404

More information about CASE NEW HOLLAND INDUSTRIAL INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CNH INDUSTRIAL U.S. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01RICK AIDE
0012016-01-01RICK AIDE
0012015-01-01RICK AIDE
0012015-01-01RICK AIDE
0012014-01-01RICK AIDE
0012013-01-01RICK AIDE
0012012-01-01RICK AIDE
0012011-01-01RICK AIDE
0012009-01-01RICK AIDE

Plan Statistics for CNH INDUSTRIAL U.S. PENSION PLAN

401k plan membership statisitcs for CNH INDUSTRIAL U.S. PENSION PLAN

Measure Date Value
2022: CNH INDUSTRIAL U.S. PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-31205,283,534
Acturial value of plan assets2022-12-31187,655,895
Funding target for retired participants and beneficiaries receiving payment2022-12-3124,025,688
Number of terminated vested participants2022-12-31712
Fundng target for terminated vested participants2022-12-3122,123,370
Active participant vested funding target2022-12-3159,131,111
Number of active participants2022-12-31791
Total funding liabilities for active participants2022-12-3171,073,575
Total participant count2022-12-311,680
Total funding target for all participants2022-12-31117,222,633
Balance at beginning of prior year after applicable adjustments2022-12-3166,552,096
Prefunding balance at beginning of prior year after applicable adjustments2022-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-3166,552,096
Amount remaining of prefunding balance2022-12-310
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-3165,826,678
Balance of prefunding at beginning of current year2022-12-310
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-312,429,315
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-011,680
Total number of active participants reported on line 7a of the Form 55002022-01-01716
Number of retired or separated participants receiving benefits2022-01-01248
Number of other retired or separated participants entitled to future benefits2022-01-01667
Total of all active and inactive participants2022-01-011,631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0152
Total participants2022-01-011,683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CNH INDUSTRIAL U.S. PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-31203,373,063
Acturial value of plan assets2021-12-31183,035,757
Funding target for retired participants and beneficiaries receiving payment2021-12-319,717,854
Number of terminated vested participants2021-12-31740
Fundng target for terminated vested participants2021-12-3122,509,308
Active participant vested funding target2021-12-3161,440,921
Number of active participants2021-12-31869
Total funding liabilities for active participants2021-12-3174,247,307
Total participant count2021-12-311,678
Total funding target for all participants2021-12-31106,474,469
Balance at beginning of prior year after applicable adjustments2021-12-31178,790,816
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-317,356,748
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-31171,434,068
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-31132,500,000
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-3166,552,096
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-312,532,643
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-011,678
Total number of active participants reported on line 7a of the Form 55002021-01-01791
Number of retired or separated participants receiving benefits2021-01-01158
Number of other retired or separated participants entitled to future benefits2021-01-01695
Total of all active and inactive participants2021-01-011,644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0136
Total participants2021-01-011,680
2020: CNH INDUSTRIAL U.S. PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-31697,443,928
Acturial value of plan assets2020-12-31642,781,692
Funding target for retired participants and beneficiaries receiving payment2020-12-31436,930,993
Number of terminated vested participants2020-12-31780
Fundng target for terminated vested participants2020-12-3123,881,738
Active participant vested funding target2020-12-3176,724,775
Number of active participants2020-12-311,018
Total funding liabilities for active participants2020-12-3191,358,770
Total participant count2020-12-315,288
Total funding target for all participants2020-12-31552,171,501
Balance at beginning of prior year after applicable adjustments2020-12-31155,891,112
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-317,356,746
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-31148,534,366
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-31178,790,816
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-315,331,419
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-315,331,419
Carryover balance elected to use to offset funding requirement2020-12-317,356,748
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-015,288
Total number of active participants reported on line 7a of the Form 55002020-01-01869
Number of retired or separated participants receiving benefits2020-01-0162
Number of other retired or separated participants entitled to future benefits2020-01-01722
Total of all active and inactive participants2020-01-011,653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0125
Total participants2020-01-011,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: CNH INDUSTRIAL U.S. PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-311,030,321,243
Acturial value of plan assets2019-12-311,083,244,839
Funding target for retired participants and beneficiaries receiving payment2019-12-31813,086,082
Number of terminated vested participants2019-12-31809
Fundng target for terminated vested participants2019-12-3125,686,725
Active participant vested funding target2019-12-3182,756,885
Number of active participants2019-12-311,123
Total funding liabilities for active participants2019-12-3198,443,496
Total participant count2019-12-318,557
Total funding target for all participants2019-12-31937,216,303
Balance at beginning of prior year after applicable adjustments2019-12-31170,611,710
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-316,048,096
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-31164,563,614
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-31155,891,112
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-317,356,746
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-317,356,746
Carryover balance elected to use to offset funding requirement2019-12-317,356,746
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-018,557
