401k Plan data: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN plan

DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan Name	DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN
Plan identification number	001

DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

DOUGLAS CORPORATON has sponsored the creation of one or more 401k plans.

Company Name: DOUGLAS CORPORATON

Employer identification number (EIN): 410665761

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-10-01
001 2019-10-01
001 2018-10-01
001 2017-10-01
001 2016-10-01 STEVE MONTBRIAND STEVE MONTBRIAND 2018-06-26
001 2015-10-01 STEVE MONTBRIAND STEVE MONTBRIAND 2017-04-24
001 2014-10-01 RONALD SKANSE RONALD SKANSE 2016-07-11
001 2013-10-01 RONALD SKANSE RONALD SKANSE 2015-07-15
001 2012-10-01 STEVE MONTBRIAND STEVE MONTBRIAND 2014-05-02
001 2011-10-01 RONALD SKANSE RONALD SKANSE 2013-07-01
001 2009-10-01 RONALD SKANSE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2020-10-01
001	2019-10-01
001	2018-10-01
001	2017-10-01
001	2016-10-01	STEVE MONTBRIAND	STEVE MONTBRIAND	2018-06-26
001	2015-10-01	STEVE MONTBRIAND	STEVE MONTBRIAND	2017-04-24
001	2014-10-01	RONALD SKANSE	RONALD SKANSE	2016-07-11
001	2013-10-01	RONALD SKANSE	RONALD SKANSE	2015-07-15
001	2012-10-01	STEVE MONTBRIAND	STEVE MONTBRIAND	2014-05-02
001	2011-10-01	RONALD SKANSE	RONALD SKANSE	2013-07-01
001	2009-10-01	RONALD SKANSE

Plan Statistics for DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2020: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-10-01 362
Total number of active participants reported on line 7a of the Form 5500 2020-10-01 0
Number of retired or separated participants receiving benefits 2020-10-01 0
Number of other retired or separated participants entitled to future benefits 2020-10-01 0
Total of all active and inactive participants 2020-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-10-01 0
Total participants 2020-10-01 0
Number of participants with account balances 2020-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-10-01 0
2019: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 448
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 157
Number of retired or separated participants receiving benefits 2019-10-01 0
Number of other retired or separated participants entitled to future benefits 2019-10-01 185
Total of all active and inactive participants 2019-10-01 342
Total participants 2019-10-01 342
Number of participants with account balances 2019-10-01 185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 0
2018: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 346
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 337
Number of retired or separated participants receiving benefits 2018-10-01 0
Number of other retired or separated participants entitled to future benefits 2018-10-01 82
Total of all active and inactive participants 2018-10-01 419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 1
Total participants 2018-10-01 420
Number of participants with account balances 2018-10-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 0
2017: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 423
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 269
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 76
Total of all active and inactive participants 2017-10-01 345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 1
Total participants 2017-10-01 346
Number of participants with account balances 2017-10-01 255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 457
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 297
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 125
Total of all active and inactive participants 2016-10-01 422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 1
Total participants 2016-10-01 423
Number of participants with account balances 2016-10-01 382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 11
2015: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 346
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 394
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 57
Total of all active and inactive participants 2015-10-01 451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 451
Number of participants with account balances 2015-10-01 380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 7
2014: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 374
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 311
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 35
Total of all active and inactive participants 2014-10-01 346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 346
Number of participants with account balances 2014-10-01 346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 2
2013: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 323
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 343
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 29
Total of all active and inactive participants 2013-10-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 2
Total participants 2013-10-01 374
Number of participants with account balances 2013-10-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 297
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 299
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 18
Total of all active and inactive participants 2012-10-01 317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 6
Total participants 2012-10-01 323
Number of participants with account balances 2012-10-01 278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 4
2011: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 280
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 278
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 17
Total of all active and inactive participants 2011-10-01 295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 2
Total participants 2011-10-01 297
Number of participants with account balances 2011-10-01 260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2009: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 279
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 251
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 17
Total of all active and inactive participants 2009-10-01 268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 268
Number of participants with account balances 2009-10-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2020: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-10-01	362
Total number of active participants reported on line 7a of the Form 5500	2020-10-01	0
Number of retired or separated participants receiving benefits	2020-10-01	0
Number of other retired or separated participants entitled to future benefits	2020-10-01	0
Total of all active and inactive participants	2020-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-10-01	0
Total participants	2020-10-01	0
Number of participants with account balances	2020-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-10-01	0
2019: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	448
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	157
Number of retired or separated participants receiving benefits	2019-10-01	0
Number of other retired or separated participants entitled to future benefits	2019-10-01	185
Total of all active and inactive participants	2019-10-01	342
Total participants	2019-10-01	342
Number of participants with account balances	2019-10-01	185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	0
2018: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	346
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	337
Number of retired or separated participants receiving benefits	2018-10-01	0
Number of other retired or separated participants entitled to future benefits	2018-10-01	82
Total of all active and inactive participants	2018-10-01	419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	1
Total participants	2018-10-01	420
Number of participants with account balances	2018-10-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	0
2017: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	423
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	269
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	76
Total of all active and inactive participants	2017-10-01	345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	1
Total participants	2017-10-01	346
Number of participants with account balances	2017-10-01	255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	457
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	297
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	125
Total of all active and inactive participants	2016-10-01	422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	1
Total participants	2016-10-01	423
Number of participants with account balances	2016-10-01	382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	11
2015: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	346
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	394
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	57
Total of all active and inactive participants	2015-10-01	451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	451
Number of participants with account balances	2015-10-01	380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	7
2014: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	374
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	311
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	35
Total of all active and inactive participants	2014-10-01	346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	346
Number of participants with account balances	2014-10-01	346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	2
2013: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	323
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	343
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	29
Total of all active and inactive participants	2013-10-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	2
Total participants	2013-10-01	374
Number of participants with account balances	2013-10-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	297
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	299
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	18
Total of all active and inactive participants	2012-10-01	317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	6
Total participants	2012-10-01	323
Number of participants with account balances	2012-10-01	278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	4
2011: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	280
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	278
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	17
Total of all active and inactive participants	2011-10-01	295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	2
Total participants	2011-10-01	297
Number of participants with account balances	2011-10-01	260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2009: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	279
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	251
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	17
Total of all active and inactive participants	2009-10-01	268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	268
Number of participants with account balances	2009-10-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN

Measure	Date	Value
2021 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-02-28	$0
Total income from all sources (including contributions)	2021-02-28	$77,214
Total loss/gain on sale of assets	2021-02-28	$0
Total of all expenses incurred	2021-02-28	$4,885,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-02-28	$4,874,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-02-28	$0
Value of total assets at end of year	2021-02-28	$0
Value of total assets at beginning of year	2021-02-28	$4,808,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-02-28	$11,514
Total interest from all sources	2021-02-28	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-02-28	$1,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-02-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2021-02-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2021-02-28	$1,377
Was this plan covered by a fidelity bond	2021-02-28	Yes
Value of fidelity bond cover	2021-02-28	$500,000
If this is an individual account plan, was there a blackout period	2021-02-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-02-28	$0
Were there any nonexempt tranactions with any party-in-interest	2021-02-28	No
Participant contributions at end of year	2021-02-28	$0
Participant contributions at beginning of year	2021-02-28	$35,123
Other income not declared elsewhere	2021-02-28	$-10,246
Administrative expenses (other) incurred	2021-02-28	$11,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-02-28	No
Value of net income/loss	2021-02-28	$-4,808,784
Value of net assets at end of year (total assets less liabilities)	2021-02-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-02-28	$4,808,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-02-28	No
Were any leases to which the plan was party in default or uncollectible	2021-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-02-28	$4,773,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-02-28	$86,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-02-28	No
Was there a failure to transmit to the plan any participant contributions	2021-02-28	No
Has the plan failed to provide any benefit when due under the plan	2021-02-28	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-02-28	$4,874,484
Did the plan have assets held for investment	2021-02-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2021-02-28	Disclaimer
Accountancy firm name	2021-02-28	JEFFREY SWEETSER CPA
Accountancy firm EIN	2021-02-28	474560041
2020 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$731,617
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$5,063,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$5,016,338
Value of total corrective distributions	2020-09-30	$9,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$147,079
Value of total assets at end of year	2020-09-30	$4,808,784
Value of total assets at beginning of year	2020-09-30	$9,140,264
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$37,244
Total interest from all sources	2020-09-30	$4,719
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$107,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-09-30	$107,961
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$500,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Contributions received from participants	2020-09-30	$147,079
Participant contributions at end of year	2020-09-30	$35,123
Participant contributions at beginning of year	2020-09-30	$211,020
Other income not declared elsewhere	2020-09-30	$1,345
Administrative expenses (other) incurred	2020-09-30	$37,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$-4,331,480
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$4,808,784
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$9,140,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-09-30	$4,773,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-09-30	$8,929,244
Interest on participant loans	2020-09-30	$4,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-09-30	$470,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-09-30	$5,016,338
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2020-09-30	474560041
2019 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total income from all sources (including contributions)	2019-09-30	$707,879
Total loss/gain on sale of assets	2019-09-30	$0
Total of all expenses incurred	2019-09-30	$2,625,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$2,530,574
Value of total corrective distributions	2019-09-30	$48,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$300,418
Value of total assets at end of year	2019-09-30	$9,140,264
Value of total assets at beginning of year	2019-09-30	$11,057,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$46,411
Total interest from all sources	2019-09-30	$10,629
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$188,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-09-30	$188,113
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$500,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Contributions received from participants	2019-09-30	$275,184
Participant contributions at end of year	2019-09-30	$211,020
Participant contributions at beginning of year	2019-09-30	$207,527
Income. Received or receivable in cash from other sources (including rollovers)	2019-09-30	$25,234
Other income not declared elsewhere	2019-09-30	$2,417
Administrative expenses (other) incurred	2019-09-30	$46,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Value of net income/loss	2019-09-30	$-1,917,487
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$9,140,264
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$11,057,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-09-30	$8,929,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-09-30	$10,850,224
Interest on participant loans	2019-09-30	$10,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-09-30	$206,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-09-30	$2,530,574
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-09-30	Disclaimer
Accountancy firm name	2019-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2019-09-30	474560041
2018 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total income from all sources (including contributions)	2018-09-30	$989,140
Total loss/gain on sale of assets	2018-09-30	$0
Total of all expenses incurred	2018-09-30	$3,323,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$3,223,419
Value of total corrective distributions	2018-09-30	$53,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$414,815
Value of total assets at end of year	2018-09-30	$11,057,751
Value of total assets at beginning of year	2018-09-30	$13,391,873
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$46,484
Total interest from all sources	2018-09-30	$10,687
