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NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 401k Plan overview

Plan NameNORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN
Plan identification number 001

NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHWEST EYE CLINIC, P.A. has sponsored the creation of one or more 401k plans.

Company Name:NORTHWEST EYE CLINIC, P.A.
Employer identification number (EIN):410982668
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01KATIE SWENGROS2021-09-27 KATIE SWENGROS2021-09-27
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01DONNA BRAUN
0012016-01-01DONNA BRAUN
0012015-01-01DONNA BRAUN
0012014-01-01DONNA BRAUN
0012013-01-01DONNA BRAUN
0012012-01-01DONNA BRAUN
0012011-01-01JOEN CONDON
0012010-01-01BARBARA DAIKER
0012009-01-01 BARBARA DAIKER2010-10-15
0012009-01-01BARBARA DAIKER BARBARA DAIKER2010-10-15

Plan Statistics for NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN

401k plan membership statisitcs for NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN

Measure Date Value
2019: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01231
Total number of active participants reported on line 7a of the Form 55002019-01-01130
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01130
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01229
Total number of active participants reported on line 7a of the Form 55002018-01-01148
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0181
Total of all active and inactive participants2018-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01230
Number of participants with account balances2018-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01212
Total number of active participants reported on line 7a of the Form 55002017-01-01144
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0183
Total of all active and inactive participants2017-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01228
Number of participants with account balances2017-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01215
Total number of active participants reported on line 7a of the Form 55002016-01-01138
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0171
Total of all active and inactive participants2016-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01210
Number of participants with account balances2016-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01203
Total number of active participants reported on line 7a of the Form 55002015-01-01145
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0169
Total of all active and inactive participants2015-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01215
Number of participants with account balances2015-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01203
Total number of active participants reported on line 7a of the Form 55002014-01-01141
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01198
Number of participants with account balances2014-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01194
Total number of active participants reported on line 7a of the Form 55002013-01-01138
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0158
Total of all active and inactive participants2013-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01197
Number of participants with account balances2013-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01195
Total number of active participants reported on line 7a of the Form 55002012-01-01139
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0152
Total of all active and inactive participants2012-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01192
Number of participants with account balances2012-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01170
Total number of active participants reported on line 7a of the Form 55002011-01-01140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0153
Total of all active and inactive participants2011-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01194
Number of participants with account balances2011-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01165
Total number of active participants reported on line 7a of the Form 55002010-01-01133
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0132
Total of all active and inactive participants2010-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01166
Number of participants with account balances2010-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01149
Total number of active participants reported on line 7a of the Form 55002009-01-01128
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01157
Number of participants with account balances2009-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN

Measure Date Value
2019 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$2,931,298
Total transfer of assets from this plan2019-12-31$2,931,298
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,492,583
Total income from all sources (including contributions)2019-12-31$5,492,583
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,731,787
Total of all expenses incurred2019-12-31$1,731,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,654,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,654,526
Expenses. Certain deemed distributions of participant loans2019-12-31$-5,168
Expenses. Certain deemed distributions of participant loans2019-12-31$-5,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,013,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,013,415
Value of total assets at end of year2019-12-31$20,807,310
Value of total assets at end of year2019-12-31$20,807,310
Value of total assets at beginning of year2019-12-31$19,977,812
Value of total assets at beginning of year2019-12-31$19,977,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$82,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$82,429
Total interest from all sources2019-12-31$7,354
Total interest from all sources2019-12-31$7,354
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$176,267
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$176,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$176,267
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$176,267
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$656,369
Contributions received from participants2019-12-31$656,369
Participant contributions at end of year2019-12-31$103,627
Participant contributions at end of year2019-12-31$103,627
Participant contributions at beginning of year2019-12-31$120,848
Participant contributions at beginning of year2019-12-31$120,848
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,189
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,189
Other income not declared elsewhere2019-12-31$5
Other income not declared elsewhere2019-12-31$5
Administrative expenses (other) incurred2019-12-31$82,429
Administrative expenses (other) incurred2019-12-31$82,429
Total non interest bearing cash at end of year2019-12-31$19,348,902
Total non interest bearing cash at end of year2019-12-31$19,348,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,760,796
Value of net income/loss2019-12-31$3,760,796
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,807,310
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,807,310
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,977,812
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,977,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$997,576
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$997,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,579,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,579,781
Interest on participant loans2019-12-31$7,287
Interest on participant loans2019-12-31$7,287
Interest earned on other investments2019-12-31$2
Interest earned on other investments2019-12-31$2
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$9,584,774
Value of interest in common/collective trusts at beginning of year2019-12-31$9,584,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,357
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$65
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$65
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,285,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,285,731
Net investment gain or loss from common/collective trusts2019-12-31$2,009,811
Net investment gain or loss from common/collective trusts2019-12-31$2,009,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$352,857
Contributions received in cash from employer2019-12-31$352,857
Employer contributions (assets) at end of year2019-12-31$352,848
Employer contributions (assets) at end of year2019-12-31$352,848
Employer contributions (assets) at beginning of year2019-12-31$691,188
Employer contributions (assets) at beginning of year2019-12-31$691,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,654,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,654,526
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$107,507
Aggregate proceeds on sale of assets2019-12-31$107,507
Aggregate carrying amount (costs) on sale of assets2019-12-31$107,507
Aggregate carrying amount (costs) on sale of assets2019-12-31$107,507
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31OLSEN THIELEN & CO., LTD
Accountancy firm name2019-12-31OLSEN THIELEN & CO., LTD
Accountancy firm EIN2019-12-31411360831
Accountancy firm EIN2019-12-31411360831
2018 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$352,797
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,255,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,177,895
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,436,244
Value of total assets at end of year2018-12-31$19,977,812
Value of total assets at beginning of year2018-12-31$20,880,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$77,273
Total interest from all sources2018-12-31$6,203
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$162,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$162,391
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$735,108
Participant contributions at end of year2018-12-31$120,848
Participant contributions at beginning of year2018-12-31$159,496
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$10,141
Other income not declared elsewhere2018-12-31$539
Administrative expenses (other) incurred2018-12-31$77,273
Total non interest bearing cash at beginning of year2018-12-31$1,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-902,371
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,977,812
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$20,880,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,579,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,463,405
Interest on participant loans2018-12-31$6,176
Interest earned on other investments2018-12-31$7
Value of interest in common/collective trusts at end of year2018-12-31$9,584,774
Value of interest in common/collective trusts at beginning of year2018-12-31$10,642,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-812,702
Net investment gain or loss from common/collective trusts2018-12-31$-439,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$690,995
Employer contributions (assets) at end of year2018-12-31$691,188
Employer contributions (assets) at beginning of year2018-12-31$613,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,177,895
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$519,788
Aggregate carrying amount (costs) on sale of assets2018-12-31$519,788
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LURIE, LLP
Accountancy firm EIN2018-12-31410721734
2017 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,324,120
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$370,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$301,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,330,914
Value of total assets at end of year2017-12-31$20,880,183
Value of total assets at beginning of year2017-12-31$16,926,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$69,665
Total interest from all sources2017-12-31$7,338
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$102,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$102,604
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$709,757
Participant contributions at end of year2017-12-31$159,496
Participant contributions at beginning of year2017-12-31$191,026
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,857
Administrative expenses (other) incurred2017-12-31$69,665
