THE WALMAN OPTICAL COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE WALMAN OPTICAL COMPANY 401(K) PLAN
Measure | Date | Value |
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2022 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,278,351 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,845,209 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,807,851 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $914,430 |
Value of total assets at end of year | 2022-12-31 | $97,282,515 |
Value of total assets at beginning of year | 2022-12-31 | $101,406,075 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $37,358 |
Total interest from all sources | 2022-12-31 | $6,203 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,568,909 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,568,909 |
Administrative expenses professional fees incurred | 2022-12-31 | $37,358 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $454,706 |
Participant contributions at end of year | 2022-12-31 | $1,101,453 |
Participant contributions at beginning of year | 2022-12-31 | $1,137,923 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $7,886 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $7,859 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $77,597 |
Other income not declared elsewhere | 2022-12-31 | $-499 |
Total non interest bearing cash at end of year | 2022-12-31 | $375,354 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $73,591 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-4,123,560 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $97,282,515 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $101,406,075 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $81,670,269 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $85,648,003 |
Interest on participant loans | 2022-12-31 | $6,203 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $14,127,553 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $14,538,699 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,796,628 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $29,234 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $382,127 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,807,851 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | REDPATH AND COMPANY, LTD |
Accountancy firm EIN | 2022-12-31 | 410975573 |
Total unrealized appreciation/depreciation of assets | 2022-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
Total income from all sources (including contributions) | 2022-11-30 | $52,719,543 |
Total loss/gain on sale of assets | 2022-11-30 | $0 |
Total of all expenses incurred | 2022-11-30 | $32,999,507 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-11-30 | $32,770,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-11-30 | $59,973,616 |
Value of total assets at end of year | 2022-11-30 | $101,406,115 |
Value of total assets at beginning of year | 2022-11-30 | $81,686,079 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-11-30 | $229,507 |
Total interest from all sources | 2022-11-30 | $64,992 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-11-30 | $6,052,204 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-11-30 | $6,052,204 |
Administrative expenses professional fees incurred | 2022-11-30 | $229,507 |
Was this plan covered by a fidelity bond | 2022-11-30 | Yes |
Value of fidelity bond cover | 2022-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-11-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-11-30 | No |
Contributions received from participants | 2022-11-30 | $4,339,854 |
Participant contributions at end of year | 2022-11-30 | $1,137,963 |
Participant contributions at beginning of year | 2022-11-30 | $1,380,455 |
Assets. Other investments not covered elsewhere at end of year | 2022-11-30 | $7,859 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-11-30 | $675,844 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-11-30 | $53,732,911 |
Other income not declared elsewhere | 2022-11-30 | $-11,077 |
Total non interest bearing cash at end of year | 2022-11-30 | $73,591 |
Total non interest bearing cash at beginning of year | 2022-11-30 | $78,031 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
Value of net income/loss | 2022-11-30 | $19,720,036 |
Value of net assets at end of year (total assets less liabilities) | 2022-11-30 | $101,406,115 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-11-30 | $81,686,079 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-11-30 | $85,648,003 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-11-30 | $69,016,996 |
Interest on participant loans | 2022-11-30 | $64,992 |
Value of interest in common/collective trusts at end of year | 2022-11-30 | $14,538,699 |
Value of interest in common/collective trusts at beginning of year | 2022-11-30 | $9,551,673 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-11-30 | $-13,543,983 |
Net investment gain or loss from common/collective trusts | 2022-11-30 | $183,791 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-11-30 | No |
Contributions received in cash from employer | 2022-11-30 | $1,900,851 |
