401k Plan data: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES plan

CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 401k Plan overview

Plan Name	CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES
Plan identification number	002

CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

ARCH RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ARCH RESOURCES, INC.

Employer identification number (EIN): 430921172

NAIC Classification: 212110
NAIC Description: Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 ALLEN KELLEY
002 2015-01-01 ALLEN KELLEY
002 2014-01-01 ALLEN KELLEY
002 2013-01-01 ALLEN KELLEY
002 2012-01-01 JOHN ZIEGLER JOHN ZIEGLER 2013-10-14
002 2011-01-01 JAMES FLORCZAK JAMES FLORCZAK 2012-10-15
002 2010-01-01 JAMES FLORCZAK JAMES FLORCZAK 2011-10-17
002 2009-01-01 JAMES FLORCZAK JAMES FLORCZAK 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	ALLEN KELLEY
002	2015-01-01	ALLEN KELLEY
002	2014-01-01	ALLEN KELLEY
002	2013-01-01	ALLEN KELLEY
002	2012-01-01	JOHN ZIEGLER	JOHN ZIEGLER	2013-10-14
002	2011-01-01	JAMES FLORCZAK	JAMES FLORCZAK	2012-10-15
002	2010-01-01	JAMES FLORCZAK	JAMES FLORCZAK	2011-10-17
002	2009-01-01	JAMES FLORCZAK	JAMES FLORCZAK	2010-10-15

Plan Statistics for CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES

401k plan membership statisitcs for CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES

Measure Date Value
2016: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2016 401k membership
Market value of plan assets 2016-12-31 20,438,389
Acturial value of plan assets 2016-12-31 21,569,577
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 21,938,880
Number of terminated vested participants 2016-12-31 80
Fundng target for terminated vested participants 2016-12-31 1,214,090
Active participant vested funding target 2016-12-31 0
Number of active participants 2016-12-31 0
Total funding liabilities for active participants 2016-12-31 0
Total participant count 2016-12-31 384
Total funding target for all participants 2016-12-31 23,152,970
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 1,473,401
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 1,473,401
Present value of excess contributions 2016-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 1,462,350
Total employer contributions 2016-12-31 0
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 0
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 245,000
Net shortfall amortization installment of oustanding balance 2016-12-31 3,045,743
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 748,228
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 748,228
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 381
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 246
Number of other retired or separated participants entitled to future benefits 2016-01-01 70
Total of all active and inactive participants 2016-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 57
Total participants 2016-01-01 373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 668
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 252
Number of other retired or separated participants entitled to future benefits 2015-01-01 75
Total of all active and inactive participants 2015-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 54
Total participants 2015-01-01 381
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 660
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 242
Number of other retired or separated participants entitled to future benefits 2014-01-01 367
Total of all active and inactive participants 2014-01-01 615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 53
Total participants 2014-01-01 668
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 652
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 179
Number of retired or separated participants receiving benefits 2013-01-01 224
Number of other retired or separated participants entitled to future benefits 2013-01-01 207
Total of all active and inactive participants 2013-01-01 610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 50
Total participants 2013-01-01 660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 8
2012: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 657
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 179
Number of retired or separated participants receiving benefits 2012-01-01 207
Number of other retired or separated participants entitled to future benefits 2012-01-01 217
Total of all active and inactive participants 2012-01-01 603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 49
Total participants 2012-01-01 652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 626
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 276
Number of retired or separated participants receiving benefits 2011-01-01 199
Number of other retired or separated participants entitled to future benefits 2011-01-01 133
Total of all active and inactive participants 2011-01-01 608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 49
Total participants 2011-01-01 657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 589
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 246
Number of retired or separated participants receiving benefits 2010-01-01 197
Number of other retired or separated participants entitled to future benefits 2010-01-01 137
Total of all active and inactive participants 2010-01-01 580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 46
Total participants 2010-01-01 626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 598
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 181
Number of retired or separated participants receiving benefits 2009-01-01 185
Number of other retired or separated participants entitled to future benefits 2009-01-01 179
Total of all active and inactive participants 2009-01-01 545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 44
Total participants 2009-01-01 589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 11

Measure	Date	Value
2016: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2016 401k membership
Market value of plan assets	2016-12-31	20,438,389
Acturial value of plan assets	2016-12-31	21,569,577
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	21,938,880
Number of terminated vested participants	2016-12-31	80
Fundng target for terminated vested participants	2016-12-31	1,214,090
Active participant vested funding target	2016-12-31	0
Number of active participants	2016-12-31	0
Total funding liabilities for active participants	2016-12-31	0
Total participant count	2016-12-31	384
Total funding target for all participants	2016-12-31	23,152,970
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	1,473,401
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	1,473,401
Present value of excess contributions	2016-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	1,462,350
Total employer contributions	2016-12-31	0
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	0
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	245,000
Net shortfall amortization installment of oustanding balance	2016-12-31	3,045,743
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	748,228
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	748,228
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	381
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	246
Number of other retired or separated participants entitled to future benefits	2016-01-01	70
Total of all active and inactive participants	2016-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	57
Total participants	2016-01-01	373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	668
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	252
Number of other retired or separated participants entitled to future benefits	2015-01-01	75
Total of all active and inactive participants	2015-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	54
Total participants	2015-01-01	381
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	660
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	242
Number of other retired or separated participants entitled to future benefits	2014-01-01	367
Total of all active and inactive participants	2014-01-01	615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	53
Total participants	2014-01-01	668
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	652
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	179
Number of retired or separated participants receiving benefits	2013-01-01	224
Number of other retired or separated participants entitled to future benefits	2013-01-01	207
Total of all active and inactive participants	2013-01-01	610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	50
Total participants	2013-01-01	660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	8
2012: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	657
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	179
Number of retired or separated participants receiving benefits	2012-01-01	207
Number of other retired or separated participants entitled to future benefits	2012-01-01	217
Total of all active and inactive participants	2012-01-01	603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	49
Total participants	2012-01-01	652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	626
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	276
Number of retired or separated participants receiving benefits	2011-01-01	199
Number of other retired or separated participants entitled to future benefits	2011-01-01	133
Total of all active and inactive participants	2011-01-01	608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	49
Total participants	2011-01-01	657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	589
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	246
Number of retired or separated participants receiving benefits	2010-01-01	197
Number of other retired or separated participants entitled to future benefits	2010-01-01	137
Total of all active and inactive participants	2010-01-01	580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	46
Total participants	2010-01-01	626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	598
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	181
Number of retired or separated participants receiving benefits	2009-01-01	185
Number of other retired or separated participants entitled to future benefits	2009-01-01	179
Total of all active and inactive participants	2009-01-01	545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	44
Total participants	2009-01-01	589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	11

