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Plan Name | CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | CREATIVE PLANNING LLC |
Employer identification number (EIN): | 431270780 |
NAIC Classification: | 523900 |
Additional information about CREATIVE PLANNING LLC
Jurisdiction of Incorporation: | Washington Secretary of State Corporations Division |
Incorporation Date: | 1981-07-09 |
Company Identification Number: | 600407518 |
Legal Registered Office Address: |
7525 SE 24TH ST STE 350 MERCER ISLAND United States of America (USA) 980400000 |
More information about CREATIVE PLANNING LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | MEGAN SCHMITZ | |||
001 | 2017-01-01 | MEGAN SCHMITZ | |||
001 | 2016-01-01 | MEGAN SCHMITZ | |||
001 | 2015-01-01 | MEGAN SCHMITZ | |||
001 | 2014-01-01 | PETER MALLOUK | |||
001 | 2013-01-01 | PETER MALLOUK | 2014-07-15 |
Measure | Date | Value |
---|---|---|
2022: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 1,226 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 1,412 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 125 |
Total of all active and inactive participants | 2022-01-01 | 1,539 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 1,539 |
Number of participants with account balances | 2022-01-01 | 1,474 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 800 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 953 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 99 |
Total of all active and inactive participants | 2021-01-01 | 1,055 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 1 |
Total participants | 2021-01-01 | 1,056 |
Number of participants with account balances | 2021-01-01 | 1,000 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 663 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 714 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 59 |
Total of all active and inactive participants | 2020-01-01 | 776 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1 |
Total participants | 2020-01-01 | 777 |
Number of participants with account balances | 2020-01-01 | 758 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 612 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 596 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 56 |
Total of all active and inactive participants | 2019-01-01 | 655 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 655 |
Number of participants with account balances | 2019-01-01 | 641 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 464 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 555 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 57 |
Total of all active and inactive participants | 2018-01-01 | 612 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 612 |
Number of participants with account balances | 2018-01-01 | 601 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 354 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 430 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 34 |
Total of all active and inactive participants | 2017-01-01 | 464 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 464 |
Number of participants with account balances | 2017-01-01 | 451 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 268 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 320 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 34 |
Total of all active and inactive participants | 2016-01-01 | 354 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 354 |
Number of participants with account balances | 2016-01-01 | 325 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 220 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 237 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 29 |
Total of all active and inactive participants | 2015-01-01 | 266 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 266 |
Number of participants with account balances | 2015-01-01 | 243 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 156 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 203 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 17 |
Total of all active and inactive participants | 2014-01-01 | 220 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 220 |
Number of participants with account balances | 2014-01-01 | 209 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $11,451,787 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $6,126,708 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,002,829 |
Value of total corrective distributions | 2022-12-31 | $4,009 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $29,770,262 |
Value of total assets at end of year | 2022-12-31 | $104,059,055 |
Value of total assets at beginning of year | 2022-12-31 | $98,733,976 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $119,870 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,480,095 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,480,095 |
Administrative expenses professional fees incurred | 2022-12-31 | $28,187 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | Yes |
Amount of non-exempt transactions with any party-in-interest | 2022-12-31 | $12,263 |
Contributions received from participants | 2022-12-31 | $15,457,383 |
Participant contributions at end of year | 2022-12-31 | $498,036 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $7,953,547 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $54,389 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $5,325,079 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $104,059,055 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $98,733,976 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $102,003,530 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $97,839,838 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,073,234 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $674,870 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-20,813,494 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $14,924 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $6,359,332 |
Employer contributions (assets) at end of year | 2022-12-31 | $484,255 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $164,879 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $6,002,829 |
Contract administrator fees | 2022-12-31 | $91,683 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | UHY LLP |
Accountancy firm EIN | 2022-12-31 | 200694403 |
2021 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $32,749,310 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $4,824,343 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,730,669 |
Value of total corrective distributions | 2021-12-31 | $2,392 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $20,415,270 |
Value of total assets at end of year | 2021-12-31 | $98,733,976 |
Value of total assets at beginning of year | 2021-12-31 | $70,809,009 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $91,282 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,383,466 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,383,466 |
Administrative expenses professional fees incurred | 2021-12-31 | $24,460 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | Yes |
Amount of non-exempt transactions with any party-in-interest | 2021-12-31 | $40,756 |
Contributions received from participants | 2021-12-31 | $9,530,350 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $6,953,330 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $54,389 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
Other income not declared elsewhere | 2021-12-31 | $13,633 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $27,924,967 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $98,733,976 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $70,809,009 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $97,839,838 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $70,348,377 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $674,870 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $382,457 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,929,757 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $7,184 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $3,931,590 |
Employer contributions (assets) at end of year | 2021-12-31 | $164,879 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $78,175 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,730,669 |
Contract administrator fees | 2021-12-31 | $66,822 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | UHY LLP |
Accountancy firm EIN | 2021-12-31 | 200694403 |
2020 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $25,295,392 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,761,410 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,671,368 |
Value of total corrective distributions | 2020-12-31 | $7,395 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $16,135,434 |
Value of total assets at end of year | 2020-12-31 | $70,809,009 |
Value of total assets at beginning of year | 2020-12-31 | $47,275,027 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $82,647 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,222,894 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,222,894 |
Administrative expenses professional fees incurred | 2020-12-31 | $18,221 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $7,082,130 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $6,076,410 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $23,533,982 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $70,809,009 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $47,275,027 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $13,633 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $70,348,377 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $46,943,893 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $382,457 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $269,162 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $7,928,959 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $8,105 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,976,894 |
Employer contributions (assets) at end of year | 2020-12-31 | $78,175 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $61,972 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,671,368 |
Contract administrator fees | 2020-12-31 | $50,793 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
Accountancy firm EIN | 2020-12-31 | 431562209 |
2019 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $19,959,278 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,621,449 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,542,998 |
Value of total corrective distributions | 2019-12-31 | $6,737 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,241,264 |
Value of total assets at end of year | 2019-12-31 | $47,275,027 |