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$151,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-09-30	$151,884
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$500,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$414,815
Participant contributions at end of year	2018-09-30	$207,527
Participant contributions at beginning of year	2018-09-30	$246,565
Other income not declared elsewhere	2018-09-30	$4,557
Administrative expenses (other) incurred	2018-09-30	$46,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$-2,334,122
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$11,057,751
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$13,391,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$10,850,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$13,145,308
Interest on participant loans	2018-09-30	$10,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-09-30	$407,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$3,223,419
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2018-09-30	474560041
2017 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$1,814,379
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$1,594,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$1,543,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$834,752
Value of total assets at end of year	2017-09-30	$13,391,873
Value of total assets at beginning of year	2017-09-30	$13,172,403
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$51,831
Total interest from all sources	2017-09-30	$11,404
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$147,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-09-30	$147,724
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$454,752
Participant contributions at end of year	2017-09-30	$246,565
Participant contributions at beginning of year	2017-09-30	$268,435
Other income not declared elsewhere	2017-09-30	$613
Administrative expenses (other) incurred	2017-09-30	$51,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$219,470
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$13,391,873
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$13,172,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$13,145,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$12,903,968
Interest earned on other investments	2017-09-30	$11,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-30	$819,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Contributions received in cash from employer	2017-09-30	$380,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$1,543,078
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2017-09-30	474560041
2016 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$1,605,605
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$1,095,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$1,037,240
Value of total corrective distributions	2016-09-30	$8,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$879,056
Value of total assets at end of year	2016-09-30	$13,172,403
Value of total assets at beginning of year	2016-09-30	$12,662,551
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$49,641
Total interest from all sources	2016-09-30	$11,840
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$125,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$125,860
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$434,056
Participant contributions at end of year	2016-09-30	$268,435
Participant contributions at beginning of year	2016-09-30	$279,424
Other income not declared elsewhere	2016-09-30	$781
Administrative expenses (other) incurred	2016-09-30	$49,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$509,852
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$13,172,403
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$12,662,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$12,903,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$12,383,127
Interest on participant loans	2016-09-30	$11,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$588,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Contributions received in cash from employer	2016-09-30	$445,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$1,037,240
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2016-09-30	474560041
2015 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$731,284
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$907,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$856,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$861,588
Value of total assets at end of year	2015-09-30	$12,662,551
Value of total assets at beginning of year	2015-09-30	$12,838,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$50,689
Total interest from all sources	2015-09-30	$10,497
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$588,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$588,069
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$379,331
Participant contributions at end of year	2015-09-30	$279,424
Participant contributions at beginning of year	2015-09-30	$205,632
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$37,257
Other income not declared elsewhere	2015-09-30	$474
Administrative expenses (other) incurred	2015-09-30	$50,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-176,015
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$12,662,551
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$12,838,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$12,383,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$12,632,934
Interest on participant loans	2015-09-30	$10,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-729,344
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$445,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$856,610
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2015-09-30	474560041
2014 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$1,367,219
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$1,786,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,722,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$677,517
Value of total assets at end of year	2014-09-30	$12,838,566
Value of total assets at beginning of year	2014-09-30	$13,258,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$64,685
Total interest from all sources	2014-09-30	$9,783
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$406,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$406,956
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$327,517
Participant contributions at end of year	2014-09-30	$205,632
Participant contributions at beginning of year	2014-09-30	$257,109
Other income not declared elsewhere	2014-09-30	$1,720
Administrative expenses (other) incurred	2014-09-30	$64,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$-419,602
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$12,838,566
