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ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST
Plan identification number 008

ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ST. CROIX ORTHOPAEDICS, P.A. has sponsored the creation of one or more 401k plans.

Company Name:ST. CROIX ORTHOPAEDICS, P.A.
Employer identification number (EIN):411334854
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0082016-01-01JAY HEMPE JAY HEMPE2017-10-15
0082015-01-01JAY HEMPE JAY HEMPE2016-10-14
0082014-01-01MARK SHAROCKMAN MARK SHAROCKMAN2015-10-13
0082013-01-01MARK SHAROCKMAN MARK SHAROCKMAN2014-10-14
0082012-01-01MARK SHAROCKMAN MARK SHAROCKMAN2013-10-14
0082011-01-01MARK SHAROCKMAN MARK SHAROCKMAN2012-10-12
0082010-10-01ROBERT NUFFORT ROBERT NUFFORT2011-10-17
0082009-10-01ROBERT NUFFORT ROBERT NUFFORT2011-07-15
0082008-10-01

Plan Statistics for ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST

Measure Date Value
2016: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01176
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01179
Total number of active participants reported on line 7a of the Form 55002015-01-01152
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0123
Total of all active and inactive participants2015-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01176
Number of participants with account balances2015-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01166
Total number of active participants reported on line 7a of the Form 55002014-01-01144
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01166
Number of participants with account balances2014-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01153
Total number of active participants reported on line 7a of the Form 55002013-01-01137
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01153
Number of participants with account balances2013-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01163
Total number of active participants reported on line 7a of the Form 55002012-01-01132
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0116
Total of all active and inactive participants2012-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01149
Number of participants with account balances2012-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01153
Total number of active participants reported on line 7a of the Form 55002011-01-01137
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01159
Number of participants with account balances2011-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-10-01148
Total number of active participants reported on line 7a of the Form 55002010-10-01142
Number of retired or separated participants receiving benefits2010-10-011
Number of other retired or separated participants entitled to future benefits2010-10-019
Total of all active and inactive participants2010-10-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01152
Number of participants with account balances2010-10-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-013
2009: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-10-01149
Total number of active participants reported on line 7a of the Form 55002009-10-01136
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0110
Total of all active and inactive participants2009-10-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01146
Number of participants with account balances2009-10-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-011