Total number of active participants reported on line 7a of the Form 55002019-01-011,018
Number of retired or separated participants receiving benefits2019-01-013,133
Number of other retired or separated participants entitled to future benefits2019-01-01776
Total of all active and inactive participants2019-01-014,927
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01361
Total participants2019-01-015,288
2018: CNH INDUSTRIAL U.S. PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-311,206,408,630
Acturial value of plan assets2018-12-311,139,738,063
Funding target for retired participants and beneficiaries receiving payment2018-12-31847,235,827
Number of terminated vested participants2018-12-31843
Fundng target for terminated vested participants2018-12-3126,588,889
Active participant vested funding target2018-12-3198,979,248
Number of active participants2018-12-311,275
Total funding liabilities for active participants2018-12-31117,451,803
Total participant count2018-12-319,414
Total funding target for all participants2018-12-31991,276,519
Balance at beginning of prior year after applicable adjustments2018-12-31151,037,279
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-31151,037,279
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-31170,611,710
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-316,048,096
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-316,048,096
Carryover balance elected to use to offset funding requirement2018-12-316,048,096
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-019,414
Total number of active participants reported on line 7a of the Form 55002018-01-011,123
Number of retired or separated participants receiving benefits2018-01-015,641
Number of other retired or separated participants entitled to future benefits2018-01-01806
Total of all active and inactive participants2018-01-017,570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01987
Total participants2018-01-018,557
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CNH INDUSTRIAL U.S. PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-311,148,208,728
Acturial value of plan assets2017-12-311,160,669,067
Funding target for retired participants and beneficiaries receiving payment2017-12-31802,361,332
Number of terminated vested participants2017-12-31865
Fundng target for terminated vested participants2017-12-3126,000,768
Active participant vested funding target2017-12-31112,871,395
Number of active participants2017-12-311,482
Total funding liabilities for active participants2017-12-31135,110,553
Total participant count2017-12-319,558
Total funding target for all participants2017-12-31963,472,653
Balance at beginning of prior year after applicable adjustments2017-12-31140,043,838
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-31140,043,838
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-31151,037,279
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-316,125,761
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-019,558
Total number of active participants reported on line 7a of the Form 55002017-01-011,275
Number of retired or separated participants receiving benefits2017-01-016,251
Number of other retired or separated participants entitled to future benefits2017-01-01825
Total of all active and inactive participants2017-01-018,351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011,063
Total participants2017-01-019,414
2016: CNH INDUSTRIAL U.S. PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-311,181,584,417
Acturial value of plan assets2016-12-311,221,013,054
Funding target for retired participants and beneficiaries receiving payment2016-12-31822,387,418
Number of terminated vested participants2016-12-31878
Fundng target for terminated vested participants2016-12-3125,119,703
Active participant vested funding target2016-12-31123,352,787
Number of active participants2016-12-311,654
Total funding liabilities for active participants2016-12-31146,572,802
Total participant count2016-12-3111,743
Total funding target for all participants2016-12-31994,079,923
Balance at beginning of prior year after applicable adjustments2016-12-31143,179,468
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-31143,179,468
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-31140,043,838
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-310
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-316,485,400
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-0111,743
Total number of active participants reported on line 7a of the Form 55002016-01-011,482
Number of retired or separated participants receiving benefits2016-01-016,206
Number of other retired or separated participants entitled to future benefits2016-01-01848
Total of all active and inactive participants2016-01-018,536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011,022
Total participants2016-01-019,558
2015: CNH INDUSTRIAL U.S. PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0111,948
Total number of active participants reported on line 7a of the Form 55002015-01-011,654
Number of retired or separated participants receiving benefits2015-01-017,704
Number of other retired or separated participants entitled to future benefits2015-01-01859
Total of all active and inactive participants2015-01-0110,217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011,526
Total participants2015-01-0111,743
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CNH INDUSTRIAL U.S. PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0113,545
Total number of active participants reported on line 7a of the Form 55002014-01-011,821
Number of retired or separated participants receiving benefits2014-01-017,759
Number of other retired or separated participants entitled to future benefits2014-01-01872
Total of all active and inactive participants2014-01-0110,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011,496
Total participants2014-01-0111,948
2013: CNH INDUSTRIAL U.S. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0114,025
Total number of active participants reported on line 7a of the Form 55002013-01-011,907
Number of retired or separated participants receiving benefits2013-01-017,755
Number of other retired or separated participants entitled to future benefits2013-01-012,448
Total of all active and inactive participants2013-01-0112,110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011,435
Total participants2013-01-0113,545
2012: CNH INDUSTRIAL U.S. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0114,384
Total number of active participants reported on line 7a of the Form 55002012-01-012,010