Total non interest bearing cash at end of year2017-12-31$1,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,953,299
Value of net assets at end of year (total assets less liabilities)2017-12-31$20,880,183
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,926,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,463,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,317,119
Interest on participant loans2017-12-31$7,338
Value of interest in common/collective trusts at end of year2017-12-31$10,642,950
Value of interest in common/collective trusts at beginning of year2017-12-31$8,795,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,411,249
Net investment gain or loss from common/collective trusts2017-12-31$1,472,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$613,300
Employer contributions (assets) at end of year2017-12-31$613,300
Employer contributions (assets) at beginning of year2017-12-31$623,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$301,156
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$166
Aggregate carrying amount (costs) on sale of assets2017-12-31$166
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LURIE, LLP
Accountancy firm EIN2017-12-31410721734
2016 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,432,197
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,174,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,124,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,309,817
Value of total assets at end of year2016-12-31$16,926,884
Value of total assets at beginning of year2016-12-31$17,669,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$49,525
Total interest from all sources2016-12-31$6,246
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$118,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$118,936
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$650,501
Participant contributions at end of year2016-12-31$191,026
Participant contributions at beginning of year2016-12-31$135,632
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$39,849
Administrative expenses (other) incurred2016-12-31$49,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-742,163
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,926,884
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,669,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,317,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,934,413
Interest on participant loans2016-12-31$6,246
Value of interest in common/collective trusts at end of year2016-12-31$8,795,459
Value of interest in common/collective trusts at beginning of year2016-12-31$2,961,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$576,326
Net investment gain or loss from common/collective trusts2016-12-31$420,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$619,467
Employer contributions (assets) at end of year2016-12-31$623,280
Employer contributions (assets) at beginning of year2016-12-31$637,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,124,835
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LURIE, LLP
Accountancy firm EIN2016-12-31410721734
2015 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$104
Total income from all sources (including contributions)2015-12-31$1,196,920
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,073,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,029,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,275,297
Value of total assets at end of year2015-12-31$17,669,047
Value of total assets at beginning of year2015-12-31$17,546,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$44,000
Total interest from all sources2015-12-31$5,874
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$149,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$149,342
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$625,898
Participant contributions at end of year2015-12-31$135,632
Participant contributions at beginning of year2015-12-31$163,863
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$23,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$104
Other income not declared elsewhere2015-12-31$1
Administrative expenses (other) incurred2015-12-31$44,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$122,986
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,669,047
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$17,546,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,934,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,231,214
Interest on participant loans2015-12-31$5,874
Value of interest in common/collective trusts at end of year2015-12-31$2,961,529
Value of interest in common/collective trusts at beginning of year2015-12-31$2,557,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-267,891
Net investment gain or loss from common/collective trusts2015-12-31$34,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$626,105
Employer contributions (assets) at end of year2015-12-31$637,473
Employer contributions (assets) at beginning of year2015-12-31$593,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,029,934
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LURIE, LLP
Accountancy firm EIN2015-12-31410721734
2014 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,261,836
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,351,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,306,060
Expenses. Certain deemed distributions of participant loans2014-12-31$5,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,167,120
Value of total assets at end of year2014-12-31$17,546,165
Value of total assets at beginning of year2014-12-31$16,635,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$39,916
Total interest from all sources2014-12-31$7,643
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$165,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$165,509
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$580,710
Participant contributions at end of year2014-12-31$163,863
Participant contributions at beginning of year2014-12-31$228,331
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$104
Other income not declared elsewhere2014-12-31$233
Administrative expenses (other) incurred2014-12-31$39,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$910,691
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,546,061
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,635,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,231,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,969,292
Interest on participant loans2014-12-31$7,643
Value of interest in common/collective trusts at end of year2014-12-31$2,557,896
Value of interest in common/collective trusts at beginning of year2014-12-31$1,839,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$632,668
Net investment gain or loss from common/collective trusts2014-12-31$288,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$586,410
Employer contributions (assets) at end of year2014-12-31$593,192
Employer contributions (assets) at beginning of year2014-12-31$598,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,306,060
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LURIE BESIKOF LAPIDUS & COMPANY LLP
Accountancy firm EIN2014-12-31410721734
2013 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,003,887
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$344,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$290,420
Expenses. Certain deemed distributions of participant loans2013-12-31$10,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,141,724
Value of total assets at end of year2013-12-31$16,635,370
Value of total assets at beginning of year2013-12-31$13,975,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$43,880
