2ND WIND EXERCISE EQUIPMENT has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2016 : 2ND WIND 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $4,077,905 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $729,715 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $963,981 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $960,563 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $440,411 |
| Value of total assets at end of year | 2016-12-31 | $0 |
| Value of total assets at beginning of year | 2016-12-31 | $4,312,171 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,418 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $9,346 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $9,346 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $437,695 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,716 |
| Administrative expenses (other) incurred | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-234,266 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,312,171 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $964,441 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $3,200,856 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $146,874 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $108,581 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $170,611 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $766 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $960,563 |
| Contract administrator fees | 2016-12-31 | $3,418 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | ELLINGSON & ELLINGSON, LTD. |
| Accountancy firm EIN | 2016-12-31 | 411399624 |
| 2015 : 2ND WIND 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $343,466 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $95,310 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $92,475 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $389,028 |
| Value of total assets at end of year | 2015-12-31 | $4,312,171 |
| Value of total assets at beginning of year | 2015-12-31 | $4,064,015 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,835 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $11,225 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $11,225 |
| Administrative expenses professional fees incurred | 2015-12-31 | $2,395 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $389,028 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $248,156 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $4,312,171 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,064,015 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $964,441 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $831,683 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $3,200,856 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $3,102,209 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $146,874 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $130,123 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-27,278 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-29,508 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-1 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $92,475 |
| Contract administrator fees | 2015-12-31 | $440 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | ELLINGSON & ELLINGSON, LTD. |
| Accountancy firm EIN | 2015-12-31 | 411399624 |
| 2014 : 2ND WIND 401(K) PLAN 2014 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $532,298 |
| Total of all expenses incurred | 2014-12-31 | $89,600 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $86,707 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $314,656 |
| Value of total assets at end of year | 2014-12-31 | $4,064,015 |
| Value of total assets at beginning of year | 2014-12-31 | $3,621,317 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,893 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $8,231 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $8,231 |
| Administrative expenses professional fees incurred | 2014-12-31 | $2,527 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $314,656 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $442,698 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $4,064,015 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,621,317 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $831,683 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $752,475 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $3,102,209 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,729,513 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $130,123 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $139,329 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $20,639 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $187,574 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,198 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $86,707 |
| Contract administrator fees | 2014-12-31 | $366 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | ELLINGSON & ELLINGSON, LTD. |
| Accountancy firm EIN | 2014-12-31 | 411399624 |
| 2013 : 2ND WIND 401(K) PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $941,621 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $388,152 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $384,281 |
| Value of total corrective distributions | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $273,616 |
| Value of total assets at end of year | 2013-12-31 | $3,621,317 |
| Value of total assets at beginning of year | 2013-12-31 | $3,067,848 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,871 |
| Total income from rents | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $8,040 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $8,040 |
| Administrative expenses professional fees incurred | 2013-12-31 | $2,831 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $273,616 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $-71 |
| Administrative expenses (other) incurred | 2013-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $553,469 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,621,317 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,067,848 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $752,475 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $744,048 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,729,513 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,171,729 |
| Interest on participant loans | 2013-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $0 |
| Interest earned on other investments | 2013-12-31 | $0 |
| Income. Interest from US Government securities | 2013-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $139,329 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $152,071 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $153,255 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $508,618 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $-1,837 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $0 |
| Employer contributions (assets) at end of year | 2013-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
| Income. Dividends from preferred stock | 2013-12-31 | $0 |
| Income. Dividends from common stock | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $384,281 |
| Contract administrator fees | 2013-12-31 | $1,040 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2013-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | ELLINGSON & ELLINGSON, LTD. |
| Accountancy firm EIN | 2013-12-31 | 411399624 |
| 2012 : 2ND WIND 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $635,138 |
| Total of all expenses incurred | 2012-12-31 | $213,577 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $211,707 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $253,625 |
| Value of total assets at end of year | 2012-12-31 | $3,067,848 |
| Value of total assets at beginning of year | 2012-12-31 | $2,646,287 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,870 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $10,947 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $10,947 |
| Administrative expenses professional fees incurred | 2012-12-31 | $1,870 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $253,625 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $421,561 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,067,848 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,646,287 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $744,048 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $608,461 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,171,729 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,893,991 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $152,071 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $143,835 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $78,123 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $290,774 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,669 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $211,707 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | ELLINGSON & ELLINGSON, LTD. |
| Accountancy firm EIN | 2012-12-31 | 411399624 |
| 2011 : 2ND WIND 401(K) PLAN 2011 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $169,133 |
| Total of all expenses incurred | 2011-12-31 | $477,808 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $474,342 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $254,824 |
| Value of total assets at end of year | 2011-12-31 | $2,646,287 |
| Value of total assets at beginning of year | 2011-12-31 | $2,954,962 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,466 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $8,143 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $8,143 |
| Administrative expenses professional fees incurred | 2011-12-31 | $1,928 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $254,824 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $28,081 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-308,675 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,646,287 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,954,962 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $538 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $608,461 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $642,958 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,893,991 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,104,690 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $143,835 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $179,233 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-43,910 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-52,203 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $2,279 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $474,342 |
| Contract administrator fees | 2011-12-31 | $1,000 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | ELLINGSON & ELLINGSON, LTD. |
| Accountancy firm EIN | 2011-12-31 | 411399624 |
| 2010 : 2ND WIND 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $644,017 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $723,594 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $720,004 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $264,435 |
| Value of total assets at end of year | 2010-12-31 | $2,954,962 |
| Value of total assets at beginning of year | 2010-12-31 | $3,034,539 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,590 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $8,040 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $8,040 |
| Administrative expenses professional fees incurred | 2010-12-31 | $2,590 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $264,435 |
| Participant contributions at end of year | 2010-12-31 | $28,081 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-79,577 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,954,962 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,034,539 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $642,958 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $518,223 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,104,690 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $2,280,586 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $179,233 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $235,730 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $66,159 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $298,709 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $6,674 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $720,004 |
| Contract administrator fees | 2010-12-31 | $1,000 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | ELLINGSON & ELLINGSON, LTD. |
| Accountancy firm EIN | 2010-12-31 | 411399624 |