Number of retired or separated participants receiving benefits2012-01-017,694
Number of other retired or separated participants entitled to future benefits2012-01-012,924
Total of all active and inactive participants2012-01-0112,628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011,397
Total participants2012-01-0114,025
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: CNH INDUSTRIAL U.S. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114,546
Total number of active participants reported on line 7a of the Form 55002011-01-012,146
Number of retired or separated participants receiving benefits2011-01-017,670
Number of other retired or separated participants entitled to future benefits2011-01-013,184
Total of all active and inactive participants2011-01-0113,000
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011,384
Total participants2011-01-0114,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: CNH INDUSTRIAL U.S. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0114,777
Total number of active participants reported on line 7a of the Form 55002009-01-012,643
Number of retired or separated participants receiving benefits2009-01-017,538
Number of other retired or separated participants entitled to future benefits2009-01-013,148
Total of all active and inactive participants2009-01-0113,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011,315
Total participants2009-01-0114,644
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on CNH INDUSTRIAL U.S. PENSION PLAN

Measure Date Value
2022 : CNH INDUSTRIAL U.S. PENSION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$101,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$106,000
Total income from all sources (including contributions)2022-12-31$-42,996,000
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,880,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,939,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$158,403,000
Value of total assets at beginning of year2022-12-31$205,284,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$941,000
Total interest from all sources2022-12-31$190,000
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$316,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$35,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$36,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$101,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$106,000
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$119,000
Total non interest bearing cash at end of year2022-12-31$1,009,000
Total non interest bearing cash at beginning of year2022-12-31$1,008,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-46,876,000
Value of net assets at end of year (total assets less liabilities)2022-12-31$158,302,000
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$205,178,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$300,000
Interest earned on other investments2022-12-31$190,000
Value of interest in common/collective trusts at end of year2022-12-31$147,445,000
Value of interest in common/collective trusts at beginning of year2022-12-31$187,330,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$9,913,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$16,946,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$16,946,000
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$32,000
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-43,186,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,907,000
Contract administrator fees2022-12-31$206,000
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CROWE LLP
Accountancy firm EIN2022-12-31350921680
2021 : CNH INDUSTRIAL U.S. PENSION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$106,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$804,000
Total income from all sources (including contributions)2021-12-31$3,651,000
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,466,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,747,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$205,284,000
Value of total assets at beginning of year2021-12-31$205,797,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,719,000
Total interest from all sources2021-12-31$30,000
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$673,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$510,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,914,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$106,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$804,000
Other income not declared elsewhere2021-12-31$7,315,000
Administrative expenses (other) incurred2021-12-31$431,000
Total non interest bearing cash at end of year2021-12-31$1,008,000
Total non interest bearing cash at beginning of year2021-12-31$1,294,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$185,000
Value of net assets at end of year (total assets less liabilities)2021-12-31$205,178,000
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$204,993,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$372,000
Interest earned on other investments2021-12-31$30,000
Value of interest in common/collective trusts at end of year2021-12-31$187,330,000
Value of interest in common/collective trusts at beginning of year2021-12-31$191,111,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$16,946,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$10,468,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$10,468,000
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$500,000
Net investment gain or loss from common/collective trusts2021-12-31$-3,694,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,747,000
Contract administrator fees2021-12-31$243,000
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$500,000
Aggregate carrying amount (costs) on sale of assets2021-12-31$500,000
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CROWE LLP
Accountancy firm EIN2021-12-31350921680
2020 : CNH INDUSTRIAL U.S. PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$235
Total unrealized appreciation/depreciation of assets2020-12-31$235
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$804,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,758,000
Total income from all sources (including contributions)2020-12-31$98,794,000
Total loss/gain on sale of assets2020-12-31$11,679,290
Total of all expenses incurred2020-12-31$590,657,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$587,139,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$205,797,000
