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HEARTLAND FINANCIAL RETIREMENT PLAN 401k Plan overview

Plan NameHEARTLAND FINANCIAL RETIREMENT PLAN
Plan identification number 002

HEARTLAND FINANCIAL RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

DUBUQUE BANK AND TRUST COMPANY has sponsored the creation of one or more 401k plans.

Company Name:DUBUQUE BANK AND TRUST COMPANY
Employer identification number (EIN):420223620
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about DUBUQUE BANK AND TRUST COMPANY

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1989-12-20
Company Identification Number: 139723
Legal Registered Office Address: 505 5TH AVE STE 729

DES MOINES
United States of America (USA)
50309

More information about DUBUQUE BANK AND TRUST COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEARTLAND FINANCIAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LISAN ADAMS
0022016-01-01LISAN ADAMS
0022015-01-01LISAN ADAMS
0022014-01-01LISAN ADAMS
0022013-01-01LISAN ADAMS
0022012-01-01LISAN ADAMS
0022011-01-01LISAN ADAMS
0022010-01-01LISAN ADAMS
0022009-01-01LISAN ADAMS LISAN ADAMS2010-10-06
0022009-01-01LISAN ADAMS
0022009-01-01LISAN ADAMS LISAN ADAMS2010-10-07

Plan Statistics for HEARTLAND FINANCIAL RETIREMENT PLAN

401k plan membership statisitcs for HEARTLAND FINANCIAL RETIREMENT PLAN

Measure Date Value
2021: HEARTLAND FINANCIAL RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,161
Total number of active participants reported on line 7a of the Form 55002021-01-012,201
Number of retired or separated participants receiving benefits2021-01-01205
Number of other retired or separated participants entitled to future benefits2021-01-01878
Total of all active and inactive participants2021-01-013,284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-013,286
Number of participants with account balances2021-01-013,272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01119
2020: HEARTLAND FINANCIAL RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,939
Total number of active participants reported on line 7a of the Form 55002020-01-011,776
Number of retired or separated participants receiving benefits2020-01-01227
Number of other retired or separated participants entitled to future benefits2020-01-01841
Total of all active and inactive participants2020-01-012,844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-012,846
Number of participants with account balances2020-01-012,837
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01142
2019: HEARTLAND FINANCIAL RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,962
Total number of active participants reported on line 7a of the Form 55002019-01-011,891
Number of retired or separated participants receiving benefits2019-01-01197
Number of other retired or separated participants entitled to future benefits2019-01-01825
Total of all active and inactive participants2019-01-012,913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-012,918
Number of participants with account balances2019-01-012,896
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01173
2018: HEARTLAND FINANCIAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,792
Total number of active participants reported on line 7a of the Form 55002018-01-012,031
Number of retired or separated participants receiving benefits2018-01-01154
Number of other retired or separated participants entitled to future benefits2018-01-01743
Total of all active and inactive participants2018-01-012,928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-012,930
Number of participants with account balances2018-01-012,891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01193
2017: HEARTLAND FINANCIAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,520
Total number of active participants reported on line 7a of the Form 55002017-01-011,946
Number of retired or separated participants receiving benefits2017-01-01132
Number of other retired or separated participants entitled to future benefits2017-01-01644
Total of all active and inactive participants2017-01-012,722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-012,725
Number of participants with account balances2017-01-012,685
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01168
2016: HEARTLAND FINANCIAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,361
Total number of active participants reported on line 7a of the Form 55002016-01-011,839
Number of retired or separated participants receiving benefits2016-01-01109
Number of other retired or separated participants entitled to future benefits2016-01-01492
Total of all active and inactive participants2016-01-012,440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-012,442
Number of participants with account balances2016-01-012,421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01115
2015: HEARTLAND FINANCIAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,261
Total number of active participants reported on line 7a of the Form 55002015-01-011,676
Number of retired or separated participants receiving benefits2015-01-0186
Number of other retired or separated participants entitled to future benefits2015-01-01467
Total of all active and inactive participants2015-01-012,229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-012,231
Number of participants with account balances2015-01-012,213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01147
2014: HEARTLAND FINANCIAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,082
Total number of active participants reported on line 7a of the Form 55002014-01-011,657
Number of retired or separated participants receiving benefits2014-01-0165
Number of other retired or separated participants entitled to future benefits2014-01-01373
Total of all active and inactive participants2014-01-012,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-012,100
Number of participants with account balances2014-01-012,078
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01123
2013: HEARTLAND FINANCIAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,854
Total number of active participants reported on line 7a of the Form 55002013-01-011,590
Number of retired or separated participants receiving benefits2013-01-0152
Number of other retired or separated participants entitled to future benefits2013-01-01288
Total of all active and inactive participants2013-01-011,930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,933
Number of participants with account balances2013-01-011,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0191
2012: HEARTLAND FINANCIAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,524
Total number of active participants reported on line 7a of the Form 55002012-01-011,541
Number of retired or separated participants receiving benefits2012-01-0139
Number of other retired or separated participants entitled to future benefits2012-01-01233
Total of all active and inactive participants2012-01-011,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-011,817
Number of participants with account balances2012-01-011,776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0159
2011: HEARTLAND FINANCIAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,335
Total number of active participants reported on line 7a of the Form 55002011-01-011,235
Number of retired or separated participants receiving benefits2011-01-0130
Number of other retired or separated participants entitled to future benefits2011-01-01183
Total of all active and inactive participants2011-01-011,448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-011,454
Number of participants with account balances2011-01-011,405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0170
2010: HEARTLAND FINANCIAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,306
Total number of active participants reported on line 7a of the Form 55002010-01-011,123
Number of retired or separated participants receiving benefits2010-01-0124
Number of other retired or separated participants entitled to future benefits2010-01-01174
Total of all active and inactive participants2010-01-011,321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-011,325
Number of participants with account balances2010-01-011,325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011,276
2009: HEARTLAND FINANCIAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,302
Total number of active participants reported on line 7a of the Form 55002009-01-011,087
Number of retired or separated participants receiving benefits2009-01-0136
Number of other retired or separated participants entitled to future benefits2009-01-01181
Total of all active and inactive participants2009-01-011,304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-011,307
Number of participants with account balances2009-01-011,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0147

