401k Plan data: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN plan

WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 401k Plan overview

Plan Name	WILLIAM PENN UNIVERSITY 403(B) TDA PLAN
Plan identification number	004

WILLIAM PENN UNIVERSITY 403(B) TDA PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

WILLIAM PENN UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: WILLIAM PENN UNIVERSITY

Employer identification number (EIN): 420707120

NAIC Classification: 611000

Additional information about WILLIAM PENN UNIVERSITY

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities

Incorporation Date: 1893-07-10

Company Identification Number: 087586

Legal Registered Office Address: 201 TRUEBLOOD AVE

OSKALOOSA
United States of America (USA)
52577

More information about WILLIAM PENN UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM PENN UNIVERSITY 403(B) TDA PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2017-01-01 BONNIE JOHNSON
004 2016-01-01 BONNIE JOHNSON
004 2015-01-01 BONNIE JOHNSON
004 2014-01-01 BONNIE JOHNSON
004 2014-01-01 BONNIE JOHNSON
004 2013-01-01 BONNIE JOHNSON
004 2012-01-01 BONNIE JOHNSON
004 2011-01-01 BONNIE JOHNSON
004 2010-01-01 BONNIE JOHNSON
004 2009-01-01 BONNIE JOHNSON
004 2009-01-01 BONNIE JOHNSON
004 2009-01-01 BONNIE JOHNSON
004 2009-01-01 BONNIE JOHNSON

Plan id#	Filing Submission Date	Name of Administrator
004	2017-01-01	BONNIE JOHNSON
004	2016-01-01	BONNIE JOHNSON
004	2015-01-01	BONNIE JOHNSON
004	2014-01-01	BONNIE JOHNSON
004	2014-01-01	BONNIE JOHNSON
004	2013-01-01	BONNIE JOHNSON
004	2012-01-01	BONNIE JOHNSON
004	2011-01-01	BONNIE JOHNSON
004	2010-01-01	BONNIE JOHNSON
004	2009-01-01	BONNIE JOHNSON
004	2009-01-01	BONNIE JOHNSON
004	2009-01-01	BONNIE JOHNSON
004	2009-01-01	BONNIE JOHNSON

Plan Statistics for WILLIAM PENN UNIVERSITY 403(B) TDA PLAN

401k plan membership statisitcs for WILLIAM PENN UNIVERSITY 403(B) TDA PLAN

Measure Date Value
2017: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 132
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 55
Total of all active and inactive participants 2016-01-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 187
Number of participants with account balances 2016-01-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 137
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 51
Total of all active and inactive participants 2015-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 188
Number of participants with account balances 2015-01-01 181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 147
Number of other retired or separated participants entitled to future benefits 2014-01-01 41
Total of all active and inactive participants 2014-01-01 188
Total participants 2014-01-01 188
Number of participants with account balances 2014-01-01 181
2013: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 207
Number of other retired or separated participants entitled to future benefits 2013-01-01 35
Total of all active and inactive participants 2013-01-01 242
Total participants 2013-01-01 242
Number of participants with account balances 2013-01-01 186
2012: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 218
Number of other retired or separated participants entitled to future benefits 2012-01-01 28
Total of all active and inactive participants 2012-01-01 246
Total participants 2012-01-01 246
Number of participants with account balances 2012-01-01 192
2011: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 193
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 171
Number of other retired or separated participants entitled to future benefits 2011-01-01 26
Total of all active and inactive participants 2011-01-01 197
Total participants 2011-01-01 197
Number of participants with account balances 2011-01-01 136
2010: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 168
Number of other retired or separated participants entitled to future benefits 2010-01-01 25
Total of all active and inactive participants 2010-01-01 193
Total participants 2010-01-01 193
Number of participants with account balances 2010-01-01 131
2009: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 167
Number of other retired or separated participants entitled to future benefits 2009-01-01 25
Total of all active and inactive participants 2009-01-01 192
Total participants 2009-01-01 192
Number of participants with account balances 2009-01-01 133

Measure	Date	Value
2017: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	132
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	55
Total of all active and inactive participants	2016-01-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	187
Number of participants with account balances	2016-01-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	137
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	51
Total of all active and inactive participants	2015-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	188
Number of participants with account balances	2015-01-01	181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	147
Number of other retired or separated participants entitled to future benefits	2014-01-01	41
Total of all active and inactive participants	2014-01-01	188
Total participants	2014-01-01	188
Number of participants with account balances	2014-01-01	181
2013: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	207
Number of other retired or separated participants entitled to future benefits	2013-01-01	35
Total of all active and inactive participants	2013-01-01	242
Total participants	2013-01-01	242
Number of participants with account balances	2013-01-01	186
2012: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	218
Number of other retired or separated participants entitled to future benefits	2012-01-01	28
Total of all active and inactive participants	2012-01-01	246
Total participants	2012-01-01	246
Number of participants with account balances	2012-01-01	192
2011: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	193
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	171
Number of other retired or separated participants entitled to future benefits	2011-01-01	26
Total of all active and inactive participants	2011-01-01	197
Total participants	2011-01-01	197
Number of participants with account balances	2011-01-01	136
2010: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	168
Number of other retired or separated participants entitled to future benefits	2010-01-01	25
Total of all active and inactive participants	2010-01-01	193
Total participants	2010-01-01	193
Number of participants with account balances	2010-01-01	131
2009: WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	167
Number of other retired or separated participants entitled to future benefits	2009-01-01	25
Total of all active and inactive participants	2009-01-01	192
Total participants	2009-01-01	192
Number of participants with account balances	2009-01-01	133

