401k Plan data: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN plan

WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 401k Plan overview

Plan Name	WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN
Plan identification number	002

WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAMS & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: WILLIAMS & ASSOCIATES, INC.

Employer identification number (EIN): 411224279

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01 GILBERT C. WILLIAMS
002 2017-01-01 GILBERT C. WILLIAMS
002 2016-01-01 GILBERT C. WILLIAMS
002 2015-01-01 GILBERT C. WILLIAMS
002 2014-01-01 GILBERT C WILLIAMS GILBERT C. WILLIAMS 2015-07-28
002 2013-01-01 GILBERT C. WILLIAMS
002 2012-01-01 GILBERT C. WILLIAMS
002 2011-01-01 GILBERT C. WILLIAMS
002 2010-01-01 GILBERT C WILLIAMS
002 2009-01-01 GILBERT C. WILLIAMS

Plan Statistics for WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN

401k plan membership statisitcs for WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN

Measure Date Value
2022: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 63
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 13
Total of all active and inactive participants 2022-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 76
Number of participants with account balances 2022-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 5
2021: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 61
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 13
Total of all active and inactive participants 2021-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 74
Number of participants with account balances 2021-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 65
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 12
Total of all active and inactive participants 2020-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 77
Number of participants with account balances 2020-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 71
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 35
Total of all active and inactive participants 2019-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 106
Number of participants with account balances 2019-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2018: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 88
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 16
Total of all active and inactive participants 2018-01-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 104
Number of participants with account balances 2018-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 101
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 87
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 13
Total of all active and inactive participants 2017-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 100
Number of participants with account balances 2017-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 93
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 85
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 14
Total of all active and inactive participants 2016-01-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 99
Number of participants with account balances 2016-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 98
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 81
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 10
Total of all active and inactive participants 2015-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 91
Number of participants with account balances 2015-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 84
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 10
Total of all active and inactive participants 2014-01-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 94
Number of participants with account balances 2014-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 86
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 9
Total of all active and inactive participants 2013-01-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 95
Number of participants with account balances 2013-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 91
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 82
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 92
Number of participants with account balances 2012-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 90
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 84
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 91
Number of participants with account balances 2011-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 99
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 89
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 89
Number of participants with account balances 2010-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 107
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 88
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 9
Total of all active and inactive participants 2009-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 97
Number of participants with account balances 2009-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	63
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	13
Total of all active and inactive participants	2022-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	76
Number of participants with account balances	2022-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	5
2021: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	61
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	13
Total of all active and inactive participants	2021-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	74
Number of participants with account balances	2021-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	65
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	12
Total of all active and inactive participants	2020-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	77
Number of participants with account balances	2020-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	71
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	35
Total of all active and inactive participants	2019-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	106
Number of participants with account balances	2019-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	88
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	16
Total of all active and inactive participants	2018-01-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	104
Number of participants with account balances	2018-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	101
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	87
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	13
Total of all active and inactive participants	2017-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	100
Number of participants with account balances	2017-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	93
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	85
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	14
Total of all active and inactive participants	2016-01-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	99
Number of participants with account balances	2016-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	98
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	81
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	10
Total of all active and inactive participants	2015-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	91
Number of participants with account balances	2015-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	84
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	10
Total of all active and inactive participants	2014-01-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	94
Number of participants with account balances	2014-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	86
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	9
Total of all active and inactive participants	2013-01-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	95
Number of participants with account balances	2013-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	91
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	82
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	92
Number of participants with account balances	2012-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	90
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	84
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	91
Number of participants with account balances	2011-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	99
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	89
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	89
Number of participants with account balances	2010-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	107
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	88
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	9
Total of all active and inactive participants	2009-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	97
Number of participants with account balances	2009-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN

Measure	Date	Value
2022 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-719,992
Expenses. Total of all expenses incurred	2022-12-31	$1,420,670
Benefits paid (including direct rollovers)	2022-12-31	$1,374,612
Total plan assets at end of year	2022-12-31	$4,662,754
Total plan assets at beginning of year	2022-12-31	$6,803,416
Value of fidelity bond covering the plan	2022-12-31	$500,000
Total contributions received or receivable from participants	2022-12-31	$140,011
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-885,138
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-2,140,662
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$4,662,754
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$6,803,416
Assets. Value of participant loans	2022-12-31	$85,301
Total contributions received or receivable from employer(s)	2022-12-31	$25,135
Value of certain deemed distributions of participant loans	2022-12-31	$24,212
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$21,846
2021 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$696,770
Expenses. Total of all expenses incurred	2021-12-31	$219,189
Benefits paid (including direct rollovers)	2021-12-31	$217,541
Total plan assets at end of year	2021-12-31	$6,803,416
Total plan assets at beginning of year	2021-12-31	$6,325,835
Value of fidelity bond covering the plan	2021-12-31	$500,000
Assets. Value of tangible personal property	2021-12-31	$0
Total contributions received or receivable from participants	2021-12-31	$167,092
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$504,540
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$477,581
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$6,803,416
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$6,325,835
Assets. Value of participant loans	2021-12-31	$48,470
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Assets. Value of real-estate (other than employer real property)	2021-12-31	$0
Assets. Value of employer securities	2021-12-31	$0
Assets. Value of employer real property	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$25,138
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$1,648
2020 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$496
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$830,909
Expenses. Total of all expenses incurred	2020-12-31	$322,172
Benefits paid (including direct rollovers)	2020-12-31	$302,340
Total plan assets at end of year	2020-12-31	$6,325,835
Total plan assets at beginning of year	2020-12-31	$5,816,602
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$147,064
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$659,721
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$508,737
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$6,325,835
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$5,816,602
Assets. Value of participant loans	2020-12-31	$56,751
Total contributions received or receivable from employer(s)	2020-12-31	$24,124
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$19,832
2019 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$1,211,059
Expenses. Total of all expenses incurred	2019-12-31	$1,372,574
Benefits paid (including direct rollovers)	2019-12-31	$1,335,280
Total plan assets at end of year	2019-12-31	$5,816,602
Total plan assets at beginning of year	2019-12-31	$5,978,117
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$169,773
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$5,777
Other income received	2019-12-31	$1,010,051
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$-161,515
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$5,816,602
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$5,978,117
Assets. Value of participant loans	2019-12-31	$58,387
Total contributions received or receivable from employer(s)	2019-12-31	$25,458
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$37,294
2018 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-91,390
Expenses. Total of all expenses incurred	2018-12-31	$486,988
Benefits paid (including direct rollovers)	2018-12-31	$441,508
Total plan assets at end of year	2018-12-31	$5,978,117
Total plan assets at beginning of year	2018-12-31	$6,556,495
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$181,959
Expenses. Other expenses not covered elsewhere	2018-12-31	$45,382
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-301,116
Net income (gross income less expenses)	2018-12-31	$-578,378
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$5,978,117
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$6,556,495
Assets. Value of participant loans	2018-12-31	$45,710
Total contributions received or receivable from employer(s)	2018-12-31	$27,767
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$98
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total income from all sources	2017-12-31	$1,229,173
Expenses. Total of all expenses incurred	2017-12-31	$259,854
Benefits paid (including direct rollovers)	2017-12-31	$217,822
Total plan assets at end of year	2017-12-31	$6,556,495
Total plan assets at beginning of year	2017-12-31	$5,587,176
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$203,277
Expenses. Other expenses not covered elsewhere	2017-12-31	$42,032
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$996,560
Net income (gross income less expenses)	2017-12-31	$969,319
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$6,556,495
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$5,587,176
Assets. Value of participant loans	2017-12-31	$54,938
Total contributions received or receivable from employer(s)	2017-12-31	$29,336
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$688,771
Expenses. Total of all expenses incurred	2016-12-31	$167,531
Benefits paid (including direct rollovers)	2016-12-31	$127,739
Total plan assets at end of year	2016-12-31	$5,587,176
Total plan assets at beginning of year	2016-12-31	$5,065,936
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$202,263
Expenses. Other expenses not covered elsewhere	2016-12-31	$37,914
Other income received	2016-12-31	$455,595
Net income (gross income less expenses)	2016-12-31	$521,240