Financial Data on HEARTLAND FINANCIAL RETIREMENT PLAN

Measure Date Value
2021 : HEARTLAND FINANCIAL RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,475
Total income from all sources (including contributions)2021-12-31$85,596,656
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$48,404,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$48,344,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$33,376,171
Value of total assets at end of year2021-12-31$355,004,759
Value of total assets at beginning of year2021-12-31$317,816,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$59,861
Total interest from all sources2021-12-31$85,648
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,016,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,818,475
Administrative expenses professional fees incurred2021-12-31$21,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,562,576
Participant contributions at end of year2021-12-31$1,317,773
Participant contributions at beginning of year2021-12-31$821,264
Participant contributions at end of year2021-12-31$337,587
Participant contributions at beginning of year2021-12-31$285,872
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$10,530,190
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$18,336
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$65,000
Administrative expenses (other) incurred2021-12-31$38,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$37,191,977
Value of net assets at end of year (total assets less liabilities)2021-12-31$355,004,759
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$317,812,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$142,172,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$127,765,101
Income. Interest from loans (other than to participants)2021-12-31$58,493
Value of interest in common/collective trusts at end of year2021-12-31$176,192,317
Value of interest in common/collective trusts at beginning of year2021-12-31$154,914,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$14,033,256
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$17,922,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$17,922,899
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$27,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$28,349,670
Net investment gain or loss from common/collective trusts2021-12-31$21,769,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$10,283,405
Employer contributions (assets) at end of year2021-12-31$10,280,682
Employer contributions (assets) at beginning of year2021-12-31$8,869,443
Income. Dividends from common stock2021-12-31$197,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$48,344,818
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$10,652,443
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$7,172,457
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$3,475
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY
Accountancy firm EIN2021-12-31450250985
2020 : HEARTLAND FINANCIAL RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,475
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$59,022,329
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$26,821,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$26,767,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$20,921,703
Value of total assets at end of year2020-12-31$317,816,257
Value of total assets at beginning of year2020-12-31$285,612,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$54,016
Total interest from all sources2020-12-31$129,384
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,115,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,957,904
Administrative expenses professional fees incurred2020-12-31$15,400
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$10,616,611
Participant contributions at end of year2020-12-31$821,264
Participant contributions at beginning of year2020-12-31$146,835
Participant contributions at end of year2020-12-31$285,872
Participant contributions at beginning of year2020-12-31$259,147
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,435,649
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$65,000
Administrative expenses (other) incurred2020-12-31$38,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$32,200,530
Value of net assets at end of year (total assets less liabilities)2020-12-31$317,812,782
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$285,612,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$127,765,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$145,387,858
Interest on participant loans2020-12-31$26,162
Value of interest in common/collective trusts at end of year2020-12-31$154,914,221
Value of interest in common/collective trusts at beginning of year2020-12-31$107,510,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$17,922,899
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$13,932,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$13,932,943
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$103,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$18,342,051
Net investment gain or loss from common/collective trusts2020-12-31$17,513,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$8,869,443
Employer contributions (assets) at end of year2020-12-31$8,869,443
Employer contributions (assets) at beginning of year2020-12-31$8,375,173
Income. Dividends from common stock2020-12-31$157,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$26,767,783
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$7,172,457
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$10,000,277
Liabilities. Value of benefit claims payable at end of year2020-12-31$3,475
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY
Accountancy firm EIN2020-12-31450250985
2019 : HEARTLAND FINANCIAL RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$74,376,642
Total income from all sources (including contributions)2019-12-31$74,376,642
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$36,561,387
Total of all expenses incurred2019-12-31$36,561,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$36,470,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$36,470,554
Expenses. Certain deemed distributions of participant loans2019-12-31$24,973
Expenses. Certain deemed distributions of participant loans2019-12-31$24,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$24,322,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$24,322,025
Value of total assets at end of year2019-12-31$285,612,252
Value of total assets at end of year2019-12-31$285,612,252
Value of total assets at beginning of year2019-12-31$247,796,997
Value of total assets at beginning of year2019-12-31$247,796,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$65,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$65,860
Total interest from all sources2019-12-31$340,415
Total interest from all sources2019-12-31$340,415
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,340,346
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,340,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,189,194
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,189,194
Administrative expenses professional fees incurred2019-12-31$20,400
Administrative expenses professional fees incurred2019-12-31$20,400