Value of total assets at beginning of year2020-12-31$700,614,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,518,000
Total interest from all sources2020-12-31$333,000
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$152,398
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$510,000
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$907,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,914,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$67,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$804,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$3,758,000
Other income not declared elsewhere2020-12-31$20,620,761
Administrative expenses (other) incurred2020-12-31$1,611,163
Total non interest bearing cash at end of year2020-12-31$1,294,000
Total non interest bearing cash at beginning of year2020-12-31$6,733,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-491,863,000
Value of net assets at end of year (total assets less liabilities)2020-12-31$204,993,000
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$696,856,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$1,598,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Interest earned on other investments2020-12-31$91,927
Income. Interest from US Government securities2020-12-31$173,087
Income. Interest from corporate debt instruments2020-12-31$-26,598
Value of interest in common/collective trusts at end of year2020-12-31$191,111,000
Value of interest in common/collective trusts at beginning of year2020-12-31$581,256,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$10,468,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$17,863,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$17,863,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$94,584
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$547,945,000
Asset value of US Government securities at end of year2020-12-31$500,000
Asset value of US Government securities at beginning of year2020-12-31$93,788,000
Net investment gain or loss from common/collective trusts2020-12-31$66,160,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$39,194,000
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$156,318
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$121,221,279
Aggregate carrying amount (costs) on sale of assets2020-12-31$109,541,989
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : CNH INDUSTRIAL U.S. PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$8,959,755
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$8,959,755
Total unrealized appreciation/depreciation of assets2019-12-31$8,959,755
Total unrealized appreciation/depreciation of assets2019-12-31$8,959,755
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,758,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,758,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$83,617,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$83,617,000
Total income from all sources (including contributions)2019-12-31$192,319,000
Total loss/gain on sale of assets2019-12-31$59,805,261
Total loss/gain on sale of assets2019-12-31$59,805,261
Total of all expenses incurred2019-12-31$525,193,000
Total of all expenses incurred2019-12-31$525,193,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$519,785,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$519,785,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$700,614,000
Value of total assets at end of year2019-12-31$700,614,000
Value of total assets at beginning of year2019-12-31$1,113,347,000
Value of total assets at beginning of year2019-12-31$1,113,347,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,408,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,408,000
Total interest from all sources2019-12-31$16,229,000
Total interest from all sources2019-12-31$16,229,000
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$145,471
Administrative expenses professional fees incurred2019-12-31$145,471
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$35,000,000
Value of fidelity bond cover2019-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$907,000
Assets. Other investments not covered elsewhere at end of year2019-12-31$907,000
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$87,368,000
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$87,368,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$67,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$67,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$9,890,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$9,890,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$3,758,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$3,758,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$83,617,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$83,617,000
Other income not declared elsewhere2019-12-31$49,510,123
Other income not declared elsewhere2019-12-31$49,510,123
Administrative expenses (other) incurred2019-12-31$2,048,038
Administrative expenses (other) incurred2019-12-31$2,048,038
Total non interest bearing cash at end of year2019-12-31$6,733,000
Total non interest bearing cash at end of year2019-12-31$6,733,000
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-332,874,000
Value of net income/loss2019-12-31$-332,874,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$696,856,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$696,856,000
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,029,730,000
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,029,730,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$2,925,855
Investment advisory and management fees2019-12-31$2,925,855
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Interest earned on other investments2019-12-31$531,780
Interest earned on other investments2019-12-31$531,780
Income. Interest from US Government securities2019-12-31$2,441,675
Income. Interest from US Government securities2019-12-31$2,441,675
Income. Interest from corporate debt instruments2019-12-31$12,968,679
Income. Interest from corporate debt instruments2019-12-31$12,968,679
Value of interest in common/collective trusts at end of year2019-12-31$581,256,000
Value of interest in common/collective trusts at end of year2019-12-31$581,256,000
Value of interest in common/collective trusts at beginning of year2019-12-31$229,158,000
Value of interest in common/collective trusts at beginning of year2019-12-31$229,158,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$17,863,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$17,863,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$13,601,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$13,601,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$13,601,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$13,601,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$286,866
