401k Plan data: NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN plan

NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 401k Plan overview

Plan Name	NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN
Plan identification number	001

NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTH AMERICAN SPECIALTY GLASS, LLC has sponsored the creation of one or more 401k plans.

Company Name: NORTH AMERICAN SPECIALTY GLASS, LLC

Employer identification number (EIN): 421671065

NAIC Classification: 327210

Additional information about NORTH AMERICAN SPECIALTY GLASS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3980748

More information about NORTH AMERICAN SPECIALTY GLASS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 ANTHONY WARD
001 2013-01-01 ANTHONY WARD
001 2012-01-01 ANTHONY WARD
001 2011-01-01 ANTHONY WARD
001 2010-01-01 NEAL APGAR
001 2009-01-01 NEAL APGAR

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	ANTHONY WARD
001	2013-01-01	ANTHONY WARD
001	2012-01-01	ANTHONY WARD
001	2011-01-01	ANTHONY WARD
001	2010-01-01	NEAL APGAR
001	2009-01-01	NEAL APGAR

Financial Data on NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN

Measure	Date	Value
2014 : NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-11-13	$75,551
Expenses. Total of all expenses incurred	2014-11-13	$1,544,568
Benefits paid (including direct rollovers)	2014-11-13	$1,502,322
Total plan assets at end of year	2014-11-13	$0
Total plan assets at beginning of year	2014-11-13	$1,469,017
Value of fidelity bond covering the plan	2014-11-13	$500,000
Expenses. Other expenses not covered elsewhere	2014-11-13	$42,246
Other income received	2014-11-13	$75,551
Net income (gross income less expenses)	2014-11-13	$-1,469,017
Net plan assets at end of year (total assets less liabilities)	2014-11-13	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-11-13	$1,469,017
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-11-13	$0
2013 : NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$222,722
Expenses. Total of all expenses incurred	2013-12-31	$343,025
Benefits paid (including direct rollovers)	2013-12-31	$328,057
Total plan assets at end of year	2013-12-31	$1,469,017
Total plan assets at beginning of year	2013-12-31	$1,589,320
Value of fidelity bond covering the plan	2013-12-31	$250,000
Other income received	2013-12-31	$222,722
Net income (gross income less expenses)	2013-12-31	$-120,303
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,469,017
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,589,320
Assets. Value of participant loans	2013-12-31	$23,128
Value of certain deemed distributions of participant loans	2013-12-31	$14,968
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$330,380
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$250,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$245,422
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$163,346
Value of total assets at end of year	2012-12-31	$1,589,320
Value of total assets at beginning of year	2012-12-31	$1,509,913
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,437
Total interest from all sources	2012-12-31	$1,567
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$28,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$28,731
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$250,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$122,902
Participant contributions at end of year	2012-12-31	$19,650
Participant contributions at beginning of year	2012-12-31	$26,798
Administrative expenses (other) incurred	2012-12-31	$3,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$79,407
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,589,320
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,509,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,141,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,370,688
Interest on participant loans	2012-12-31	$1,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$428,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$112,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$112,427
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$22
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$136,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$40,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$245,422
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SEE ATTACHED
Accountancy firm EIN	2012-12-31	999999999
2011 : NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$333,072
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$133,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$129,304
Value of total corrective distributions	2011-12-31	$83
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$353,581
Value of total assets at end of year	2011-12-31	$1,509,913
Value of total assets at beginning of year	2011-12-31	$1,310,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,056
Total interest from all sources	2011-12-31	$1,652
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$35,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$35,188
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$131,935
Participant contributions at end of year	2011-12-31	$26,798
Participant contributions at beginning of year	2011-12-31	$25,367
Participant contributions at beginning of year	2011-12-31	$5,326
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$167,840
Administrative expenses (other) incurred	2011-12-31	$4,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$199,629
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,509,913
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,310,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,370,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,097,472
Interest on participant loans	2011-12-31	$1,634
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$112,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$179,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$179,856
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$18
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-57,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$53,806
Employer contributions (assets) at beginning of year	2011-12-31	$2,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$129,304
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SEE ATTACHED
Accountancy firm EIN	2011-12-31	999999999
2010 : NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$357,481
Total of all expenses incurred	2010-12-31	$107,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$103,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$224,214
Value of total assets at end of year	2010-12-31	$1,310,284
Value of total assets at beginning of year	2010-12-31	$1,060,572
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,092
Total interest from all sources	2010-12-31	$2,287
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$23,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$23,437
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$250,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$159,549
Participant contributions at end of year	2010-12-31	$25,367
Participant contributions at beginning of year	2010-12-31	$33,051
Participant contributions at end of year	2010-12-31	$5,326
Participant contributions at beginning of year	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$4,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$249,712
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,310,284
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,060,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,097,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$977,311
Interest on participant loans	2010-12-31	$2,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$179,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$50,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$50,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$24
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$107,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$64,665
Employer contributions (assets) at end of year	2010-12-31	$2,263
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$103,677
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2010-12-31	134008324

Form 5500 Responses for NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN

2014: NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTH AMERICAN SPECIALTY GLASS, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTH AMERICAN SPECIALTY GLASS, LLC
Employer identification number (EIN):	421671065
NAIC Classification:	327210

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3980748