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$10,279,306
Contributions received from participants2019-12-31$10,279,306
Participant contributions at end of year2019-12-31$146,835
Participant contributions at end of year2019-12-31$146,835
Participant contributions at beginning of year2019-12-31$325,464
Participant contributions at beginning of year2019-12-31$325,464
Participant contributions at end of year2019-12-31$259,147
Participant contributions at end of year2019-12-31$259,147
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,667,546
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,667,546
Administrative expenses (other) incurred2019-12-31$45,460
Administrative expenses (other) incurred2019-12-31$45,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$37,815,255
Value of net income/loss2019-12-31$37,815,255
Value of net assets at end of year (total assets less liabilities)2019-12-31$285,612,252
Value of net assets at end of year (total assets less liabilities)2019-12-31$285,612,252
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$247,796,997
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$247,796,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$145,387,858
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$145,387,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$125,066,529
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$125,066,529
Interest on participant loans2019-12-31$12,544
Interest on participant loans2019-12-31$12,544
Value of interest in common/collective trusts at end of year2019-12-31$107,510,019
Value of interest in common/collective trusts at end of year2019-12-31$107,510,019
Value of interest in common/collective trusts at beginning of year2019-12-31$92,379,860
Value of interest in common/collective trusts at beginning of year2019-12-31$92,379,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$13,932,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$13,932,943
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$11,986,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$11,986,557
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$11,986,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$11,986,557
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$327,871
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$327,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$29,950,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$29,950,736
Net investment gain or loss from common/collective trusts2019-12-31$17,423,120
Net investment gain or loss from common/collective trusts2019-12-31$17,423,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$8,375,173
Contributions received in cash from employer2019-12-31$8,375,173
Employer contributions (assets) at end of year2019-12-31$8,375,173
Employer contributions (assets) at end of year2019-12-31$8,375,173
Employer contributions (assets) at beginning of year2019-12-31$7,939,097
Employer contributions (assets) at beginning of year2019-12-31$7,939,097
Income. Dividends from common stock2019-12-31$151,152
Income. Dividends from common stock2019-12-31$151,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$36,470,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$36,470,554
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$10,000,277
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$10,000,277
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$10,099,490
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$10,099,490
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY
Accountancy firm name2019-12-31EIDE BAILLY
Accountancy firm EIN2019-12-31450250985
Accountancy firm EIN2019-12-31450250985
2018 : HEARTLAND FINANCIAL RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$13,346,685
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$23,254,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$23,187,934
Expenses. Certain deemed distributions of participant loans2018-12-31$3,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$27,444,253
Value of total assets at end of year2018-12-31$247,796,997
Value of total assets at beginning of year2018-12-31$257,704,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$63,072
Total interest from all sources2018-12-31$211,923
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,276,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,131,771
Administrative expenses professional fees incurred2018-12-31$63,072
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,076,543
Participant contributions at end of year2018-12-31$325,464
Participant contributions at beginning of year2018-12-31$751,688
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$9,418,049
Other income not declared elsewhere2018-12-31$-2,431,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,907,324
Value of net assets at end of year (total assets less liabilities)2018-12-31$247,796,997
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$257,704,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$125,066,529
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$131,953,102
Income. Interest from loans (other than to participants)2018-12-31$26,781
Value of interest in common/collective trusts at end of year2018-12-31$92,379,860
Value of interest in common/collective trusts at beginning of year2018-12-31$97,326,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$11,986,557
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$9,306,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$9,306,601
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$185,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,655,329
Net investment gain or loss from common/collective trusts2018-12-31$-6,499,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,949,661
Employer contributions (assets) at end of year2018-12-31$7,939,097
Employer contributions (assets) at beginning of year2018-12-31$7,233,231
Income. Dividends from common stock2018-12-31$144,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$23,187,934
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$10,099,490
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$11,133,019
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : HEARTLAND FINANCIAL RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$28,714,694
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$50,294,359
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$16,370,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$16,300,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$19,099,577
Value of total assets at end of year2017-12-31$257,704,321
Value of total assets at beginning of year2017-12-31$195,065,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$69,575
Total interest from all sources2017-12-31$105,022
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,031,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,930,685
Administrative expenses professional fees incurred2017-12-31$69,575
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,570,471
Participant contributions at end of year2017-12-31$751,688
Participant contributions at beginning of year2017-12-31$118,420
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,290,900
