401k Plan data: EMPLOYEE RETIREMENT PLAN plan

EMPLOYEE RETIREMENT PLAN 401k Plan overview

Plan Name	EMPLOYEE RETIREMENT PLAN
Plan identification number	001

EMPLOYEE RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
Life insurance

401k Sponsoring company profile

HOUSING AUTHORITY OF MARSHALL, MO has sponsored the creation of one or more 401k plans.

Company Name: HOUSING AUTHORITY OF MARSHALL, MO

Employer identification number (EIN): 436159135

NAIC Classification: 561210
NAIC Description: Facilities Support Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-02-01 RICHARD RIPPER
001 2009-02-01 RICHARD RIPPER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-02-01	RICHARD RIPPER
001	2009-02-01	RICHARD RIPPER

Plan Statistics for EMPLOYEE RETIREMENT PLAN

401k plan membership statisitcs for EMPLOYEE RETIREMENT PLAN

Measure Date Value
2011: EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-02-01 7
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 8
Total of all active and inactive participants 2011-02-01 8
Total participants 2011-02-01 8
Number of participants with account balances 2011-02-01 8
2009: EMPLOYEE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-02-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 7
Total of all active and inactive participants 2009-02-01 7
Total participants 2009-02-01 7
Number of participants with account balances 2009-02-01 7

Measure	Date	Value
2011: EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-02-01	7
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	8
Total of all active and inactive participants	2011-02-01	8
Total participants	2011-02-01	8
Number of participants with account balances	2011-02-01	8
2009: EMPLOYEE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-02-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	7
Total of all active and inactive participants	2009-02-01	7
Total participants	2009-02-01	7
Number of participants with account balances	2009-02-01	7

Financial Data on EMPLOYEE RETIREMENT PLAN

Measure	Date	Value
2012 : EMPLOYEE RETIREMENT PLAN 2012 401k financial data
Total income from all sources	2012-01-31	$24,661
Expenses. Total of all expenses incurred	2012-01-31	$1,977
Benefits paid (including direct rollovers)	2012-01-31	$1,432
Total plan assets at end of year	2012-01-31	$564,513
Total plan assets at beginning of year	2012-01-31	$541,829
Total contributions received or receivable from participants	2012-01-31	$18,248
Other income received	2012-01-31	$-18,471
Net income (gross income less expenses)	2012-01-31	$22,684
Net plan assets at end of year (total assets less liabilities)	2012-01-31	$564,513
Net plan assets at beginning of year (total assets less liabilities)	2012-01-31	$541,829
Assets. Value of participant loans	2012-01-31	$36,434
Total contributions received or receivable from employer(s)	2012-01-31	$24,884
Expenses. Administrative service providers (salaries,fees and commissions)	2012-01-31	$545
2011 : EMPLOYEE RETIREMENT PLAN 2011 401k financial data
Total income from all sources	2011-01-31	$95,368
Expenses. Total of all expenses incurred	2011-01-31	$33,759
Benefits paid (including direct rollovers)	2011-01-31	$33,209
Total plan assets at end of year	2011-01-31	$541,829
Total plan assets at beginning of year	2011-01-31	$480,220
Total contributions received or receivable from participants	2011-01-31	$16,769
Other income received	2011-01-31	$55,732
Net income (gross income less expenses)	2011-01-31	$61,609
Net plan assets at end of year (total assets less liabilities)	2011-01-31	$541,829
Net plan assets at beginning of year (total assets less liabilities)	2011-01-31	$480,220
Total contributions received or receivable from employer(s)	2011-01-31	$22,867
Expenses. Administrative service providers (salaries,fees and commissions)	2011-01-31	$550

Form 5500 Responses for EMPLOYEE RETIREMENT PLAN

2011: EMPLOYEE RETIREMENT PLAN 2011 form 5500 responses
2011-02-01	Type of plan entity	Single employer plan
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Insurance	Yes
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement – Insurance	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2009: EMPLOYEE RETIREMENT PLAN 2009 form 5500 responses
2009-02-01	Type of plan entity	Single employer plan
2009-02-01	Submission has been amended	No
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-02-01	Plan is a collectively bargained plan	No
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	HOUSING AUTHORITY OF MARSHALL, MO
Employer identification number (EIN):	436159135
NAIC Classification:	561210
NAIC Description:	Facilities Support Services