Employer contributions (assets) at beginning of year | 2022-11-30 | $983,080 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-11-30 | $32,770,000 |
Did the plan have assets held for investment | 2022-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-11-30 | Unqualified |
Accountancy firm name | 2022-11-30 | REDPATH AND COMPANY, LTD |
Accountancy firm EIN | 2022-11-30 | 410975573 |
2021 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
Total income from all sources (including contributions) | 2021-11-30 | $15,252,405 |
Total loss/gain on sale of assets | 2021-11-30 | $0 |
Total of all expenses incurred | 2021-11-30 | $10,609,047 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-11-30 | $10,406,280 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-11-30 | $5,173,786 |
Value of total assets at end of year | 2021-11-30 | $81,686,079 |
Value of total assets at beginning of year | 2021-11-30 | $77,042,721 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-11-30 | $202,767 |
Total interest from all sources | 2021-11-30 | $72,808 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-11-30 | $4,148,254 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-11-30 | $4,148,254 |
Administrative expenses professional fees incurred | 2021-11-30 | $202,767 |
Was this plan covered by a fidelity bond | 2021-11-30 | Yes |
Value of fidelity bond cover | 2021-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-11-30 | No |
Contributions received from participants | 2021-11-30 | $3,976,537 |
Participant contributions at end of year | 2021-11-30 | $1,380,455 |
Participant contributions at beginning of year | 2021-11-30 | $1,314,677 |
Assets. Other investments not covered elsewhere at end of year | 2021-11-30 | $675,844 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-11-30 | $650,277 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-11-30 | $214,169 |
Other income not declared elsewhere | 2021-11-30 | $-1,951 |
Total non interest bearing cash at end of year | 2021-11-30 | $78,031 |
Total non interest bearing cash at beginning of year | 2021-11-30 | $58,675 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
Value of net income/loss | 2021-11-30 | $4,643,358 |
Value of net assets at end of year (total assets less liabilities) | 2021-11-30 | $81,686,079 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-11-30 | $77,042,721 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-11-30 | $69,016,996 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-11-30 | $64,879,277 |
Interest on participant loans | 2021-11-30 | $72,808 |
Value of interest in common/collective trusts at end of year | 2021-11-30 | $9,551,673 |
Value of interest in common/collective trusts at beginning of year | 2021-11-30 | $9,324,531 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-11-30 | $5,700,034 |
Net investment gain or loss from common/collective trusts | 2021-11-30 | $159,474 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-11-30 | No |
Contributions received in cash from employer | 2021-11-30 | $983,080 |
Employer contributions (assets) at end of year | 2021-11-30 | $983,080 |
Employer contributions (assets) at beginning of year | 2021-11-30 | $815,284 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-11-30 | $10,406,280 |
Did the plan have assets held for investment | 2021-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-11-30 | Unqualified |
Accountancy firm name | 2021-11-30 | REDPATH AND COMPANY, LTD |
Accountancy firm EIN | 2021-11-30 | 410975573 |
2020 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
Total income from all sources (including contributions) | 2020-11-30 | $18,044,465 |
Total loss/gain on sale of assets | 2020-11-30 | $0 |
Total of all expenses incurred | 2020-11-30 | $12,686,451 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-11-30 | $12,495,388 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-11-30 | $8,143,875 |
Value of total assets at end of year | 2020-11-30 | $77,042,721 |
Value of total assets at beginning of year | 2020-11-30 | $71,684,707 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-11-30 | $191,063 |
Total interest from all sources | 2020-11-30 | $67,744 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-11-30 | $3,563,556 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-11-30 | $3,563,556 |
Administrative expenses professional fees incurred | 2020-11-30 | $191,063 |
Was this plan covered by a fidelity bond | 2020-11-30 | Yes |
Value of fidelity bond cover | 2020-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-11-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-11-30 | No |
Contributions received from participants | 2020-11-30 | $3,364,365 |
Participant contributions at end of year | 2020-11-30 | $1,314,677 |
Participant contributions at beginning of year | 2020-11-30 | $1,529,595 |
Participant contributions at beginning of year | 2020-11-30 | $251 |
Assets. Other investments not covered elsewhere at end of year | 2020-11-30 | $650,277 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-11-30 | $521,576 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-11-30 | $3,964,226 |