Other income not declared elsewhere2017-12-31$5,318,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$33,924,082
Value of net assets at end of year (total assets less liabilities)2017-12-31$257,704,321
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$195,065,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$131,953,102
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$93,058,659
Income. Interest from loans (other than to participants)2017-12-31$15,486
Value of interest in common/collective trusts at end of year2017-12-31$97,326,680
Value of interest in common/collective trusts at beginning of year2017-12-31$75,270,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$9,306,601
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,225,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,225,722
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$89,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,302,057
Net investment gain or loss from common/collective trusts2017-12-31$11,437,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,238,206
Employer contributions (assets) at end of year2017-12-31$7,233,231
Employer contributions (assets) at beginning of year2017-12-31$6,662,055
Income. Dividends from common stock2017-12-31$100,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$16,300,702
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$11,133,019
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$11,730,432
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY LLP
Accountancy firm EIN2017-12-31450250958
2016 : HEARTLAND FINANCIAL RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$4,373,493
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$35,765,646
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$13,931,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$13,877,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$18,890,059
Value of total assets at end of year2016-12-31$195,065,545
Value of total assets at beginning of year2016-12-31$168,858,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$53,850
Total interest from all sources2016-12-31$39,105
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,071,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$930,436
Administrative expenses professional fees incurred2016-12-31$53,850
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,775,631
Participant contributions at end of year2016-12-31$118,420
Participant contributions at beginning of year2016-12-31$180,819
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,445,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$21,834,011
Value of net assets at end of year (total assets less liabilities)2016-12-31$195,065,545
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$168,858,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$93,058,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$149,733,784
Interest on participant loans2016-12-31$6,263
Value of interest in common/collective trusts at end of year2016-12-31$75,270,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,225,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$5,385,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$5,385,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$32,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$14,269,597
Net investment gain or loss from common/collective trusts2016-12-31$1,495,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,669,090
Employer contributions (assets) at end of year2016-12-31$6,662,055
Employer contributions (assets) at beginning of year2016-12-31$5,810,330
Income. Dividends from common stock2016-12-31$141,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$13,877,785
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$11,730,432
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$7,748,021
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EIDE BAILLY LLP
Accountancy firm EIN2016-12-31450250958
2015 : HEARTLAND FINANCIAL RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$11,124,245
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$18,548,025
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$16,840,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,789,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$16,138,055
Value of total assets at end of year2015-12-31$168,858,041
Value of total assets at beginning of year2015-12-31$156,026,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$50,875
Total interest from all sources2015-12-31$82,653
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,425,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,425,580
Administrative expenses professional fees incurred2015-12-31$50,875
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$393,662
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,913,822
Participant contributions at end of year2015-12-31$180,819
Participant contributions at beginning of year2015-12-31$57,273
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$7,248,085
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,406,868
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$83,935
Other income not declared elsewhere2015-12-31$-119,210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,707,399
Value of net assets at end of year (total assets less liabilities)2015-12-31$168,858,041
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$156,026,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$149,733,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$124,109,585
Interest on participant loans2015-12-31$5,391
Interest earned on other investments2015-12-31$24,255
Income. Interest from US Government securities2015-12-31$31,222
Income. Interest from corporate debt instruments2015-12-31$12,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$5,385,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$5,563,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$5,563,889
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$9,349
Asset value of US Government securities at beginning of year2015-12-31$3,299,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$20,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,817,365
Employer contributions (assets) at end of year2015-12-31$5,810,330
Employer contributions (assets) at beginning of year2015-12-31$5,177,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,789,751
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$2,282,441
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$7,748,021
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$7,810,540
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EIDE BAILLY LLP
Accountancy firm EIN2015-12-31450250958
2014 : HEARTLAND FINANCIAL RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$9,913,383
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$23,606,589
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,615,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,574,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$15,635,016
Value of total assets at end of year2014-12-31$156,026,397
Value of total assets at beginning of year2014-12-31$131,121,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$41,163
Total interest from all sources2014-12-31$131,746
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,637,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,446,317
