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SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

FOCUS BANK has sponsored the creation of one or more 401k plans.

Company Name:FOCUS BANK
Employer identification number (EIN):430271450
NAIC Classification:551111
NAIC Description:Offices of Bank Holding Companies

Additional information about FOCUS BANK

Jurisdiction of Incorporation: Missouri Secretary of State
Incorporation Date:
Company Identification Number: K00002460

More information about FOCUS BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JEFFREY D BARKER
0022016-01-01JEFFREY D. BARKER
0022015-01-01JEFFREY BARKER
0022014-01-01
0022013-12-01

Plan Statistics for SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01204
Total number of active participants reported on line 7a of the Form 55002022-01-01178
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0113
Total of all active and inactive participants2022-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01196
Number of participants with account balances2022-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-019
2021: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01187
Total number of active participants reported on line 7a of the Form 55002021-01-01186
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-013
Total of all active and inactive participants2021-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01195
Number of participants with account balances2021-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01186
Total number of active participants reported on line 7a of the Form 55002020-01-01174
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-017
Total of all active and inactive participants2020-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01184
Number of participants with account balances2020-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01201
Total number of active participants reported on line 7a of the Form 55002019-01-01175
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-018
Total of all active and inactive participants2019-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01186
Number of participants with account balances2019-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01197
Total number of active participants reported on line 7a of the Form 55002018-01-01181
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0119
Total of all active and inactive participants2018-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01200
Number of participants with account balances2018-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01188
Total number of active participants reported on line 7a of the Form 55002017-01-01178
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0116
Total of all active and inactive participants2017-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01194
Number of participants with account balances2017-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01194
Total number of active participants reported on line 7a of the Form 55002016-01-01168
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01186
Number of participants with account balances2016-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01185
Total number of active participants reported on line 7a of the Form 55002015-01-01172
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0114
Total of all active and inactive participants2015-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01186
Number of participants with account balances2015-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01183
Total number of active participants reported on line 7a of the Form 55002014-01-01174
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0110
Total of all active and inactive participants2014-01-01184
Total participants2014-01-01184
Number of participants with account balances2014-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01180
Total number of active participants reported on line 7a of the Form 55002013-12-01162
Number of retired or separated participants receiving benefits2013-12-0114
Number of other retired or separated participants entitled to future benefits2013-12-010
Total of all active and inactive participants2013-12-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01176
Number of participants with account balances2013-12-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010