Financial Data on ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST

Measure Date Value
2016 : ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-109,593
Total unrealized appreciation/depreciation of assets2016-12-31$-109,593
Total transfer of assets from this plan2016-12-31$31,744,112
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$-104,459
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$248,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$226,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$32,097,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,043
Total interest from all sources2016-12-31$17
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$0
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$384,547
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Administrative expenses (other) incurred2016-12-31$21,401
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$26,279,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-353,047
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,097,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$642
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,001,716
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$56,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$56,304
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,615,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$1,227,355
Income. Dividends from common stock2016-12-31$5,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$226,545
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$532,268
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DS&B, LTD.
Accountancy firm EIN2016-12-31411475695
2015 : ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,750,481
Total of all expenses incurred2015-12-31$5,094,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,983,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,204,116
Value of total assets at end of year2015-12-31$32,097,159
Value of total assets at beginning of year2015-12-31$35,441,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$111,801
Total interest from all sources2015-12-31$24,546
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$344,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$200,906
Administrative expenses professional fees incurred2015-12-31$13,092
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$972,330
Participant contributions at end of year2015-12-31$384,547
Participant contributions at beginning of year2015-12-31$484,508
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,431
Total non interest bearing cash at end of year2015-12-31$26,279,440
Total non interest bearing cash at beginning of year2015-12-31$6,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,344,416
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,097,159
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,441,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$68,552
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,001,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,889,546
Value of interest in pooled separate accounts at beginning of year2015-12-31$917,982
Interest on participant loans2015-12-31$24,523
Interest earned on other investments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$20,495,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$56,304
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$139,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$139,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$23
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,615,529
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,402,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-363,390
Net investment gain/loss from pooled separate accounts2015-12-31$-459,184
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,227,355
Employer contributions (assets) at end of year2015-12-31$1,227,355
Employer contributions (assets) at beginning of year2015-12-31$1,124,714
Income. Dividends from common stock2015-12-31$143,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,983,096
Contract administrator fees2015-12-31$30,157
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$532,268
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,980,352
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DS&B, LTD.
Accountancy firm EIN2015-12-31411475695
2014 : ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-5,392
Total unrealized appreciation/depreciation of assets2014-12-31$-5,392
Total income from all sources (including contributions)2014-12-31$3,761,860
Total of all expenses incurred2014-12-31$642,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$544,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,023,578
Value of total assets at end of year2014-12-31$35,441,575
Value of total assets at beginning of year2014-12-31$32,322,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$98,275
Total interest from all sources2014-12-31$71,221
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$328,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$69,859
Administrative expenses professional fees incurred2014-12-31$19,907
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$1,544
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$887,728
Participant contributions at end of year2014-12-31$484,508
Participant contributions at beginning of year2014-12-31$462,092
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,136
Other income not declared elsewhere2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$6,287
Total non interest bearing cash at beginning of year2014-12-31$64,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,119,255
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,441,575
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$32,322,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$63,373
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,889,546
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,024,472
Value of interest in pooled separate accounts at end of year2014-12-31$917,982
Value of interest in pooled separate accounts at beginning of year2014-12-31$778,175
Interest on participant loans2014-12-31$26,643
Interest earned on other investments2014-12-31$23,149
Value of interest in common/collective trusts at end of year2014-12-31$20,495,663
Value of interest in common/collective trusts at beginning of year2014-12-31$19,183,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$139,686
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$65,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$65,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$21,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,402,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,225,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$97,094
Net investment gain/loss from pooled separate accounts2014-12-31$86,665
Net investment gain or loss from common/collective trusts2014-12-31$1,160,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,124,714
Employer contributions (assets) at end of year2014-12-31$1,124,714
Employer contributions (assets) at beginning of year2014-12-31$896,474
Income. Dividends from common stock2014-12-31$258,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$544,330
Contract administrator fees2014-12-31$14,995
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,980,352
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,620,464
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DS&B, LTD.
Accountancy firm EIN2014-12-31411475695
2013 : ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$493,818
Total unrealized appreciation/depreciation of assets2013-12-31$493,818
Total income from all sources (including contributions)2013-12-31$6,008,409
Total of all expenses incurred2013-12-31$3,971,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,908,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,832,659
Value of total assets at end of year2013-12-31$32,322,320
Value of total assets at beginning of year2013-12-31$30,285,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$63,079
Total interest from all sources2013-12-31$39,044
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$246,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$65,351
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$1,544
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$1,628
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$836,879
Participant contributions at end of year2013-12-31$462,092
Participant contributions at beginning of year2013-12-31$286,524
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$99,306
Administrative expenses (other) incurred2013-12-31$96
Total non interest bearing cash at end of year2013-12-31$64,893
Total non interest bearing cash at beginning of year2013-12-31$2,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,036,678
Value of net assets at end of year (total assets less liabilities)2013-12-31$32,322,320
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,285,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$50,306
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,024,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,171,619
Value of interest in pooled separate accounts at end of year2013-12-31$778,175
Value of interest in pooled separate accounts at beginning of year2013-12-31$534,537
Interest on participant loans2013-12-31$18,860
Interest earned on other investments2013-12-31$20,180
Value of interest in common/collective trusts at end of year2013-12-31$19,183,704
Value of interest in common/collective trusts at beginning of year2013-12-31$20,867,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$65,314
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$52,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$52,340
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,225,188
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,082,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$465,172
Net investment gain/loss from pooled separate accounts2013-12-31$192,212
Net investment gain or loss from common/collective trusts2013-12-31$2,738,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$896,474
Employer contributions (assets) at end of year2013-12-31$896,474
Employer contributions (assets) at beginning of year2013-12-31$822,594