Administrative expenses professional fees incurred2014-12-31$41,163
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$393,662
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$1,027,706
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,059,618
Participant contributions at end of year2014-12-31$57,273
Assets. Other investments not covered elsewhere at end of year2014-12-31$7,248,085
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$15,086,309
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,396,057
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$83,935
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$79,959
Other income not declared elsewhere2014-12-31$106,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$14,991,328
Value of net assets at end of year (total assets less liabilities)2014-12-31$156,026,397
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$131,121,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$124,109,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$84,318,281
Interest on participant loans2014-12-31$3,568
Income. Interest from US Government securities2014-12-31$15,593
Income. Interest from corporate debt instruments2014-12-31$91,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,563,889
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,451,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,451,704
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$21,466
Asset value of US Government securities at end of year2014-12-31$3,299,550
Asset value of US Government securities at beginning of year2014-12-31$2,608,126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,095,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,179,341
Employer contributions (assets) at end of year2014-12-31$5,177,437
Employer contributions (assets) at beginning of year2014-12-31$4,405,034
Income. Dividends from preferred stock2014-12-31$18,068
Income. Dividends from common stock2014-12-31$1,172,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,574,098
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$2,282,441
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$797,359
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$7,810,540
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$21,347,208
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EIDE BAILLY LLP
Accountancy firm EIN2014-12-31450250958
2013 : HEARTLAND FINANCIAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$30,954,700
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,909,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,871,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$12,027,521
Value of total assets at end of year2013-12-31$131,121,686
Value of total assets at beginning of year2013-12-31$108,076,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$38,184
Total interest from all sources2013-12-31$633,034
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,259,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,531,157
Administrative expenses professional fees incurred2013-12-31$38,184
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$1,027,706
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$1,557,793
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,742,874
Assets. Other investments not covered elsewhere at end of year2013-12-31$15,086,309
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,817,856
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,870,236
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$79,959
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$96,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$23,045,458
Value of net assets at end of year (total assets less liabilities)2013-12-31$131,121,686
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$108,076,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$84,318,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$74,886,838
Interest earned on other investments2013-12-31$559,391
Income. Interest from US Government securities2013-12-31$43,664
Income. Interest from corporate debt instruments2013-12-31$6,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,451,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,887,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,887,118
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$23,834
Asset value of US Government securities at end of year2013-12-31$2,608,126
Asset value of US Government securities at beginning of year2013-12-31$6,032,002
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$15,035,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,414,411
Employer contributions (assets) at end of year2013-12-31$4,405,034
Employer contributions (assets) at beginning of year2013-12-31$4,123,885
Income. Dividends from preferred stock2013-12-31$87,054
Income. Dividends from common stock2013-12-31$640,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,871,058
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$797,359
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$21,347,208
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$9,674,736
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EIDE BAILLY LLP
Accountancy firm EIN2013-12-31450250958
2012 : HEARTLAND FINANCIAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$24,923,941
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$7,181,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,151,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,608,172
Value of total assets at end of year2012-12-31$108,076,228
Value of total assets at beginning of year2012-12-31$90,334,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,343
Total interest from all sources2012-12-31$86,029
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,209,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,507,903
Administrative expenses professional fees incurred2012-12-31$30,343
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$1,557,793
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$1,246,673
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,823,772
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,817,856
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,766,767
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,653,252
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$96,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$126,972
Other income not declared elsewhere2012-12-31$3,301,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$17,742,126
Value of net assets at end of year (total assets less liabilities)2012-12-31$108,076,228
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$90,334,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$74,886,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$62,164,488
Income. Interest from US Government securities2012-12-31$72,323
Income. Interest from corporate debt instruments2012-12-31$8,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,887,118
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,318,505
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,318,505
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5,591
Asset value of US Government securities at end of year2012-12-31$6,032,002
