| Plan Name | U.S. ENGINEERING COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST |
| Plan identification number | 003 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | U.S. ENGINEERING COMPANY |
| Employer identification number (EIN): | 440470840 |
| NAIC Classification: | 541330 |
| NAIC Description: | Engineering Services |
Additional information about U.S. ENGINEERING COMPANY
| Jurisdiction of Incorporation: | Texas Secretary of State |
| Incorporation Date: | 1982-11-08 |
| Company Identification Number: | 0005651606 |
| Legal Registered Office Address: |
3433 ROANOKE RD KANSAS CITY United States of America (USA) 64111 |
More information about U.S. ENGINEERING COMPANY
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 003 | 2011-01-01 | JAMES TONTY | |||
| 003 | 2009-01-01 | JAMES TONTY | |||
| 003 | 2007-01-01 | JAMES TONTY | |||
| 003 | 2007-01-01 | JAMES TONTY |
| Measure | Date | Value |
|---|---|---|
| 2011 : U.S. ENGINEERING COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $26,520 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $26,520 |
| Total transfer of assets from this plan | 2011-12-31 | $534,887 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $534,887 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $60,482 |
| Total income from all sources (including contributions) | 2011-12-31 | $633,292 |
| Total of all expenses incurred | 2011-12-31 | $3,689 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $202 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $500,000 |
| Value of total assets at end of year | 2011-12-31 | $1,326,041 |
| Value of total assets at beginning of year | 2011-12-31 | $756,920 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,487 |
| Total interest from all sources | 2011-12-31 | $1,255 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $105,517 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $252 |
| Administrative expenses professional fees incurred | 2011-12-31 | $3,000 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $534,887 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $60,482 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $629,603 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $791,154 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $696,438 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $487 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $11,235 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $16,727 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $621,143 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $52,645 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $52,645 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,255 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $663,000 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $636,480 |
| Contributions received in cash from employer | 2011-12-31 | $500,000 |
| Income. Dividends from common stock | 2011-12-31 | $105,265 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $202 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $30,663 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $51,068 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | MIZE HOUSER & COMPANY, P.A. |
| Accountancy firm EIN | 2011-12-31 | 480882363 |
| 2010 : U.S. ENGINEERING COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $37,440 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $37,440 |
| Total transfer of assets from this plan | 2010-12-31 | $60,482 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $60,482 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $634,740 |
| Total income from all sources (including contributions) | 2010-12-31 | $107,605 |
| Total of all expenses incurred | 2010-12-31 | $69,376 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $64,941 |
| Value of total assets at end of year | 2010-12-31 | $756,920 |
| Value of total assets at beginning of year | 2010-12-31 | $1,353,431 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,435 |
| Total interest from all sources | 2010-12-31 | $1,788 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $62,315 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $336 |
| Administrative expenses professional fees incurred | 2010-12-31 | $3,000 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $447 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $60,482 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $634,740 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $38,229 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $696,438 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $718,691 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $1,435 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $16,727 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $52,645 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $705,221 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $705,221 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,788 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $6,062 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $636,480 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $599,040 |
| Income. Dividends from common stock | 2010-12-31 | $61,979 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $64,941 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $51,068 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $48,723 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | MIZE HOUSER & COMPANY, P.A. |
| Accountancy firm EIN | 2010-12-31 | 480882363 |
| 2009 : U.S. ENGINEERING COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2011: U.S. ENGINEERING COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 form 5500 responses | ||
|---|---|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: U.S. ENGINEERING COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| 2007: U.S. ENGINEERING COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2007 form 5500 responses | ||
| 2007-01-01 | Type of plan entity | Multi-employer plan |
| 2007-01-01 | Submission has been amended | Yes |
| 2007-01-01 | This submission is the final filing | No |
| 2007-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2007-01-01 | Plan is a collectively bargained plan | No |
| 2007-01-01 | Plan funding arrangement – Trust | Yes |
| 2007-01-01 | Plan benefit arrangement - Trust | Yes |