Other income not declared elsewhere | 2020-11-30 | $13,053 |
Total non interest bearing cash at end of year | 2020-11-30 | $58,675 |
Total non interest bearing cash at beginning of year | 2020-11-30 | $53,910 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
Value of net income/loss | 2020-11-30 | $5,358,014 |
Value of net assets at end of year (total assets less liabilities) | 2020-11-30 | $77,042,721 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-11-30 | $71,684,707 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-11-30 | $64,879,277 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-11-30 | $60,685,228 |
Interest on participant loans | 2020-11-30 | $67,744 |
Value of interest in common/collective trusts at end of year | 2020-11-30 | $9,324,531 |
Value of interest in common/collective trusts at beginning of year | 2020-11-30 | $8,060,103 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-11-30 | $6,069,985 |
Net investment gain or loss from common/collective trusts | 2020-11-30 | $186,252 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-11-30 | No |
Contributions received in cash from employer | 2020-11-30 | $815,284 |
Employer contributions (assets) at end of year | 2020-11-30 | $815,284 |
Employer contributions (assets) at beginning of year | 2020-11-30 | $834,044 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-11-30 | $12,495,388 |
Did the plan have assets held for investment | 2020-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2020-11-30 | Unqualified |
Accountancy firm name | 2020-11-30 | REDPATH AND COMPANY, LTD |
Accountancy firm EIN | 2020-11-30 | 410975573 |
2019 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $0 |
Total income from all sources (including contributions) | 2019-11-30 | $14,118,637 |
Total loss/gain on sale of assets | 2019-11-30 | $0 |
Total of all expenses incurred | 2019-11-30 | $12,012,126 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-11-30 | $11,820,714 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-11-30 | $6,117,039 |
Value of total assets at end of year | 2019-11-30 | $71,684,707 |
Value of total assets at beginning of year | 2019-11-30 | $69,578,196 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-11-30 | $191,412 |
Total interest from all sources | 2019-11-30 | $83,011 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-11-30 | $4,848,062 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-11-30 | $4,848,062 |
Administrative expenses professional fees incurred | 2019-11-30 | $191,412 |
Was this plan covered by a fidelity bond | 2019-11-30 | Yes |
Value of fidelity bond cover | 2019-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-11-30 | No |
Contributions received from participants | 2019-11-30 | $3,480,381 |
Participant contributions at end of year | 2019-11-30 | $1,529,595 |
Participant contributions at beginning of year | 2019-11-30 | $1,547,079 |
Participant contributions at end of year | 2019-11-30 | $251 |
Assets. Other investments not covered elsewhere at end of year | 2019-11-30 | $521,576 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-11-30 | $420 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-11-30 | $1,802,614 |
Other income not declared elsewhere | 2019-11-30 | $4,613 |
Total non interest bearing cash at end of year | 2019-11-30 | $53,910 |
Total non interest bearing cash at beginning of year | 2019-11-30 | $36,115 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
Value of net income/loss | 2019-11-30 | $2,106,511 |
Value of net assets at end of year (total assets less liabilities) | 2019-11-30 | $71,684,707 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-11-30 | $69,578,196 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-11-30 | $60,685,228 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-11-30 | $58,666,705 |
Interest on participant loans | 2019-11-30 | $83,011 |
Value of interest in common/collective trusts at end of year | 2019-11-30 | $8,060,103 |
Value of interest in common/collective trusts at beginning of year | 2019-11-30 | $8,573,512 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-11-30 | $3,065,936 |
Net investment gain or loss from common/collective trusts | 2019-11-30 | $-24 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-11-30 | No |
Contributions received in cash from employer | 2019-11-30 | $834,044 |
Employer contributions (assets) at end of year | 2019-11-30 | $834,044 |
Employer contributions (assets) at beginning of year | 2019-11-30 | $754,365 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-11-30 | $11,820,714 |
Did the plan have assets held for investment | 2019-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2019-11-30 | Unqualified |
Accountancy firm name | 2019-11-30 | REDPATH AND COMPANY, LTD |
Accountancy firm EIN | 2019-11-30 | 410975573 |
2018 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $0 |
Total income from all sources (including contributions) | 2018-11-30 | $9,186,513 |
Total loss/gain on sale of assets | 2018-11-30 | $0 |
Total of all expenses incurred | 2018-11-30 | $8,008,162 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-30 | $7,818,354 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-30 | $7,463,364 |
Value of total assets at end of year | 2018-11-30 | $69,578,196 |
Value of total assets at beginning of year | 2018-11-30 | $68,399,845 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-30 | $189,808 |
Total interest from all sources | 2018-11-30 | $74,284 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-11-30 | $3,041,029 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-11-30 | $3,041,029 |
Administrative expenses professional fees incurred | 2018-11-30 | $189,808 |
Was this plan covered by a fidelity bond | 2018-11-30 | Yes |
Value of fidelity bond cover | 2018-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-11-30 | No |
Contributions received from participants | 2018-11-30 | $3,141,284 |
Participant contributions at end of year | 2018-11-30 | $1,547,079 |
Participant contributions at beginning of year | 2018-11-30 | $1,594,018 |
Assets. Other investments not covered elsewhere at end of year | 2018-11-30 | $420 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-11-30 | $264,616 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-11-30 | $3,567,150 |
Other income not declared elsewhere | 2018-11-30 | $1,971 |
Total non interest bearing cash at end of year | 2018-11-30 | $36,115 |
Total non interest bearing cash at beginning of year | 2018-11-30 | $48,444 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
Value of net income/loss | 2018-11-30 | $1,178,351 |
Value of net assets at end of year (total assets less liabilities) | 2018-11-30 | $69,578,196 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-11-30 | $68,399,845 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-11-30 | $58,666,705 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-11-30 | $57,045,436 |
Interest on participant loans | 2018-11-30 | $74,284 |
Value of interest in common/collective trusts at end of year | 2018-11-30 | $8,573,512 |
Value of interest in common/collective trusts at beginning of year | 2018-11-30 | $8,735,329 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-11-30 | $-1,394,135 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-11-30 | No |
Contributions received in cash from employer | 2018-11-30 | $754,930 |
Employer contributions (assets) at end of year | 2018-11-30 | $754,365 |
Employer contributions (assets) at beginning of year | 2018-11-30 | $712,002 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-30 | $7,818,354 |
Did the plan have assets held for investment | 2018-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2018-11-30 | Unqualified |
Accountancy firm name | 2018-11-30 | REDPATH AND COMPANY, LTD |
Accountancy firm EIN | 2018-11-30 | 410975573 |
2017 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-11-30 | $0 |
Total transfer of assets to this plan | 2017-11-30 | $7,398,740 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total income from all sources (including contributions) | 2017-11-30 | $13,998,498 |
Total loss/gain on sale of assets | 2017-11-30 | $0 |
Total of all expenses incurred | 2017-11-30 | $14,535,552 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $14,354,547 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $3,805,664 |
Value of total assets at end of year | 2017-11-30 | $68,399,845 |
Value of total assets at beginning of year | 2017-11-30 | $61,538,159 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $181,005 |
Total interest from all sources | 2017-11-30 | $67,946 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $3,209,212 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-11-30 | $3,209,212 |
Administrative expenses professional fees incurred | 2017-11-30 | $181,005 |
Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
Value of fidelity bond cover | 2017-11-30 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
Contributions received from participants | 2017-11-30 | $2,923,150 |
Participant contributions at end of year | 2017-11-30 | $1,594,018 |
Participant contributions at beginning of year | 2017-11-30 | $1,438,348 |
Assets. Other investments not covered elsewhere at end of year | 2017-11-30 | $264,616 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-11-30 | $255,660 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-11-30 | $170,512 |
Other income not declared elsewhere | 2017-11-30 | $5,836 |
Total non interest bearing cash at end of year | 2017-11-30 | $48,444 |
Total non interest bearing cash at beginning of year | 2017-11-30 | $47,636 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Value of net income/loss | 2017-11-30 | $-537,054 |
Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $68,399,845 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $61,538,159 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $57,045,436 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $50,518,637 |
Interest on participant loans | 2017-11-30 | $67,946 |
Value of interest in common/collective trusts at end of year | 2017-11-30 | $8,735,329 |
Value of interest in common/collective trusts at beginning of year | 2017-11-30 | $8,641,004 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-11-30 | $6,909,840 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