Financial Data on SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-193,133
Total unrealized appreciation/depreciation of assets2022-12-31$-193,133
Total income from all sources (including contributions)2022-12-31$278,193
Total of all expenses incurred2022-12-31$238,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$238,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$35,000
Value of total assets at end of year2022-12-31$6,314,918
Value of total assets at beginning of year2022-12-31$6,275,123
Total interest from all sources2022-12-31$2,114
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$434,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$39,795
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,314,918
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,275,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$989,583
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$756,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$756,655
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$5,325,335
Assets. Invements in employer securities at beginning of year2022-12-31$5,518,468
Contributions received in cash from employer2022-12-31$35,000
Income. Dividends from common stock2022-12-31$434,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$238,398
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,140,001
Total unrealized appreciation/depreciation of assets2021-12-31$1,140,001
Total income from all sources (including contributions)2021-12-31$1,505,583
Total of all expenses incurred2021-12-31$91,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$91,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$35,000
Value of total assets at end of year2021-12-31$6,275,123
Value of total assets at beginning of year2021-12-31$4,861,413
Total interest from all sources2021-12-31$1,730
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$328,852
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,413,710
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,275,123
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,861,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$756,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$482,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$482,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$5,518,468
Assets. Invements in employer securities at beginning of year2021-12-31$4,378,467
Contributions received in cash from employer2021-12-31$35,000
Income. Dividends from common stock2021-12-31$328,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$91,873
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-519,818
Total unrealized appreciation/depreciation of assets2020-12-31$-519,818
Total income from all sources (including contributions)2020-12-31$-204,607
Total of all expenses incurred2020-12-31$35,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$35,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$35,000
Value of total assets at end of year2020-12-31$4,861,413
Value of total assets at beginning of year2020-12-31$5,101,374
Total interest from all sources2020-12-31$1,756
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$278,455
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-239,961
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,861,413
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,101,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$482,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$203,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$203,089
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$4,378,467
Assets. Invements in employer securities at beginning of year2020-12-31$4,898,285
Contributions received in cash from employer2020-12-31$35,000
Income. Dividends from common stock2020-12-31$278,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$35,354
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$419,853
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$419,853
Total unrealized appreciation/depreciation of assets2019-12-31$419,853
Total unrealized appreciation/depreciation of assets2019-12-31$419,853
Total income from all sources (including contributions)2019-12-31$675,653
Total income from all sources (including contributions)2019-12-31$675,653
Total of all expenses incurred2019-12-31$79,056
Total of all expenses incurred2019-12-31$79,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$79,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$79,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$35,000
Value of total assets at end of year2019-12-31$5,101,374
Value of total assets at beginning of year2019-12-31$4,504,777
Total interest from all sources2019-12-31$1,016
Total interest from all sources2019-12-31$1,016
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$219,784
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$219,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$596,597
Value of net income/loss2019-12-31$596,597
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,101,374
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,504,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$203,089
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$26,345
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$26,345
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$4,898,285
Assets. Invements in employer securities at beginning of year2019-12-31$4,478,432
Contributions received in cash from employer2019-12-31$35,000
Income. Dividends from common stock2019-12-31$219,784
Income. Dividends from common stock2019-12-31$219,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$79,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$79,056
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
2018 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-39,818
Total unrealized appreciation/depreciation of assets2018-12-31$-39,818
Total income from all sources (including contributions)2018-12-31$304,110
Total of all expenses incurred2018-12-31$79,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$79,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$35,000
Value of total assets at end of year2018-12-31$4,504,777
Value of total assets at beginning of year2018-12-31$4,280,238
Total interest from all sources2018-12-31$6,674
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$302,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$224,539
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,504,777
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,280,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$26,345
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$694,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$694,238
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$6,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$4,478,432
Assets. Invements in employer securities at beginning of year2018-12-31$3,586,000
Contributions received in cash from employer2018-12-31$35,000
Income. Dividends from common stock2018-12-31$302,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$79,571
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$476,892
Total unrealized appreciation/depreciation of assets2017-12-31$476,892
Total income from all sources (including contributions)2017-12-31$786,277
Total of all expenses incurred2017-12-31$2,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$35,000
Value of total assets at end of year2017-12-31$4,280,238
Value of total assets at beginning of year2017-12-31$3,496,901
Total interest from all sources2017-12-31$4,308
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$270,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$783,337
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,280,238
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,496,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$694,238
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$396,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$396,573
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$4,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$3,586,000
Assets. Invements in employer securities at beginning of year2017-12-31$3,100,328
Contributions received in cash from employer2017-12-31$35,000
Income. Dividends from common stock2017-12-31$270,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,940
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$322,687
Total unrealized appreciation/depreciation of assets2016-12-31$322,687
Total income from all sources (including contributions)2016-12-31$597,481
Total of all expenses incurred2016-12-31$91,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$91,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$35,000
Value of total assets at end of year2016-12-31$3,496,901
Value of total assets at beginning of year2016-12-31$2,991,024
Total interest from all sources2016-12-31$2,077
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$237,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$505,877
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,496,901
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,991,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$396,573
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$213,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$213,383
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$3,100,328
Assets. Invements in employer securities at beginning of year2016-12-31$2,777,641
Contributions received in cash from employer2016-12-31$35,000
Income. Dividends from common stock2016-12-31$237,717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$91,604
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$398,614
Total unrealized appreciation/depreciation of assets2015-12-31$398,614
Total income from all sources (including contributions)2015-12-31$669,192
Total of all expenses incurred2015-12-31$129,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$129,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$35,000
Value of total assets at end of year2015-12-31$2,991,024
Value of total assets at beginning of year2015-12-31$2,451,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$80
Total interest from all sources2015-12-31$563
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$235,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$539,778
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,991,024
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,451,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$213,383
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$72,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$72,219
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$2,777,641
Assets. Invements in employer securities at beginning of year2015-12-31$2,379,027
Contributions received in cash from employer2015-12-31$35,000
Income. Dividends from common stock2015-12-31$235,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$129,334
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$132,871
Total unrealized appreciation/depreciation of assets2014-12-31$132,871
Total transfer of assets to this plan2014-12-31$0
Total income from all sources (including contributions)2014-12-31$231,306
Total of all expenses incurred2014-12-31$26,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$26,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$35,000
Value of total assets at end of year2014-12-31$2,451,246
Value of total assets at beginning of year2014-12-31$2,246,156
Total interest from all sources2014-12-31$163
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$63,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$205,090
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,451,246
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,246,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$72,219
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$2,379,027
Assets. Invements in employer securities at beginning of year2014-12-31$2,246,156
Contributions received in cash from employer2014-12-31$35,000
Income. Dividends from common stock2014-12-31$63,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$26,216
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$2,246,156
Value of total assets at end of year2013-12-31$2,246,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,246,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$2,246,156
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260

Form 5500 Responses for SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SECURITY STATE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01First time form 5500 has been submittedYes
2013-12-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes

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