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$5,587,176
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$5,065,936
Assets. Value of participant loans	2016-12-31	$38,118
Total contributions received or receivable from employer(s)	2016-12-31	$30,913
Value of corrective distributions	2016-12-31	$1,878
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$295,538
Expenses. Total of all expenses incurred	2015-12-31	$992,649
Benefits paid (including direct rollovers)	2015-12-31	$953,533
Total plan assets at end of year	2015-12-31	$5,065,936
Total plan assets at beginning of year	2015-12-31	$5,763,047
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$209,793
Expenses. Other expenses not covered elsewhere	2015-12-31	$39,116
Other income received	2015-12-31	$54,684
Net income (gross income less expenses)	2015-12-31	$-697,111
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$5,065,936
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$5,763,047
Assets. Value of participant loans	2015-12-31	$45,121
Total contributions received or receivable from employer(s)	2015-12-31	$31,061
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total income from all sources	2014-12-31	$562,342
Expenses. Total of all expenses incurred	2014-12-31	$343,294
Benefits paid (including direct rollovers)	2014-12-31	$304,614
Total plan assets at end of year	2014-12-31	$5,763,047
Total plan assets at beginning of year	2014-12-31	$5,543,999
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$212,505
Expenses. Other expenses not covered elsewhere	2014-12-31	$38,680
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$319,481
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$219,048
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$5,763,047
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,543,999
Assets. Value of participant loans	2014-12-31	$44,608
Total contributions received or receivable from employer(s)	2014-12-31	$30,356
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,133,646
Expenses. Total of all expenses incurred	2013-12-31	$264,914
Benefits paid (including direct rollovers)	2013-12-31	$216,471
Total plan assets at end of year	2013-12-31	$5,543,999
Total plan assets at beginning of year	2013-12-31	$4,675,267
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$220,939
Expenses. Other expenses not covered elsewhere	2013-12-31	$48,443
Contributions received from other sources (not participants or employers)	2013-12-31	$10,000
Other income received	2013-12-31	$872,772
Net income (gross income less expenses)	2013-12-31	$868,732
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,543,999
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,675,267
Assets. Value of participant loans	2013-12-31	$41,888
Total contributions received or receivable from employer(s)	2013-12-31	$29,935
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$803,403
Expenses. Total of all expenses incurred	2012-12-31	$337,532
Benefits paid (including direct rollovers)	2012-12-31	$308,423
Total plan assets at end of year	2012-12-31	$4,675,267
Total plan assets at beginning of year	2012-12-31	$4,209,396
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$210,919
Expenses. Other expenses not covered elsewhere	2012-12-31	$29,109
Other income received	2012-12-31	$563,727
Net income (gross income less expenses)	2012-12-31	$465,871
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,675,267
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,209,396
Assets. Value of participant loans	2012-12-31	$47,512
Total contributions received or receivable from employer(s)	2012-12-31	$28,757
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$246,020
Expenses. Total of all expenses incurred	2011-12-31	$134,146
Benefits paid (including direct rollovers)	2011-12-31	$121,788
Total plan assets at end of year	2011-12-31	$4,209,396
Total plan assets at beginning of year	2011-12-31	$4,097,522
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$212,461
Expenses. Other expenses not covered elsewhere	2011-12-31	$12,358
Other income received	2011-12-31	$4,985
Net income (gross income less expenses)	2011-12-31	$111,874
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$4,209,396
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$4,097,522
Assets. Value of participant loans	2011-12-31	$53,662
Total contributions received or receivable from employer(s)	2011-12-31	$28,574
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total income from all sources	2010-12-31	$665,492
Expenses. Total of all expenses incurred	2010-12-31	$64,619
Benefits paid (including direct rollovers)	2010-12-31	$64,408
Total plan assets at end of year	2010-12-31	$4,097,522
Total plan assets at beginning of year	2010-12-31	$3,496,649
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$208,378
Expenses. Other expenses not covered elsewhere	2010-12-31	$211
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$429,026
Net income (gross income less expenses)	2010-12-31	$600,873
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$4,097,522
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,496,649
Assets. Value of participant loans	2010-12-31	$49,550
Total contributions received or receivable from employer(s)	2010-12-31	$28,088
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
2009 : WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN

2022: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: WILLIAMS & ASSOCIATES INC. SAVINGS AND INVESTEMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-712022

Policy instance

Insurance contract or identification number	GA-712022
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-712022

Policy instance

Insurance contract or identification number	GA-712022
Number of Individuals Covered	80
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $5,505
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,505
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS INS AGENCY LLC

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	WILLIAMS & ASSOCIATES, INC.
Employer identification number (EIN):	411224279
NAIC Classification:	541600