Asset value of US Government securities at beginning of year2012-12-31$5,976,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,718,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,131,148
Employer contributions (assets) at end of year2012-12-31$4,123,885
Employer contributions (assets) at beginning of year2012-12-31$3,426,542
Income. Dividends from preferred stock2012-12-31$123,979
Income. Dividends from common stock2012-12-31$577,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,151,472
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$9,674,736
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$9,307,469
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EIDE BAILLY LLP
Accountancy firm EIN2012-12-31450250958
2011 : HEARTLAND FINANCIAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,882,140
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,314,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,286,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,717,148
Value of total assets at end of year2011-12-31$90,334,102
Value of total assets at beginning of year2011-12-31$90,765,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$27,189
Total interest from all sources2011-12-31$131,004
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$688,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$688,702
Administrative expenses professional fees incurred2011-12-31$15,600
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$1,246,673
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$1,446,965
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,693,871
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,766,767
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,140,984
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$594,841
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$126,972
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$138,319
Administrative expenses (other) incurred2011-12-31$11,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-431,892
Value of net assets at end of year (total assets less liabilities)2011-12-31$90,334,102
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$90,765,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$62,164,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$58,056,415
Interest earned on other investments2011-12-31$126,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,318,505
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,768,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,768,521
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4,230
Asset value of US Government securities at end of year2011-12-31$5,976,686
Asset value of US Government securities at beginning of year2011-12-31$7,571,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,654,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,428,436
Employer contributions (assets) at end of year2011-12-31$3,426,542
Employer contributions (assets) at beginning of year2011-12-31$3,013,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,286,843
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$9,307,469
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$15,630,053
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EIDE BAILLY LLP
Accountancy firm EIN2011-12-31450250958
2010 : HEARTLAND FINANCIAL RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$17,356,920
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,193,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,163,101
Value of total corrective distributions2010-12-31$4,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,702,474
Value of total assets at end of year2010-12-31$90,765,994
Value of total assets at beginning of year2010-12-31$76,602,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,630
Total interest from all sources2010-12-31$228,591
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,679,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,347,108
Administrative expenses professional fees incurred2010-12-31$14,850
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$1,446,965
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$2,189,965
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,084,186
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,140,984
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,395,773
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$604,713
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$138,319
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$144,044
Other income not declared elsewhere2010-12-31$14,180
Administrative expenses (other) incurred2010-12-31$10,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$14,163,783
Value of net assets at end of year (total assets less liabilities)2010-12-31$90,765,994
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$76,602,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$58,056,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$47,258,643
Interest earned on other investments2010-12-31$85,781
Income. Interest from US Government securities2010-12-31$139,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,768,521
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,798,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,798,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,783
Asset value of US Government securities at end of year2010-12-31$7,571,368
Asset value of US Government securities at beginning of year2010-12-31$6,499,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$8,732,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,013,575
Employer contributions (assets) at end of year2010-12-31$3,013,369
Employer contributions (assets) at beginning of year2010-12-31$2,291,685
Income. Dividends from preferred stock2010-12-31$86,142
Income. Dividends from common stock2010-12-31$245,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,163,101
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$15,630,053
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$13,023,590
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EIDE BAILLY LLP
Accountancy firm EIN2010-12-31450250958
2009 : HEARTLAND FINANCIAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HEARTLAND FINANCIAL RETIREMENT PLAN

2021: HEARTLAND FINANCIAL RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HEARTLAND FINANCIAL RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HEARTLAND FINANCIAL RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HEARTLAND FINANCIAL RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HEARTLAND FINANCIAL RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HEARTLAND FINANCIAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HEARTLAND FINANCIAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HEARTLAND FINANCIAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HEARTLAND FINANCIAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HEARTLAND FINANCIAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HEARTLAND FINANCIAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HEARTLAND FINANCIAL RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HEARTLAND FINANCIAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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