Contributions received in cash from employer | 2017-11-30 | $712,002 |
Employer contributions (assets) at end of year | 2017-11-30 | $712,002 |
Employer contributions (assets) at beginning of year | 2017-11-30 | $636,874 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $14,354,547 |
Did the plan have assets held for investment | 2017-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Unqualified |
Accountancy firm name | 2017-11-30 | REDPATH AND COMPANY, LTD. |
Accountancy firm EIN | 2017-11-30 | 410975573 |
2016 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
Total transfer of assets to this plan | 2016-11-30 | $5,394,918 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
Total income from all sources (including contributions) | 2016-11-30 | $5,227,498 |
Total loss/gain on sale of assets | 2016-11-30 | $0 |
Total of all expenses incurred | 2016-11-30 | $7,015,273 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $6,862,596 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $3,544,487 |
Value of total assets at end of year | 2016-11-30 | $61,538,159 |
Value of total assets at beginning of year | 2016-11-30 | $57,931,016 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $152,677 |
Total interest from all sources | 2016-11-30 | $57,560 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $2,700,985 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-11-30 | $2,700,985 |
Administrative expenses professional fees incurred | 2016-11-30 | $114,906 |
Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
Value of fidelity bond cover | 2016-11-30 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2016-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
Contributions received from participants | 2016-11-30 | $2,615,283 |
Participant contributions at end of year | 2016-11-30 | $1,438,348 |
Participant contributions at beginning of year | 2016-11-30 | $1,363,756 |
Assets. Other investments not covered elsewhere at end of year | 2016-11-30 | $255,660 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-11-30 | $202,329 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-11-30 | $292,330 |
Other income not declared elsewhere | 2016-11-30 | $47,248 |
Administrative expenses (other) incurred | 2016-11-30 | $117 |
Total non interest bearing cash at end of year | 2016-11-30 | $47,636 |
Total non interest bearing cash at beginning of year | 2016-11-30 | $44,274 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
Value of net income/loss | 2016-11-30 | $-1,787,775 |
Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $61,538,159 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $57,931,016 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
Investment advisory and management fees | 2016-11-30 | $37,654 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $50,518,637 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $48,325,511 |
Income. Interest from loans (other than to participants) | 2016-11-30 | $57,560 |
Value of interest in common/collective trusts at end of year | 2016-11-30 | $8,641,004 |
Value of interest in common/collective trusts at beginning of year | 2016-11-30 | $7,491,220 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-11-30 | $-1,122,782 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
Contributions received in cash from employer | 2016-11-30 | $636,874 |
Employer contributions (assets) at end of year | 2016-11-30 | $636,874 |
Employer contributions (assets) at beginning of year | 2016-11-30 | $503,926 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $6,862,596 |
Did the plan have assets held for investment | 2016-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Unqualified |
Accountancy firm name | 2016-11-30 | REDPATH AND COMPANY, LTD. |
Accountancy firm EIN | 2016-11-30 | 410975573 |
2015 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-11-30 | $0 |
Total transfer of assets to this plan | 2015-11-30 | $4,973,670 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $0 |
Total income from all sources (including contributions) | 2015-11-30 | $3,626,418 |
Total loss/gain on sale of assets | 2015-11-30 | $0 |
Total of all expenses incurred | 2015-11-30 | $7,684,467 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-11-30 | $7,535,471 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-11-30 | $2,976,392 |
Value of total assets at end of year | 2015-11-30 | $57,931,016 |
Value of total assets at beginning of year | 2015-11-30 | $57,015,395 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-11-30 | $148,996 |
Total interest from all sources | 2015-11-30 | $59,866 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-11-30 | $3,043,687 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-11-30 | $3,043,687 |
Administrative expenses professional fees incurred | 2015-11-30 | $96,231 |
Was this plan covered by a fidelity bond | 2015-11-30 | Yes |
Value of fidelity bond cover | 2015-11-30 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2015-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-11-30 | No |
Contributions received from participants | 2015-11-30 | $2,148,888 |