Financial Data on WILLIAM PENN UNIVERSITY 403(B) TDA PLAN

Measure	Date	Value
2017 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-12-31	$4,192,344
Total income from all sources (including contributions)	2017-12-31	$0
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$4,192,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,192,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,492,211
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$303,388
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,396,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	TD&T CPAS AND ADVISORS, P.C.
Accountancy firm EIN	2017-12-31	421029744
2016 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$437,111
Total of all expenses incurred	2016-12-31	$156,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$156,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$230,031
Value of total assets at end of year	2016-12-31	$4,192,344
Value of total assets at beginning of year	2016-12-31	$3,911,449
Total interest from all sources	2016-12-31	$55,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$230,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$280,895
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,192,344
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,911,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,492,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,325,649
Value of interest in pooled separate accounts at end of year	2016-12-31	$303,388
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$281,627
Interest earned on other investments	2016-12-31	$55,293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,396,745
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,304,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$136,961
Net investment gain/loss from pooled separate accounts	2016-12-31	$14,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$156,216
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	TD&T CPAS AND ADVISORS, P.C.
Accountancy firm EIN	2016-12-31	421029744
2015 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$417,319
Total of all expenses incurred	2015-12-31	$454,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$454,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$344,759
Value of total assets at end of year	2015-12-31	$3,911,449
Value of total assets at beginning of year	2015-12-31	$3,948,860
Total interest from all sources	2015-12-31	$51,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$249,566
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$95,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-37,411
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,911,449
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,948,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,325,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,286,730
Value of interest in pooled separate accounts at end of year	2015-12-31	$281,627
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$234,817
Interest earned on other investments	2015-12-31	$51,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,304,173
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,427,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$502
Net investment gain/loss from pooled separate accounts	2015-12-31	$20,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$454,730
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	TD&T CPAS AND AVISORS, P.C.
Accountancy firm EIN	2015-12-31	421029744
2014 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$876,509
Total of all expenses incurred	2014-12-31	$326,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$326,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$674,200
Value of total assets at end of year	2014-12-31	$3,948,860
Value of total assets at beginning of year	2014-12-31	$3,398,557
Total interest from all sources	2014-12-31	$50,649
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$290,847
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$383,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$550,303
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,948,860
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,398,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,286,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,071,520
Value of interest in pooled separate accounts at end of year	2014-12-31	$234,817
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$129,344
Interest earned on other investments	2014-12-31	$50,649
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,427,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,197,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$133,260
Net investment gain/loss from pooled separate accounts	2014-12-31	$18,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$326,206
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	TD&T CPAS AND ADVISORS, P.C.
Accountancy firm EIN	2014-12-31	421029744
2013 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$728,001
Total of all expenses incurred	2013-12-31	$104,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$104,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$360,389
Value of total assets at end of year	2013-12-31	$3,398,557
Value of total assets at beginning of year	2013-12-31	$2,774,590
Total interest from all sources	2013-12-31	$44,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$301,815
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$58,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$623,967
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,398,557
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,774,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,071,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,599,525
Value of interest in pooled separate accounts at end of year	2013-12-31	$129,344
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$114,045
Interest earned on other investments	2013-12-31	$44,373
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,197,693
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,061,020
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$6,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$312,059
Net investment gain/loss from pooled separate accounts	2013-12-31	$11,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$97,425
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	TD&T CPAS AND ADVISORS, P.C.
Accountancy firm EIN	2013-12-31	421029744
2012 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$460,280
Total of all expenses incurred	2012-12-31	$86,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$86,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$228,543
Value of total assets at end of year	2012-12-31	$2,774,590
Value of total assets at beginning of year	2012-12-31	$2,401,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$254
Total interest from all sources	2012-12-31	$39,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$169,959
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$58,584
Administrative expenses (other) incurred	2012-12-31	$254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$373,482
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,774,590
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,401,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,599,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,400,420
Value of interest in pooled separate accounts at end of year	2012-12-31	$114,045
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$102,308
Interest earned on other investments	2012-12-31	$39,054
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,061,020
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$898,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$182,373
Net investment gain/loss from pooled separate accounts	2012-12-31	$10,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$86,544
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	TD&T FINANCIAL GROUP, P.C.
Accountancy firm EIN	2012-12-31	421029744
2011 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$253,859
Total of all expenses incurred	2011-12-31	$97,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$97,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$236,831
Value of total assets at end of year	2011-12-31	$2,401,108
Value of total assets at beginning of year	2011-12-31	$2,244,938
Total interest from all sources	2011-12-31	$9,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$122,240
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$114,591
Other income not declared elsewhere	2011-12-31	$23,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$156,170
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,401,108
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,244,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,400,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,415,466
Value of interest in pooled separate accounts at end of year	2011-12-31	$102,308
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$22,865
Interest earned on other investments	2011-12-31	$9,667
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$898,380
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$806,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-22,232
Net investment gain/loss from pooled separate accounts	2011-12-31	$6,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$97,689
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	TD&T FINANCIAL GROUP, P.C.
Accountancy firm EIN	2011-12-31	421029744
2010 : WILLIAM PENN UNIVERSITY 403(B) TDA PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$299,892
Total of all expenses incurred	2010-12-31	$65,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$65,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$118,133
Value of total assets at end of year	2010-12-31	$2,244,938
Value of total assets at beginning of year	2010-12-31	$2,010,997
Total interest from all sources	2010-12-31	$6,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
Value of fidelity bond cover	2010-12-31	$300,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$118,133
Other income not declared elsewhere	2010-12-31	$23,506
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$233,941
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,244,938
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,010,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,415,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,223,276
Value of interest in pooled separate accounts at end of year	2010-12-31	$22,865
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$17,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$6,065
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$806,607
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$769,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$149,593
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$65,951
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	TD&T FINANCIAL GROUP. P.C.
Accountancy firm EIN	2010-12-31	421029744