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$286,866
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$450,601,000
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$450,601,000
Asset value of US Government securities at end of year2019-12-31$93,788,000
Asset value of US Government securities at end of year2019-12-31$93,788,000
Asset value of US Government securities at beginning of year2019-12-31$322,632,000
Asset value of US Government securities at beginning of year2019-12-31$322,632,000
Net investment gain or loss from common/collective trusts2019-12-31$57,814,861
Net investment gain or loss from common/collective trusts2019-12-31$57,814,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$69,184,000
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$237,279,000
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$237,279,000
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$213,419,000
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$213,419,000
Contract administrator fees2019-12-31$288,636
Contract administrator fees2019-12-31$288,636
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,763,768,449
Aggregate proceeds on sale of assets2019-12-31$1,763,768,449
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,703,963,188
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,703,963,188
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : CNH INDUSTRIAL U.S. PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-38,169,924
Total unrealized appreciation/depreciation of assets2018-12-31$-38,169,924
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$83,617,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$108,877,000
Total income from all sources (including contributions)2018-12-31$-59,056,000
Total loss/gain on sale of assets2018-12-31$-25,195,886
Total of all expenses incurred2018-12-31$116,074,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$111,713,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$1,113,347,000
Value of total assets at beginning of year2018-12-31$1,313,737,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,361,000
Total interest from all sources2018-12-31$28,685,000
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$430,162
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$87,368,000
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$115,293,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$9,890,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$7,582,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$83,617,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$108,877,000
Other income not declared elsewhere2018-12-31$-2,117,453
Administrative expenses (other) incurred2018-12-31$747,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-175,130,000
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,029,730,000
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,204,860,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$2,918,546
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$296,558,000
Interest earned on other investments2018-12-31$772,748
Income. Interest from US Government securities2018-12-31$5,407,735
Income. Interest from corporate debt instruments2018-12-31$22,188,644
Value of interest in common/collective trusts at end of year2018-12-31$229,158,000
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$13,601,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$17,855,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$17,855,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$315,873
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$31,802,000
Asset value of US Government securities at end of year2018-12-31$322,632,000
Asset value of US Government securities at beginning of year2018-12-31$343,824,000
Net investment gain or loss from common/collective trusts2018-12-31$-22,257,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$79,911,000
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$237,279,000
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$275,336,000
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$213,419,000
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$257,206,000
Contract administrator fees2018-12-31$264,583
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$83,000
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,021,068,643
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,046,264,529
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : CNH INDUSTRIAL U.S. PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$38,045,741
Total unrealized appreciation/depreciation of assets2017-12-31$38,045,741
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$108,877,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$90,409,000
Total income from all sources (including contributions)2017-12-31$144,359,000
Total loss/gain on sale of assets2017-12-31$8,656,893
Total of all expenses incurred2017-12-31$85,703,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$82,058,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$1,313,737,000
Value of total assets at beginning of year2017-12-31$1,236,613,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,645,000
Total interest from all sources2017-12-31$29,264,000
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$626,477
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$115,293,000
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$97,297,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$7,582,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$7,397,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$108,877,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$90,409,000
Other income not declared elsewhere2017-12-31$3,456,030
Administrative expenses (other) incurred2017-12-31$40,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$58,656,000
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,204,860,000
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,146,204,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$2,689,358
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$296,558,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$292,269,000
Interest earned on other investments2017-12-31$1,128,338
Income. Interest from US Government securities2017-12-31$5,197,617
