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AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 401k Plan overview

Plan NameAMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN
Plan identification number 002

AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN ACADEMY OF OPHTHALMOLOGY has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN ACADEMY OF OPHTHALMOLOGY
Employer identification number (EIN):411336784
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about AMERICAN ACADEMY OF OPHTHALMOLOGY

Jurisdiction of Incorporation: District of Columbia Corporations Division
Incorporation Date:
Company Identification Number: 792047

More information about AMERICAN ACADEMY OF OPHTHALMOLOGY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-01-01MARK D.FOWLER JILL A. BOYETT2012-10-30
0022011-01-01MARK D.FOWLER JILL A. BOYETT2012-07-25
0022009-01-01MARK FOWLER JILL BOYETT2010-08-04

Plan Statistics for AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN

401k plan membership statisitcs for AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN

Measure Date Value
2012: AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01271
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01275
Total number of active participants reported on line 7a of the Form 55002011-01-01187
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0184
Total of all active and inactive participants2011-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01271
Number of participants with account balances2011-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0113
2009: AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01259
Total number of active participants reported on line 7a of the Form 55002009-01-01188
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0171
Total of all active and inactive participants2009-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01259
Number of participants with account balances2009-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN

Measure Date Value
2012 : AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-26$0
Total transfer of assets from this plan2012-03-26$30,122,745
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-26$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-26$0
Total income from all sources (including contributions)2012-03-26$2,788,212
Total loss/gain on sale of assets2012-03-26$0
Total of all expenses incurred2012-03-26$3,086,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-26$3,085,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-26$0
Value of total assets at end of year2012-03-26$0
Value of total assets at beginning of year2012-03-26$30,420,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-26$584
Total interest from all sources2012-03-26$30,984
Total dividends received (eg from common stock, registered investment company shares)2012-03-26$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-26Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-03-26$0
Was this plan covered by a fidelity bond2012-03-26Yes
Value of fidelity bond cover2012-03-26$500,000
If this is an individual account plan, was there a blackout period2012-03-26No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-26$0
Were there any nonexempt tranactions with any party-in-interest2012-03-26No
Participant contributions at end of year2012-03-26$0
Participant contributions at beginning of year2012-03-26$595,143
Other income not declared elsewhere2012-03-26$-35,502
Administrative expenses (other) incurred2012-03-26$584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-26No
Value of net income/loss2012-03-26$-297,952
Value of net assets at end of year (total assets less liabilities)2012-03-26$0
Value of net assets at beginning of year (total assets less liabilities)2012-03-26$30,420,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-26No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-26No
Were any leases to which the plan was party in default or uncollectible2012-03-26No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-26$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-26$4,787,478
Value of interest in pooled separate accounts at end of year2012-03-26$0
Value of interest in pooled separate accounts at beginning of year2012-03-26$18,724,954
Interest earned on other investments2012-03-26$30,984
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-26$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-03-26$5,696,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-26$684,837
Net investment gain/loss from pooled separate accounts2012-03-26$2,107,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-26No
Was there a failure to transmit to the plan any participant contributions2012-03-26No
Has the plan failed to provide any benefit when due under the plan2012-03-26No
Employer contributions (assets) at end of year2012-03-26$0
Employer contributions (assets) at beginning of year2012-03-26$617,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-26$3,085,580
Did the plan have assets held for investment2012-03-26No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-26No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-26Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-26Yes
Opinion of an independent qualified public accountant for this plan2012-03-26Disclaimer
Accountancy firm name2012-03-26BURR PILGER MAYER
Accountancy firm EIN2012-03-26263839190
2011 : AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,887,423
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,171,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,168,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,976,900
Value of total assets at end of year2011-12-31$30,420,697
Value of total assets at beginning of year2011-12-31$29,704,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,702
Total interest from all sources2011-12-31$188,138
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$38,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$38,738
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,372,659
Participant contributions at end of year2011-12-31$595,143
Participant contributions at beginning of year2011-12-31$625,030
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$50,117
Administrative expenses (other) incurred2011-12-31$2,702
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$715,822
Value of net assets at end of year (total assets less liabilities)2011-12-31$30,420,697
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$29,704,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,787,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,820,024
Value of interest in pooled separate accounts at end of year2011-12-31$18,724,954
Value of interest in pooled separate accounts at beginning of year2011-12-31$20,218,663
Interest on participant loans2011-12-31$27,529
Interest earned on other investments2011-12-31$160,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,696,048
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,406,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-461,076
Net investment gain/loss from pooled separate accounts2011-12-31$144,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,554,124
Employer contributions (assets) at end of year2011-12-31$617,074
Employer contributions (assets) at beginning of year2011-12-31$635,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,168,899
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BURR PILGER MAYER
Accountancy firm EIN2011-12-31263839190
2010 : AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,287,087
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$804,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$807,557
Expenses. Certain deemed distributions of participant loans2010-12-31$-7,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,003,722
Value of total assets at end of year2010-12-31$29,704,875
Value of total assets at beginning of year2010-12-31$24,222,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,409
Total interest from all sources2010-12-31$192,117
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$29,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$29,217
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,356,312
Participant contributions at end of year2010-12-31$625,030
Participant contributions at beginning of year2010-12-31$573,813
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$92,955
Other income not declared elsewhere2010-12-31$1,602
Administrative expenses (other) incurred2010-12-31$4,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,482,336
Value of net assets at end of year (total assets less liabilities)2010-12-31$29,704,875
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,222,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,820,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$20,218,663
Value of interest in pooled separate accounts at beginning of year2010-12-31$18,163,351
Interest on participant loans2010-12-31$29,868
Interest earned on other investments2010-12-31$162,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,406,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,868,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$230,271
Net investment gain/loss from pooled separate accounts2010-12-31$2,830,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,554,455
Employer contributions (assets) at end of year2010-12-31$635,132
Employer contributions (assets) at beginning of year2010-12-31$616,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$807,557
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HOOD & STRONG LLP
Accountancy firm EIN2010-12-31941254756
2009 : AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN

2012: AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN ACADEMY OF OPHTHALMOLOGY 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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