Financial Data on CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES

Measure	Date	Value
2016 : CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,466,468
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,299,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,943,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$19,605,710
Value of total assets at beginning of year	2016-12-31	$20,438,389
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$355,284
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$84,199
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Administrative expenses (other) incurred	2016-12-31	$219,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-832,679
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$19,605,710
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$20,438,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$51,814
Value of interest in master investment trust accounts at end of year	2016-12-31	$19,605,710
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$20,438,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,943,863
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RUBINBROWN LLP
Accountancy firm EIN	2016-12-31	430765316
2015 : CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$-143,423
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$14,438,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$14,109,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$20,438,389
Value of total assets at beginning of year	2015-12-31	$35,019,869
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$328,911
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$109,392
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Administrative expenses (other) incurred	2015-12-31	$124,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-14,581,480
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,438,389
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$35,019,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$95,453
Value of interest in master investment trust accounts at end of year	2015-12-31	$20,438,389
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$35,019,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$14,109,146
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RUBINBROWN LLP
Accountancy firm EIN	2015-12-31	430765316
2014 : CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,259,254
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,946,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,689,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$611,865
Value of total assets at end of year	2014-12-31	$35,019,869
Value of total assets at beginning of year	2014-12-31	$32,707,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$257,381
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$84,484
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Administrative expenses (other) incurred	2014-12-31	$88,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,312,866
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$35,019,869
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$32,707,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$84,771
Value of interest in master investment trust accounts at end of year	2014-12-31	$35,019,869
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$31,797,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$611,865
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$910,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,689,007
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RUBINBROWN LLP
Accountancy firm EIN	2014-12-31	430765316
2013 : CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,125,731
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,516,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,516,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$910,000
Value of total assets at end of year	2013-12-31	$32,707,003
Value of total assets at beginning of year	2013-12-31	$29,098,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,608,941
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$32,707,003
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$29,098,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in master investment trust accounts at end of year	2013-12-31	$31,797,003
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$28,398,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$910,000
Employer contributions (assets) at end of year	2013-12-31	$910,000
Employer contributions (assets) at beginning of year	2013-12-31	$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,516,790
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RUBINBROWN LLP
Accountancy firm EIN	2013-12-31	430765316
2012 : CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$4,949,986
Total of all expenses incurred	2012-12-31	$1,377,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,377,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,484,566
Value of total assets at end of year	2012-12-31	$29,098,062
Value of total assets at beginning of year	2012-12-31	$25,525,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,572,802
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$29,098,062
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$25,525,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in master investment trust accounts at end of year	2012-12-31	$28,398,062
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$24,952,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,484,566
Employer contributions (assets) at end of year	2012-12-31	$700,000
Employer contributions (assets) at beginning of year	2012-12-31	$572,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,377,184
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RUBINBROWN LLP
Accountancy firm EIN	2012-12-31	430765316
2011 : CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,329,066
Total of all expenses incurred	2011-12-31	$1,297,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,297,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,646,773
Value of total assets at end of year	2011-12-31	$25,525,260
Value of total assets at beginning of year	2011-12-31	$24,494,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,031,243
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$25,525,260
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$24,494,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in master investment trust accounts at end of year	2011-12-31	$24,952,487
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$19,886,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,646,773
Employer contributions (assets) at end of year	2011-12-31	$572,773
Employer contributions (assets) at beginning of year	2011-12-31	$4,607,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,297,823
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RUBINBROWN LLP
Accountancy firm EIN	2011-12-31	430765316
2010 : CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$8,337,741
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,188,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,188,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,720,198
Value of total assets at end of year	2010-12-31	$24,494,017
Value of total assets at beginning of year	2010-12-31	$17,344,336
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,149,681
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$24,494,017
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$17,344,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in master investment trust accounts at end of year	2010-12-31	$19,886,607
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$17,344,336
Net investment gain or loss from common/collective trusts	2010-12-31	$2,617,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$5,720,198
Employer contributions (assets) at end of year	2010-12-31	$4,607,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,188,060
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	RUBINBROWN LLP
Accountancy firm EIN	2010-12-31	430765316

Form 5500 Responses for CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES

2016: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CUMBERLAND RIVER COAL COMPANY PENSION PLAN FOR BARGAINING UNIT EMPLOYEES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ARCH RESOURCES, INC.
Employer identification number (EIN):	430921172
NAIC Classification:	212110
NAIC Description:	Coal Mining