Participant contributions at end of year | 2015-11-30 | $1,363,756 |
Participant contributions at beginning of year | 2015-11-30 | $1,364,668 |
Assets. Other investments not covered elsewhere at end of year | 2015-11-30 | $202,329 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-11-30 | $529,896 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-11-30 | $323,578 |
Other income not declared elsewhere | 2015-11-30 | $-10,682 |
Total non interest bearing cash at end of year | 2015-11-30 | $44,274 |
Total non interest bearing cash at beginning of year | 2015-11-30 | $75,583 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
Value of net income/loss | 2015-11-30 | $-4,058,049 |
Value of net assets at end of year (total assets less liabilities) | 2015-11-30 | $57,931,016 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-11-30 | $57,015,395 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-11-30 | No |
Investment advisory and management fees | 2015-11-30 | $52,765 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-11-30 | $48,325,511 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-11-30 | $48,330,936 |
Interest on participant loans | 2015-11-30 | $59,866 |
Value of interest in common/collective trusts at end of year | 2015-11-30 | $7,491,220 |
Value of interest in common/collective trusts at beginning of year | 2015-11-30 | $6,215,869 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-11-30 | $-2,512,053 |
Net investment gain or loss from common/collective trusts | 2015-11-30 | $69,208 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-11-30 | No |
Contributions received in cash from employer | 2015-11-30 | $503,926 |
Employer contributions (assets) at end of year | 2015-11-30 | $503,926 |
Employer contributions (assets) at beginning of year | 2015-11-30 | $498,443 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-11-30 | $7,535,471 |
Did the plan have assets held for investment | 2015-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2015-11-30 | Unqualified |
Accountancy firm name | 2015-11-30 | REDPATH AND COMPANY, LTD. |
Accountancy firm EIN | 2015-11-30 | 410975573 |
2014 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-11-30 | $0 |
Total transfer of assets to this plan | 2014-11-30 | $2,803,020 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
Total income from all sources (including contributions) | 2014-11-30 | $7,035,047 |
Total loss/gain on sale of assets | 2014-11-30 | $0 |
Total of all expenses incurred | 2014-11-30 | $6,598,940 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-11-30 | $6,390,468 |
Value of total corrective distributions | 2014-11-30 | $48,347 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-11-30 | $2,628,581 |
Value of total assets at end of year | 2014-11-30 | $57,015,395 |
Value of total assets at beginning of year | 2014-11-30 | $53,776,268 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-11-30 | $160,125 |
Total interest from all sources | 2014-11-30 | $57,921 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-11-30 | $2,102,805 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-11-30 | $2,102,805 |
Administrative expenses professional fees incurred | 2014-11-30 | $106,961 |
Was this plan covered by a fidelity bond | 2014-11-30 | Yes |
Value of fidelity bond cover | 2014-11-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-11-30 | No |
Contributions received from participants | 2014-11-30 | $2,124,021 |
Participant contributions at end of year | 2014-11-30 | $1,364,668 |
Participant contributions at beginning of year | 2014-11-30 | $1,306,098 |
Assets. Other investments not covered elsewhere at end of year | 2014-11-30 | $529,896 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-11-30 | $520,259 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-11-30 | $6,117 |
Other income not declared elsewhere | 2014-11-30 | $-6,028 |
Administrative expenses (other) incurred | 2014-11-30 | $476 |
Total non interest bearing cash at end of year | 2014-11-30 | $75,583 |
Total non interest bearing cash at beginning of year | 2014-11-30 | $39,400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
Value of net income/loss | 2014-11-30 | $436,107 |
Value of net assets at end of year (total assets less liabilities) | 2014-11-30 | $57,015,395 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-11-30 | $53,776,268 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-11-30 | No |
Investment advisory and management fees | 2014-11-30 | $52,688 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-11-30 | $48,330,936 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-11-30 | $45,284,851 |
Interest on participant loans | 2014-11-30 | $57,921 |
Value of interest in common/collective trusts at end of year | 2014-11-30 | $6,215,869 |
Value of interest in common/collective trusts at beginning of year | 2014-11-30 | $6,115,717 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-11-30 | $2,157,630 |
Net investment gain or loss from common/collective trusts | 2014-11-30 | $94,138 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-11-30 | No |