Income. Dividends from common stock2013-12-31$181,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,908,652
Contract administrator fees2013-12-31$12,677
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,620,464
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,463,973
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DS&B, LTD.
Accountancy firm EIN2013-12-31411475695
2012 : ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,874,146
Total unrealized appreciation/depreciation of assets2012-12-31$1,874,146
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,396,393
Total of all expenses incurred2012-12-31$1,536,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,407,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,619,203
Value of total assets at end of year2012-12-31$30,285,642
Value of total assets at beginning of year2012-12-31$27,425,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$129,332
Total interest from all sources2012-12-31$21,028
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$393,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$40,638
Administrative expenses professional fees incurred2012-12-31$12,000
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$1,628
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$706,664
Participant contributions at end of year2012-12-31$286,524
Participant contributions at beginning of year2012-12-31$258,459
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$89,945
Total non interest bearing cash at end of year2012-12-31$2,463
Total non interest bearing cash at beginning of year2012-12-31$58,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$2,859,664
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,285,642
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$27,425,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$103,672
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,171,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,489,452
Value of interest in pooled separate accounts at end of year2012-12-31$534,537
Interest on participant loans2012-12-31$16,224
Interest earned on other investments2012-12-31$4,738
Income. Interest from US Government securities2012-12-31$36
Value of interest in common/collective trusts at end of year2012-12-31$20,867,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$52,340
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$209,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$209,835
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$30
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,082,943
Asset value of US Government securities at beginning of year2012-12-31$703
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$434,922
Net investment gain/loss from pooled separate accounts2012-12-31$8,113
Net investment gain or loss from common/collective trusts2012-12-31$45,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$822,594
Employer contributions (assets) at end of year2012-12-31$822,594
Employer contributions (assets) at beginning of year2012-12-31$834,241
Income. Dividends from common stock2012-12-31$352,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,407,397
Contract administrator fees2012-12-31$13,660
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,463,973
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$19,574,400
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DS&B, LTD.
Accountancy firm EIN2012-12-31411475695
2011 : ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-779,258
Total unrealized appreciation/depreciation of assets2011-12-31$-779,258
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,107,607
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$611,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$465,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,537,288
Value of total assets at end of year2011-12-31$27,425,978
Value of total assets at beginning of year2011-12-31$26,929,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$145,711
Total interest from all sources2011-12-31$13,965
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$617,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$67,934
Administrative expenses professional fees incurred2011-12-31$17,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$665,797
Participant contributions at end of year2011-12-31$258,459
Participant contributions at beginning of year2011-12-31$203,235
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$37,250
Total non interest bearing cash at end of year2011-12-31$58,888
Total non interest bearing cash at beginning of year2011-12-31$50,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$496,600
Value of net assets at end of year (total assets less liabilities)2011-12-31$27,425,978
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,929,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$109,161
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,489,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,363,480
Interest on participant loans2011-12-31$13,885
Income. Interest from loans (other than to participants)2011-12-31$0
Income. Interest from US Government securities2011-12-31$80
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$209,835
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$155,724
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$155,724
Asset value of US Government securities at end of year2011-12-31$703
Asset value of US Government securities at beginning of year2011-12-31$1,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-281,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$834,241
Employer contributions (assets) at end of year2011-12-31$834,241
Employer contributions (assets) at beginning of year2011-12-31$993,479
Income. Dividends from common stock2011-12-31$549,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$465,296
Contract administrator fees2011-12-31$19,050
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$19,574,400
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$19,161,714
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DS&B, LTD.
Accountancy firm EIN2011-12-31411475695
2010 : ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,489,167
Total unrealized appreciation/depreciation of assets2010-12-31$1,489,167
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,329,445
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$83,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$62,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$471,338
Value of total assets at end of year2010-12-31$26,929,378
Value of total assets at beginning of year2010-12-31$24,683,305
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,193
Total interest from all sources2010-12-31$3,566
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$173,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$63,871
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$178,984
Participant contributions at end of year2010-12-31$203,235
Participant contributions at beginning of year2010-12-31$197,773
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$60,168
Total non interest bearing cash at end of year2010-12-31$50,140
Total non interest bearing cash at beginning of year2010-12-31$110,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,246,073
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,929,378
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,683,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$21,193
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,363,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,816,562
Interest on participant loans2010-12-31$3,515
Income. Interest from US Government securities2010-12-31$32
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$155,724
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$233,085
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$233,085
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$19
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$1,606
Asset value of US Government securities at beginning of year2010-12-31$1,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$191,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$232,186
Employer contributions (assets) at end of year2010-12-31$993,479
Employer contributions (assets) at beginning of year2010-12-31$761,293
Income. Dividends from common stock2010-12-31$109,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$62,179
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$19,161,714
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$17,562,667
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DS&B, LTD.
Accountancy firm EIN2010-12-31411475695

Form 5500 Responses for ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST

2016: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: ST. CROIX ORTHOPAEDICS, P.A. EMPLOYEES' PROFIT SHARING PLAN AND TRUST 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedYes
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered170
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,396
Total amount of fees paid to insurance companyUSD $863
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees863
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $1,396
Insurance broker nameUBS FINANCIAL SERVICES, INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered162
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,080
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2080
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameTAX SHELTERED COMPENSATION, INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered157
Insurance policy start date2013-09-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $32,425
Total amount of fees paid to insurance companyUSD $25,397
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,425
Amount paid for insurance broker fees1076
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameTAX SHELTERED COMPENSATION, INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered149
Insurance policy start date2012-09-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $415
Total amount of fees paid to insurance companyUSD $11,250
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $415
Insurance broker organization code?3
Amount paid for insurance broker fees11250
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameTAX SHELTERED COMPENSATION, INC.

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