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RETIREMENT PLAN OF LITHO-KROME COMPANY 401k Plan overview

Plan NameRETIREMENT PLAN OF LITHO-KROME COMPANY
Plan identification number 001

RETIREMENT PLAN OF LITHO-KROME COMPANY Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LITHO-KROME COMPANY has sponsored the creation of one or more 401k plans.

Company Name:LITHO-KROME COMPANY
Employer identification number (EIN):431184574
NAIC Classification:323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN OF LITHO-KROME COMPANY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-01-01BETH OSHAUGHNESSY MARY COLLEEN MEURER2014-10-15
0012012-01-01BETH OSHAUGHNESSY MARY COLLEEN MEURER2013-10-14
0012011-01-01BETH OSHAUGHNESSY MARY COLLEEN MEURER2012-10-12
0012010-01-01BETH O'SHAUGHNESSY COLLEEN MEURER2011-10-11
0012009-01-01BETH O'SHAUGHNESSY LINDA WOOFTER2010-10-11
0012009-01-01BETH O'SHAUGHNESSY LINDA WOOFTER2010-10-08

Plan Statistics for RETIREMENT PLAN OF LITHO-KROME COMPANY

401k plan membership statisitcs for RETIREMENT PLAN OF LITHO-KROME COMPANY

Measure Date Value
2013: RETIREMENT PLAN OF LITHO-KROME COMPANY 2013 401k membership
Total participants, beginning-of-year2013-01-01265
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN OF LITHO-KROME COMPANY 2012 401k membership
Total participants, beginning-of-year2012-01-01272
Total number of active participants reported on line 7a of the Form 55002012-01-0191
Number of retired or separated participants receiving benefits2012-01-0176
Number of other retired or separated participants entitled to future benefits2012-01-0189
Total of all active and inactive participants2012-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN OF LITHO-KROME COMPANY 2011 401k membership
Total participants, beginning-of-year2011-01-01273
Total number of active participants reported on line 7a of the Form 55002011-01-01100
Number of retired or separated participants receiving benefits2011-01-0174
Number of other retired or separated participants entitled to future benefits2011-01-0191
Total of all active and inactive participants2011-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RETIREMENT PLAN OF LITHO-KROME COMPANY 2010 401k membership
Total participants, beginning-of-year2010-01-01278
Total number of active participants reported on line 7a of the Form 55002010-01-01104
Number of retired or separated participants receiving benefits2010-01-0176
Number of other retired or separated participants entitled to future benefits2010-01-0188
Total of all active and inactive participants2010-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: RETIREMENT PLAN OF LITHO-KROME COMPANY 2009 401k membership
Total participants, beginning-of-year2009-01-01285
Total number of active participants reported on line 7a of the Form 55002009-01-01114
Number of retired or separated participants receiving benefits2009-01-0170
Number of other retired or separated participants entitled to future benefits2009-01-0188
Total of all active and inactive participants2009-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-016
Total participants2009-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN OF LITHO-KROME COMPANY

Measure Date Value
2013 : RETIREMENT PLAN OF LITHO-KROME COMPANY 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$16,618,071
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$146,447
Total income from all sources (including contributions)2013-12-31$1,512,707
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$950,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$832,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$16,201,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$117,717
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$47,811
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$60,961
Liabilities. Value of operating payables at beginning of year2013-12-31$146,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$562,580
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,055,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,272
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$16,138,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$63,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$832,410
Contract administrator fees2013-12-31$2,673
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31RUBINBROWN LLP
Accountancy firm EIN2013-12-31430765316
2012 : RETIREMENT PLAN OF LITHO-KROME COMPANY 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$146,447
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$146,447
Total income from all sources (including contributions)2012-12-31$1,558,647
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$912,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$807,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$63,685
Value of total assets at end of year2012-12-31$16,201,938
Value of total assets at beginning of year2012-12-31$15,555,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$104,820
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$53,767
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$40,795
Liabilities. Value of operating payables at end of year2012-12-31$146,447
Liabilities. Value of operating payables at beginning of year2012-12-31$146,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$646,259
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,055,491
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,409,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$6,665
Value of interest in master investment trust accounts at end of year2012-12-31$16,138,253
Value of interest in master investment trust accounts at beginning of year2012-12-31$13,996,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$63,685
Employer contributions (assets) at end of year2012-12-31$63,685
Employer contributions (assets) at beginning of year2012-12-31$1,559,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$807,568
Contract administrator fees2012-12-31$3,593
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31RUBINBROWN LLP
Accountancy firm EIN2012-12-31430675316
2011 : RETIREMENT PLAN OF LITHO-KROME COMPANY 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$146,447
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$146,447
Total income from all sources (including contributions)2011-12-31$1,809,525
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$785,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$691,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,009,772
Value of total assets at end of year2011-12-31$15,555,679
Value of total assets at beginning of year2011-12-31$14,532,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$94,205
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$50,639
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$34,594
Liabilities. Value of operating payables at end of year2011-12-31$146,447
Liabilities. Value of operating payables at beginning of year2011-12-31$146,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,023,593
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,409,232
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,385,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$7,200
Value of interest in master investment trust accounts at end of year2011-12-31$13,996,468
Value of interest in master investment trust accounts at beginning of year2011-12-31$13,212,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,009,772
Employer contributions (assets) at end of year2011-12-31$1,559,211
Employer contributions (assets) at beginning of year2011-12-31$1,320,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$691,727
Contract administrator fees2011-12-31$1,772
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31RUBINBROWN LLP
Accountancy firm EIN2011-12-31430765316
2010 : RETIREMENT PLAN OF LITHO-KROME COMPANY 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$146,447
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$69,236
Total income from all sources (including contributions)2010-12-31$2,795,134
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$880,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$695,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,345,000
Value of total assets at end of year2010-12-31$14,532,086
Value of total assets at beginning of year2010-12-31$12,540,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$185,049
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$141,331
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$37,027
Liabilities. Value of operating payables at end of year2010-12-31$146,447
Liabilities. Value of operating payables at beginning of year2010-12-31$69,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,914,248
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,385,639
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,471,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$4,897
Value of interest in master investment trust accounts at end of year2010-12-31$13,212,086
Value of interest in master investment trust accounts at beginning of year2010-12-31$12,540,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,345,000
Employer contributions (assets) at end of year2010-12-31$1,320,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$695,837
Contract administrator fees2010-12-31$1,794
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31RUBINBROWN LLP
Accountancy firm EIN2010-12-31430765316

Form 5500 Responses for RETIREMENT PLAN OF LITHO-KROME COMPANY

2013: RETIREMENT PLAN OF LITHO-KROME COMPANY 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN OF LITHO-KROME COMPANY 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN OF LITHO-KROME COMPANY 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN OF LITHO-KROME COMPANY 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN OF LITHO-KROME COMPANY 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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