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TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 401k Plan overview

Plan NameTWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN
Plan identification number 003

TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TWIN CITIES ANESTHESIA ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name:TWIN CITIES ANESTHESIA ASSOCIATES, P.A.
Employer identification number (EIN):410995496
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032015-01-01ROBYN GRAY
0032013-01-01ROBYN GRAY
0032012-01-01ROBYN GRAY

Plan Statistics for TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN

401k plan membership statisitcs for TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN

Measure Date Value
2015: TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01191
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2013: TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01196
Total number of active participants reported on line 7a of the Form 55002013-01-01154
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0133
Total of all active and inactive participants2013-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01187
Number of participants with account balances2013-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01192
Total number of active participants reported on line 7a of the Form 55002012-01-01155
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0141
Total of all active and inactive participants2012-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01196
Number of participants with account balances2012-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012

Financial Data on TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN

Measure Date Value
2015 : TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$97,214,891
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$97,214,891
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,787,787
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,615,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,428,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,382,219
Value of total assets at end of year2015-12-31$97,214,891
Value of total assets at beginning of year2015-12-31$102,042,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$187,198
Total interest from all sources2015-12-31$9,974
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,376,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,376,654
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$515,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,740,592
Participant contributions at end of year2015-12-31$277,582
Participant contributions at beginning of year2015-12-31$149,134
Assets. Other investments not covered elsewhere at end of year2015-12-31$42,953,987
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$46,315,665
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$19,387
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$97,214,891
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-2,236,606
Administrative expenses (other) incurred2015-12-31$59,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,827,681
Value of net assets at end of year (total assets less liabilities)2015-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$102,042,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$127,553
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$48,868,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$50,136,550
Interest on participant loans2015-12-31$9,974
Value of interest in common/collective trusts at end of year2015-12-31$3,860,143
Value of interest in common/collective trusts at beginning of year2015-12-31$4,221,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,797,719
Net investment gain or loss from common/collective trusts2015-12-31$53,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,622,240
Employer contributions (assets) at end of year2015-12-31$1,254,708
Employer contributions (assets) at beginning of year2015-12-31$1,219,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,428,270
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2013 : TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$22,527,832
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,583,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,435,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,215,044
Value of total assets at end of year2013-12-31$93,518,174
Value of total assets at beginning of year2013-12-31$76,573,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$147,571
Total interest from all sources2013-12-31$6,811
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,544,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,544,546
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,771,862
Participant contributions at end of year2013-12-31$177,741
Participant contributions at beginning of year2013-12-31$171,731
Assets. Other investments not covered elsewhere at end of year2013-12-31$41,580,403
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$33,885,157
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$42,832
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$6,366,340
Administrative expenses (other) incurred2013-12-31$15,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$16,944,302
Value of net assets at end of year (total assets less liabilities)2013-12-31$93,518,174
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$76,573,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$132,251
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$46,803,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$37,465,987
Interest on participant loans2013-12-31$6,811
Value of interest in common/collective trusts at end of year2013-12-31$3,874,538
Value of interest in common/collective trusts at beginning of year2013-12-31$4,095,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,344,651
Net investment gain or loss from common/collective trusts2013-12-31$50,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,400,350
Employer contributions (assets) at end of year2013-12-31$1,082,397
Employer contributions (assets) at beginning of year2013-12-31$955,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,435,959
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LURIE BESIKOF LAPIDUS & CO
Accountancy firm EIN2013-12-31410721734
2012 : TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$14,431,070
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,723,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,705,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,301,149
Value of total assets at end of year2012-12-31$76,573,872
Value of total assets at beginning of year2012-12-31$64,866,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,026
Total interest from all sources2012-12-31$8,833
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$746,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$746,959
Administrative expenses professional fees incurred2012-12-31$52
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,597,122
Participant contributions at end of year2012-12-31$171,731
Participant contributions at beginning of year2012-12-31$183,112
Assets. Other investments not covered elsewhere at end of year2012-12-31$33,885,157
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$28,740,611
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$504,106
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$23,086
Other income not declared elsewhere2012-12-31$3,027,953
Administrative expenses (other) incurred2012-12-31$530
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$11,707,233
Value of net assets at end of year (total assets less liabilities)2012-12-31$76,573,872
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$64,866,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$92,210
Investment advisory and management fees2012-12-31$17,444
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$37,465,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$30,849,039
Interest on participant loans2012-12-31$8,833
Value of interest in common/collective trusts at end of year2012-12-31$4,095,476
Value of interest in common/collective trusts at beginning of year2012-12-31$3,961,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,306,673
Net investment gain or loss from common/collective trusts2012-12-31$39,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,199,921
Employer contributions (assets) at end of year2012-12-31$955,521
Employer contributions (assets) at beginning of year2012-12-31$1,017,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,705,811
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LURIE BESIKOF LAPIDUS & CO
Accountancy firm EIN2012-12-31410721734

Form 5500 Responses for TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN

2015: TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2013: TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TWIN CITIES ANESTHESIA ASSOCIATES, P.A. -- AAPA DIVISION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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