Income. Interest from corporate debt instruments2017-12-31$22,770,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$17,855,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$34,975,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$34,975,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$167,514
Asset value of US Government securities at end of year2017-12-31$343,824,000
Asset value of US Government securities at beginning of year2017-12-31$295,719,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$64,936,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$82,058,000
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$275,336,000
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$266,189,000
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$257,206,000
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$242,642,000
Contract administrator fees2017-12-31$288,636
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$83,000
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$125,000
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$957,325,340
Aggregate carrying amount (costs) on sale of assets2017-12-31$948,668,447
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : CNH INDUSTRIAL U.S. PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,005,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$729,000
Total income from all sources (including contributions)2016-12-31$90,806,000
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$125,455,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$125,455,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$1,148,209,000
Value of total assets at beginning of year2016-12-31$1,181,582,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$35,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$43,857,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,005,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$729,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-34,649,000
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,146,204,000
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,180,853,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in master investment trust accounts at end of year2016-12-31$1,148,209,000
Value of interest in master investment trust accounts at beginning of year2016-12-31$1,181,582,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$81,598,000
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG
Accountancy firm EIN2016-12-31346565596
2015 : CNH INDUSTRIAL U.S. PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$729,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$260,000
Total income from all sources (including contributions)2015-12-31$-25,587,000
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$87,352,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$82,148,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$1,181,582,000
Value of total assets at beginning of year2015-12-31$1,294,052,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,204,000
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$35,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$729,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$260,000
Administrative expenses (other) incurred2015-12-31$5,204,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-112,939,000
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,180,853,000
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,293,792,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in master investment trust accounts at end of year2015-12-31$1,181,582,000
Value of interest in master investment trust accounts at beginning of year2015-12-31$1,294,052,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$82,148,000
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : CNH INDUSTRIAL U.S. PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$260,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$985,000
Total income from all sources (including contributions)2014-12-31$149,785,000
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$124,589,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$120,355,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$1,294,052,000
Value of total assets at beginning of year2014-12-31$1,269,581,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,234,000
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$35,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$260,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$985,000
Administrative expenses (other) incurred2014-12-31$4,234,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$25,196,000
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,293,792,000
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,268,596,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in master investment trust accounts at end of year2014-12-31$1,294,052,000
Value of interest in master investment trust accounts at beginning of year2014-12-31$1,269,581,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$120,355,000
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG
Accountancy firm EIN2014-12-31346565596
2013 : CNH INDUSTRIAL U.S. PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$985,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$879,000
Total income from all sources (including contributions)2013-12-31$118,212,000
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$91,549,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$85,814,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$1,269,581,000
Value of total assets at beginning of year2013-12-31$1,242,812,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,735,000
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$35,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$985,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$879,000
Administrative expenses (other) incurred2013-12-31$5,735,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$26,663,000
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,268,596,000
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,241,933,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in master investment trust accounts at end of year2013-12-31$1,269,581,000
Value of interest in master investment trust accounts at beginning of year2013-12-31$1,242,812,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$85,814,000
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : CNH INDUSTRIAL U.S. PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$879,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$751,000