Contributions received in cash from employer | 2014-11-30 | $498,443 |
Employer contributions (assets) at end of year | 2014-11-30 | $498,443 |
Employer contributions (assets) at beginning of year | 2014-11-30 | $509,943 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-11-30 | $6,390,468 |
Did the plan have assets held for investment | 2014-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2014-11-30 | Unqualified |
Accountancy firm name | 2014-11-30 | REDPATH AND COMPANY, LTD. |
Accountancy firm EIN | 2014-11-30 | 410975573 |
2013 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-11-30 | $0 |
Total transfer of assets to this plan | 2013-11-30 | $4,525,688 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
Total income from all sources (including contributions) | 2013-11-30 | $12,259,686 |
Total loss/gain on sale of assets | 2013-11-30 | $0 |
Total of all expenses incurred | 2013-11-30 | $3,512,578 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-11-30 | $3,419,596 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-11-30 | $2,974,098 |
Value of total assets at end of year | 2013-11-30 | $53,776,268 |
Value of total assets at beginning of year | 2013-11-30 | $40,503,472 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-11-30 | $92,982 |
Total interest from all sources | 2013-11-30 | $48,466 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-11-30 | $1,211,299 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-11-30 | $1,211,299 |
Administrative expenses professional fees incurred | 2013-11-30 | $92,982 |
Was this plan covered by a fidelity bond | 2013-11-30 | Yes |
Value of fidelity bond cover | 2013-11-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-11-30 | No |
Contributions received from participants | 2013-11-30 | $2,127,106 |
Participant contributions at end of year | 2013-11-30 | $1,306,098 |
Participant contributions at beginning of year | 2013-11-30 | $1,019,816 |
Assets. Other investments not covered elsewhere at end of year | 2013-11-30 | $520,259 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-11-30 | $255,558 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-11-30 | $337,049 |
Other income not declared elsewhere | 2013-11-30 | $-30,879 |
Total non interest bearing cash at end of year | 2013-11-30 | $39,400 |
Total non interest bearing cash at beginning of year | 2013-11-30 | $5,368 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
Value of net income/loss | 2013-11-30 | $8,747,108 |
Value of net assets at end of year (total assets less liabilities) | 2013-11-30 | $53,776,268 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-11-30 | $40,503,472 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-11-30 | $45,284,851 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-11-30 | $33,189,546 |
Interest on participant loans | 2013-11-30 | $48,466 |
Value of interest in common/collective trusts at end of year | 2013-11-30 | $6,115,717 |
Value of interest in common/collective trusts at beginning of year | 2013-11-30 | $5,598,899 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-11-30 | $8,101,749 |
Net investment gain or loss from common/collective trusts | 2013-11-30 | $-45,047 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-11-30 | No |
Contributions received in cash from employer | 2013-11-30 | $509,943 |
Employer contributions (assets) at end of year | 2013-11-30 | $509,943 |
Employer contributions (assets) at beginning of year | 2013-11-30 | $434,285 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-11-30 | $3,419,596 |
Did the plan have assets held for investment | 2013-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-11-30 | No |
Opinion of an independent qualified public accountant for this plan | 2013-11-30 | Unqualified |
Accountancy firm name | 2013-11-30 | HLB TAUTGES REDPATH, LTD. |
Accountancy firm EIN | 2013-11-30 | 410975573 |
2012 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-11-30 | $0 |
Total transfer of assets to this plan | 2012-11-30 | $1,189,760 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
Total income from all sources (including contributions) | 2012-11-30 | $6,641,189 |
Total loss/gain on sale of assets | 2012-11-30 | $0 |
Total of all expenses incurred | 2012-11-30 | $2,992,700 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $2,940,605 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $2,386,599 |
Value of total assets at end of year | 2012-11-30 | $40,503,472 |
Value of total assets at beginning of year | 2012-11-30 | $35,665,223 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $52,095 |
Total interest from all sources | 2012-11-30 | $47,280 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-11-30 | $724,546 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-11-30 | $724,546 |
Administrative expenses professional fees incurred | 2012-11-30 | $52,095 |
Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
Value of fidelity bond cover | 2012-11-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
Contributions received from participants | 2012-11-30 | $1,923,518 |
Participant contributions at end of year | 2012-11-30 | $1,019,816 |