Total interest from all sources2013-12-31$7,976
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$161,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$161,632
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$545,982
Participant contributions at end of year2013-12-31$228,331
Participant contributions at beginning of year2013-12-31$195,815
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,978
Other income not declared elsewhere2013-12-31$2,319
Administrative expenses (other) incurred2013-12-31$43,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,659,500
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,635,370
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,975,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,969,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,491,720
Interest on participant loans2013-12-31$7,976
Value of interest in common/collective trusts at end of year2013-12-31$1,839,265
Value of interest in common/collective trusts at beginning of year2013-12-31$714,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,500,249
Net investment gain or loss from common/collective trusts2013-12-31$189,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$589,764
Employer contributions (assets) at end of year2013-12-31$598,482
Employer contributions (assets) at beginning of year2013-12-31$573,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$290,420
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LURIE BESIKOF LAPIDUS AND CO. LLP
Accountancy firm EIN2013-12-31410721734
2012 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,482,815
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$902,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$852,566
Expenses. Certain deemed distributions of participant loans2012-12-31$12,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,097,119
Value of total assets at end of year2012-12-31$13,975,870
Value of total assets at beginning of year2012-12-31$12,395,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$38,044
Total interest from all sources2012-12-31$7,414
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$207,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$207,777
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$516,693
Participant contributions at end of year2012-12-31$195,815
Participant contributions at beginning of year2012-12-31$155,962
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$16,921
Administrative expenses (other) incurred2012-12-31$38,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,580,195
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,975,870
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,395,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,491,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,071,300
Interest on participant loans2012-12-31$7,414
Value of interest in common/collective trusts at end of year2012-12-31$714,542
Value of interest in common/collective trusts at beginning of year2012-12-31$583,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,117,409
Net investment gain or loss from common/collective trusts2012-12-31$53,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$563,505
Employer contributions (assets) at end of year2012-12-31$573,793
Employer contributions (assets) at beginning of year2012-12-31$584,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$852,566
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LURIE BESIKOF LAPIDUS AND CO. LLP
Accountancy firm EIN2012-12-31410721734
2011 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,073,484
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$272,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$214,347
Expenses. Certain deemed distributions of participant loans2011-12-31$27,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,094,357
Value of total assets at end of year2011-12-31$12,395,675
Value of total assets at beginning of year2011-12-31$11,595,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,134
Total interest from all sources2011-12-31$6,890
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$181,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$181,445
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$499,770
Participant contributions at end of year2011-12-31$155,962
Participant contributions at beginning of year2011-12-31$167,072
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,864
Other income not declared elsewhere2011-12-31$66
Administrative expenses (other) incurred2011-12-31$31,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$800,648
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,395,675
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,595,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,071,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,474,442
Interest on participant loans2011-12-31$6,890
Value of interest in common/collective trusts at end of year2011-12-31$583,520
Value of interest in common/collective trusts at beginning of year2011-12-31$351,796
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-214,607
Net investment gain or loss from common/collective trusts2011-12-31$5,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$586,723
Employer contributions (assets) at end of year2011-12-31$584,893
Employer contributions (assets) at beginning of year2011-12-31$601,717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$214,347
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LURIE BESIKOF LAPIDUS AND CO. LLP
Accountancy firm EIN2011-12-31410721734
2010 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,278,922
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$921,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$917,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,082,391
Value of total assets at end of year2010-12-31$11,595,027
Value of total assets at beginning of year2010-12-31$10,237,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,029
Total interest from all sources2010-12-31$6,590
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$214,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$214,731
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$468,225
Participant contributions at end of year2010-12-31$167,072
Participant contributions at beginning of year2010-12-31$127,484
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,982
Administrative expenses (other) incurred2010-12-31$4,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,357,669
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,595,027
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,237,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,474,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,331,138
Interest on participant loans2010-12-31$6,590
Value of interest in common/collective trusts at end of year2010-12-31$351,796
Value of interest in common/collective trusts at beginning of year2010-12-31$211,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$957,766
Net investment gain or loss from common/collective trusts2010-12-31$17,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$602,184
Employer contributions (assets) at end of year2010-12-31$601,717
Employer contributions (assets) at beginning of year2010-12-31$567,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$917,224
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LURIE BESIKOF LAPIDUS AND CO. LLP
Accountancy firm EIN2010-12-31410721734
2009 : NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN

2019: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHWEST EYE CLINIC, P.A. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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