Total income from all sources (including contributions)2012-12-31$144,083,000
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$90,220,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$85,081,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$1,242,812,000
Value of total assets at beginning of year2012-12-31$1,188,821,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,139,000
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$35,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$879,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$751,000
Administrative expenses (other) incurred2012-12-31$5,139,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$53,863,000
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,241,933,000
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,188,070,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in master investment trust accounts at end of year2012-12-31$1,242,812,000
Value of interest in master investment trust accounts at beginning of year2012-12-31$1,118,821,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$70,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$85,081,000
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : CNH INDUSTRIAL U.S. PENSION PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$751,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$697,000
Total income from all sources (including contributions)2011-12-31$163,359,000
Total of all expenses incurred2011-12-31$90,417,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$85,668,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$70,000,000
Value of total assets at end of year2011-12-31$1,188,821,000
Value of total assets at beginning of year2011-12-31$1,115,825,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,749,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$35,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$751,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$697,000
Administrative expenses (other) incurred2011-12-31$4,749,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$72,942,000
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,188,070,000
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,115,128,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in master investment trust accounts at end of year2011-12-31$1,118,821,000
Value of interest in master investment trust accounts at beginning of year2011-12-31$1,045,825,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$70,000,000
Employer contributions (assets) at end of year2011-12-31$70,000,000
Employer contributions (assets) at beginning of year2011-12-31$70,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$85,668,000
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : CNH INDUSTRIAL U.S. PENSION PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$697,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,044,000
Total income from all sources (including contributions)2010-12-31$192,920,000
Total of all expenses incurred2010-12-31$88,788,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$85,186,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$70,000,000
Value of total assets at end of year2010-12-31$1,115,825,000
Value of total assets at beginning of year2010-12-31$1,012,040,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,602,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$35,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$697,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,044,000
Administrative expenses (other) incurred2010-12-31$3,602,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$104,132,000
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,115,128,000
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,010,996,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in master investment trust accounts at end of year2010-12-31$1,045,825,000
Value of interest in master investment trust accounts at beginning of year2010-12-31$942,040,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$70,000,000
Employer contributions (assets) at end of year2010-12-31$70,000,000
Employer contributions (assets) at beginning of year2010-12-31$70,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$85,186,000
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DELOITTE & TOUCHE
Accountancy firm EIN2010-12-31133891517
2009 : CNH INDUSTRIAL U.S. PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CNH INDUSTRIAL U.S. PENSION PLAN

2022: CNH INDUSTRIAL U.S. PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CNH INDUSTRIAL U.S. PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CNH INDUSTRIAL U.S. PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CNH INDUSTRIAL U.S. PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CNH INDUSTRIAL U.S. PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CNH INDUSTRIAL U.S. PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CNH INDUSTRIAL U.S. PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CNH INDUSTRIAL U.S. PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CNH INDUSTRIAL U.S. PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CNH INDUSTRIAL U.S. PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CNH INDUSTRIAL U.S. PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CNH INDUSTRIAL U.S. PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CNH INDUSTRIAL U.S. PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number5017 & 5917
Policy instance 1
Insurance contract or identification number5017 & 5917
Number of Individuals Covered3581
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractSINGLE PREMIUM GROUP ANNUITY
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number5017 & 5917
Policy instance 1
Insurance contract or identification number5017 & 5917
Number of Individuals Covered3581
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractSINGLE PREMIUM GROUP ANNUITY
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number000000
Policy instance 1
Insurance contract or identification number000000
Number of Individuals Covered3193
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractSINGLE PREMIUM GROUP ANNUITY
BANNER LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 94250 )
Policy contract number000000
Policy instance 1
Insurance contract or identification number000000
Number of Individuals Covered715
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractSINGLE PREMIUM GROUP ANNUITY

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