401k Plan data: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN plan

HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 401k Plan overview

Plan Name	HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN
Plan identification number	001

HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAYFIELD WINDOW & DOOR COMPANY has sponsored the creation of one or more 401k plans.

Company Name: HAYFIELD WINDOW & DOOR COMPANY

Employer identification number (EIN): 411300988

NAIC Classification: 332300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 BRIAN OXLEY BRIAN OXLEY 2018-07-25
001 2016-01-01 BRIAN G OXLEY 2017-05-30 BRIAN G OXLEY 2017-05-30
001 2015-01-01 BRIAN ROUHOFF 2016-06-06
001 2014-01-01 BRIAN ROUHOFF 2015-07-15
001 2013-01-01 BRIAN ROUHOFF 2014-07-22 BRIAN ROUHOFF 2014-07-22
001 2012-01-01 BRIAN ROUHOFF 2013-06-28
001 2011-01-01 LEN OELKERS LEN OELKERS 2012-09-18
001 2009-01-01 LEN OELKERS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	BRIAN OXLEY		BRIAN OXLEY	2018-07-25
001	2016-01-01	BRIAN G OXLEY	2017-05-30	BRIAN G OXLEY	2017-05-30
001	2015-01-01	BRIAN ROUHOFF	2016-06-06
001	2014-01-01	BRIAN ROUHOFF	2015-07-15
001	2013-01-01	BRIAN ROUHOFF	2014-07-22	BRIAN ROUHOFF	2014-07-22
001	2012-01-01	BRIAN ROUHOFF	2013-06-28
001	2011-01-01	LEN OELKERS		LEN OELKERS	2012-09-18
001	2009-01-01	LEN OELKERS

Plan Statistics for HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN

401k plan membership statisitcs for HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN

Measure Date Value
2018: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 126
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 18
Total of all active and inactive participants 2018-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 144
Number of participants with account balances 2018-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 113
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 15
Total of all active and inactive participants 2017-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 128
Number of participants with account balances 2017-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2011: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 87
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 13
Total of all active and inactive participants 2011-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 100
Number of participants with account balances 2011-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 110
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 87
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 105
Number of participants with account balances 2009-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2018: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	126
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	18
Total of all active and inactive participants	2018-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	144
Number of participants with account balances	2018-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	113
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	15
Total of all active and inactive participants	2017-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	128
Number of participants with account balances	2017-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2011: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	87
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	13
Total of all active and inactive participants	2011-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	100
Number of participants with account balances	2011-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	110
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	87
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	105
Number of participants with account balances	2009-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN

Measure	Date	Value
2018 : HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-3,372
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$66,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$34,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$395,674
Value of total assets at end of year	2018-12-31	$5,291,297
Value of total assets at beginning of year	2018-12-31	$5,361,608
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$32,264
Total interest from all sources	2018-12-31	$14,229
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$95,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$95,550
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$342,575
Participant contributions at end of year	2018-12-31	$267,478
Participant contributions at beginning of year	2018-12-31	$266,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-70,311
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,291,297
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$5,361,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$18,363
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,912,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$4,957,644
Interest on participant loans	2018-12-31	$14,229
Income. Interest from loans (other than to participants)	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$111,457
Value of interest in common/collective trusts at beginning of year	2018-12-31	$76,537
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-511,587
Net investment gain or loss from common/collective trusts	2018-12-31	$2,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$53,099
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$60,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$34,675
Contract administrator fees	2018-12-31	$13,901
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SMITH SCHAFER & ASSOCIATES, LTD.
Accountancy firm EIN	2018-12-31	411489071
2017 : HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,167,168
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$420,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$392,612
Value of total corrective distributions	2017-12-31	$1,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$407,026
Value of total assets at end of year	2017-12-31	$5,361,608
Value of total assets at beginning of year	2017-12-31	$4,614,831
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$26,737
Total interest from all sources	2017-12-31	$10,762
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$85,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$85,000
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$293,719
Participant contributions at end of year	2017-12-31	$266,654
Participant contributions at beginning of year	2017-12-31	$217,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$746,777
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,361,608
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,614,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$16,237
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$4,957,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,297,864
Interest on participant loans	2017-12-31	$10,762
Income. Interest from loans (other than to participants)	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$76,537
Value of interest in common/collective trusts at beginning of year	2017-12-31	$99,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$662,095
Net investment gain or loss from common/collective trusts	2017-12-31	$2,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$113,307
Employer contributions (assets) at end of year	2017-12-31	$60,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$392,612
Contract administrator fees	2017-12-31	$10,500
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	SMITH SCHAFER & ASSOCIATES, LTD.
Accountancy firm EIN	2017-12-31	411489071
2011 : HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$132,883
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$890,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$889,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$198,699
Value of total assets at end of year	2011-12-31	$2,605,218
Value of total assets at beginning of year	2011-12-31	$3,362,723
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$932
Total interest from all sources	2011-12-31	$7,976
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$350,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$165,559
Participant contributions at end of year	2011-12-31	$131,390
Participant contributions at beginning of year	2011-12-31	$112,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-757,505
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,605,218
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,362,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,473,828
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,249,844
Interest on participant loans	2011-12-31	$7,976
Net investment gain/loss from pooled separate accounts	2011-12-31	$-73,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$33,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$889,456
Contract administrator fees	2011-12-31	$932
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SMITH SCHAFER
Accountancy firm EIN	2011-12-31	411489071
2010 : HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$582,129
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$107,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$106,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$193,242
Value of total assets at end of year	2010-12-31	$3,362,723
Value of total assets at beginning of year	2010-12-31	$2,888,160
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,482
Total interest from all sources	2010-12-31	$6,592
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$160,412
Participant contributions at end of year	2010-12-31	$112,879
Participant contributions at beginning of year	2010-12-31	$111,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$474,563
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,362,723
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,888,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,249,844
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,776,664
Interest on participant loans	2010-12-31	$6,592
Net investment gain/loss from pooled separate accounts	2010-12-31	$382,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$32,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$106,084
Contract administrator fees	2010-12-31	$1,482
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SMITH SCHAFER
Accountancy firm EIN	2010-12-31	411489071
2009 : HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN

2018: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2011: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HAYFIELD WINDOW & DOOR EMPLOYEES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	64284
Policy instance	1
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	64284
Policy instance	1

Potentially related plans

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Company Name:	HAYFIELD WINDOW & DOOR COMPANY
Employer identification number (EIN):	411300988
NAIC Classification:	332300