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$13,258,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$12,632,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$13,001,059
Interest on participant loans	2014-09-30	$9,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$271,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$350,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,722,136
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2014-09-30	474560041
2013 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$1,520,218
Total loss/gain on sale of assets	2013-09-30	$41
Total of all expenses incurred	2013-09-30	$1,411,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$1,370,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$630,029
Value of total assets at end of year	2013-09-30	$13,258,168
Value of total assets at beginning of year	2013-09-30	$13,149,302
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$40,571
Total interest from all sources	2013-09-30	$10,856
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$244,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$244,329
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$350,029
Participant contributions at end of year	2013-09-30	$257,109
Participant contributions at beginning of year	2013-09-30	$284,236
Other income not declared elsewhere	2013-09-30	$2,007
Administrative expenses (other) incurred	2013-09-30	$40,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$108,866
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$13,258,168
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$13,149,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$13,001,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$12,865,066
Interest on participant loans	2013-09-30	$10,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$632,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$280,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$1,370,781
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Aggregate proceeds on sale of assets	2013-09-30	$5,522
Aggregate carrying amount (costs) on sale of assets	2013-09-30	$5,481
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	JEFFRERY SWEETSER, CPA
Accountancy firm EIN	2013-09-30	474560041
2012 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$520
Total unrealized appreciation/depreciation of assets	2012-09-30	$520
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$1,690,397
Total loss/gain on sale of assets	2012-09-30	$14
Total of all expenses incurred	2012-09-30	$589,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$529,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$564,684
Value of total assets at end of year	2012-09-30	$13,149,302
Value of total assets at beginning of year	2012-09-30	$12,048,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$59,754
Total interest from all sources	2012-09-30	$13,857
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$130,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$130,111
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$314,684
Participant contributions at end of year	2012-09-30	$284,236
Participant contributions at beginning of year	2012-09-30	$336,677
Other income not declared elsewhere	2012-09-30	$29,612
Administrative expenses (other) incurred	2012-09-30	$59,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$1,101,241
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$13,149,302
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$12,048,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$12,865,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$11,711,384
Interest on participant loans	2012-09-30	$13,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$951,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$529,402
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Aggregate proceeds on sale of assets	2012-09-30	$378,897
Aggregate carrying amount (costs) on sale of assets	2012-09-30	$378,883
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	JEFFREY SWEETSER, CPA
Accountancy firm EIN	2012-09-30	414560041
2011 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$697,297
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$658,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$614,482
Value of total corrective distributions	2011-09-30	$654
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$604,624
Value of total assets at end of year	2011-09-30	$12,048,061
Value of total assets at beginning of year	2011-09-30	$12,008,767
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$42,867
Total interest from all sources	2011-09-30	$19,065
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$62,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$62,086
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$324,624
Participant contributions at end of year	2011-09-30	$336,677
Participant contributions at beginning of year	2011-09-30	$413,060
Other income not declared elsewhere	2011-09-30	$39,694
Administrative expenses (other) incurred	2011-09-30	$42,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$39,294
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$12,048,061
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$12,008,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$11,711,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$11,595,707
Interest on participant loans	2011-09-30	$19,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-28,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$280,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$614,482
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	SMITH, SCHAFER & ASSOCIATES, LTD
Accountancy firm EIN	2011-09-30	411489071
2010 : DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN

2020: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2020 form 5500 responses
2020-10-01	Type of plan entity	Single employer plan
2020-10-01	Submission has been amended	No
2020-10-01	This submission is the final filing	Yes
2020-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-10-01	Plan is a collectively bargained plan	No
2020-10-01	Plan funding arrangement – Trust	Yes
2020-10-01	Plan benefit arrangement - Trust	Yes
2019: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Submission has been amended	No
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	Yes
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: DOUGLAS CORPORATION PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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DOUGLAS CORPORATION OF MICHIGAN 401K PLAN [EIN = 382953866]

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Company Name:	DOUGLAS CORPORATON
Employer identification number (EIN):	410665761
NAIC Classification:	339900