Participant contributions at beginning of year | 2012-11-30 | $1,108,371 |
Assets. Other investments not covered elsewhere at end of year | 2012-11-30 | $255,558 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-11-30 | $262,750 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-11-30 | $28,796 |
Other income not declared elsewhere | 2012-11-30 | $-18,924 |
Total non interest bearing cash at end of year | 2012-11-30 | $5,368 |
Total non interest bearing cash at beginning of year | 2012-11-30 | $3,571 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
Value of net income/loss | 2012-11-30 | $3,648,489 |
Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $40,503,472 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $35,665,223 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-11-30 | $33,189,546 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-11-30 | $28,496,997 |
Interest on participant loans | 2012-11-30 | $47,280 |
Value of interest in common/collective trusts at end of year | 2012-11-30 | $5,598,899 |
Value of interest in common/collective trusts at beginning of year | 2012-11-30 | $5,362,494 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-11-30 | $3,374,449 |
Net investment gain or loss from common/collective trusts | 2012-11-30 | $127,239 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
Contributions received in cash from employer | 2012-11-30 | $434,285 |
Employer contributions (assets) at end of year | 2012-11-30 | $434,285 |
Employer contributions (assets) at beginning of year | 2012-11-30 | $431,040 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $2,940,605 |
Did the plan have assets held for investment | 2012-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Disclaimer |
Accountancy firm name | 2012-11-30 | HLB TAUTGES REDPATH, LTD. |
Accountancy firm EIN | 2012-11-30 | 410975573 |
2011 : THE WALMAN OPTICAL COMPANY 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-11-30 | $0 |
Total transfer of assets to this plan | 2011-11-30 | $3,220,396 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
Total income from all sources (including contributions) | 2011-11-30 | $3,096,524 |
Total loss/gain on sale of assets | 2011-11-30 | $0 |
Total of all expenses incurred | 2011-11-30 | $2,991,112 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $2,912,527 |
Expenses. Certain deemed distributions of participant loans | 2011-11-30 | $2,148 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $2,353,313 |
Value of total assets at end of year | 2011-11-30 | $35,665,223 |
Value of total assets at beginning of year | 2011-11-30 | $32,339,415 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $76,437 |
Total interest from all sources | 2011-11-30 | $53,814 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-11-30 | $802,862 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-11-30 | $802,862 |
Administrative expenses professional fees incurred | 2011-11-30 | $76,437 |
Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
Value of fidelity bond cover | 2011-11-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
Contributions received from participants | 2011-11-30 | $1,893,233 |
Participant contributions at end of year | 2011-11-30 | $1,108,371 |
Participant contributions at beginning of year | 2011-11-30 | $1,084,669 |
Assets. Other investments not covered elsewhere at end of year | 2011-11-30 | $262,750 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-11-30 | $272,279 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-11-30 | $29,040 |
Other income not declared elsewhere | 2011-11-30 | $-3,464 |
Total non interest bearing cash at end of year | 2011-11-30 | $3,571 |
Total non interest bearing cash at beginning of year | 2011-11-30 | $3,004 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
Value of net income/loss | 2011-11-30 | $105,412 |
Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $35,665,223 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $32,339,415 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-11-30 | $28,496,997 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-11-30 | $26,168,802 |
Interest on participant loans | 2011-11-30 | $53,814 |
Value of interest in common/collective trusts at end of year | 2011-11-30 | $5,362,494 |
Value of interest in common/collective trusts at beginning of year | 2011-11-30 | $4,438,787 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-11-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-11-30 | $-201,591 |
Net investment gain or loss from common/collective trusts | 2011-11-30 | $91,590 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
Contributions received in cash from employer | 2011-11-30 | $431,040 |
Employer contributions (assets) at end of year | 2011-11-30 | $431,040 |
Employer contributions (assets) at beginning of year | 2011-11-30 | $371,874 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $2,912,527 |
Did the plan have assets held for investment | 2011-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Disclaimer |
Accountancy firm name | 2011-11-30 | BOULAY, HEUTMAKER, ZIBELL & CO PLLP |
Accountancy firm EIN | 2011-11-30 | 410887288 |