Value of total assets at beginning of year | 2019-12-31 | $28,937,198 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $71,714 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,096,619 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,096,619 |
Administrative expenses professional fees incurred | 2019-12-31 | $26,282 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $5,727,379 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,976,068 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $18,337,829 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $47,275,027 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $28,937,198 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $46,943,893 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $28,802,071 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $269,162 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $83,837 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,617,645 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $3,750 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,537,817 |
Employer contributions (assets) at end of year | 2019-12-31 | $61,972 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $51,290 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,542,998 |
Contract administrator fees | 2019-12-31 | $45,432 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
Accountancy firm EIN | 2019-12-31 | 431562209 |
2018 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $6,240,375 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,009,104 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $936,062 |
Value of total corrective distributions | 2018-12-31 | $17,055 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $9,399,631 |
Value of total assets at end of year | 2018-12-31 | $28,937,198 |
Value of total assets at beginning of year | 2018-12-31 | $23,705,927 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $55,987 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $869,679 |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $869,679 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $4,662,352 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $6,856 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,607,776 |
Other income not declared elsewhere | 2018-12-31 | $19 |
Total non interest bearing cash at end of year | 2018-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $39,159 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $5,231,271 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $28,937,198 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $23,705,927 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $28,802,071 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $23,472,194 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $83,837 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $136,371 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,030,528 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $1,574 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,129,503 |
Employer contributions (assets) at end of year | 2018-12-31 | $51,290 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $51,347 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $936,062 |
Contract administrator fees | 2018-12-31 | $55,987 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
Accountancy firm EIN | 2018-12-31 | 431562209 |
2017 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $9,229,661 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,467,444 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,423,203 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,774,657 |
Value of total assets at end of year | 2017-12-31 | $23,705,927 |
Value of total assets at beginning of year | 2017-12-31 | $15,943,710 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $44,241 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $614,682 |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $614,682 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,363,967 |
Participant contributions at end of year | 2017-12-31 | $6,856 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $835,839 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Total non interest bearing cash at end of year | 2017-12-31 | $39,159 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $13,954 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $7,762,217 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $23,705,927 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,943,710 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $23,472,194 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $15,871,422 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $136,371 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $24,341 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,838,963 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,359 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,574,851 |
Employer contributions (assets) at end of year | 2017-12-31 | $51,347 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $33,993 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,423,203 |
Contract administrator fees | 2017-12-31 | $44,241 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
Accountancy firm EIN | 2017-12-31 | 431562209 |
2016 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $5,401,351 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $666,058 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $633,744 |
Value of total corrective distributions | 2016-12-31 | $1,057 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,009,829 |
Value of total assets at end of year | 2016-12-31 | $15,943,710 |
Value of total assets at beginning of year | 2016-12-31 | $11,208,417 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $31,257 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $406,307 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $406,307 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,483,353 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $379,831 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
Total non interest bearing cash at end of year | 2016-12-31 | $13,954 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $5,888 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,735,293 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,943,710 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,208,417 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $15,871,422 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $11,156,067 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $24,341 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $22,060 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $984,837 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $378 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,146,645 |
Employer contributions (assets) at end of year | 2016-12-31 | $33,993 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $24,402 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $633,744 |
Contract administrator fees | 2016-12-31 | $31,257 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
Accountancy firm EIN | 2016-12-31 | 431562209 |
2015 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $708,941 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $62,400 |
Total income from all sources (including contributions) | 2015-12-31 | $3,027,074 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $143,055 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $110,212 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,340,200 |
Value of total assets at end of year | 2015-12-31 | $11,208,417 |
Value of total assets at beginning of year | 2015-12-31 | $9,095,739 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $32,843 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $312,352 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $312,352 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,918,742 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $528,135 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $62,400 |
Total non interest bearing cash at end of year | 2015-12-31 | $5,888 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $290 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,884,019 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,208,417 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,033,339 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $11,156,067 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $9,061,503 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $22,060 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $16,649 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-632,054 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $6,576 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $893,323 |
Employer contributions (assets) at end of year | 2015-12-31 | $24,402 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $17,297 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $110,212 |
Contract administrator fees | 2015-12-31 | $32,843 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
Accountancy firm EIN | 2015-12-31 | 431562209 |
2014 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $62,400 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,942,585 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $543,850 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $522,757 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,560,677 |
Value of total assets at end of year | 2014-12-31 | $9,095,739 |
Value of total assets at beginning of year | 2014-12-31 | $6,634,604 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $21,093 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $253,643 |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $253,643 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,492,290 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $305,404 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $62,400 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
Total non interest bearing cash at end of year | 2014-12-31 | $290 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,398,735 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,033,339 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,634,604 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $9,061,503 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,634,604 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $16,649 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $127,758 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $507 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $762,983 |
Employer contributions (assets) at end of year | 2014-12-31 | $17,297 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $522,757 |
Contract administrator fees | 2014-12-31 | $21,093 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
Accountancy firm EIN | 2014-12-31 | 461562209 |
2022: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |