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CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameCHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

CHARLES D. JONES CO. has sponsored the creation of one or more 401k plans.

Company Name:CHARLES D. JONES CO.
Employer identification number (EIN):440538292
NAIC Classification:423700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01ERICA EASLEY
0032016-01-01ERICA EASLEY
0032015-01-01ERICA SVAHNBERG-EASLEY ERICA SVAHNBERG-EASLEY2016-10-11
0032014-01-01ERICA SVAHNBERG-EASLEY ERICA SVAHNBERG-EASLEY2015-10-13
0032013-01-01ROYCE E. HENDERSON ROYCE E. HENDERSON2014-10-15
0032012-01-01ERICA SVAHNBERG-EASLEY
0032011-01-01ROYCE HENDERSON
0032010-01-01ROYCE HENDERSON
0032009-01-01ROYCE HENDERSON

Plan Statistics for CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01177
Total number of active participants reported on line 7a of the Form 55002022-01-01136
Number of retired or separated participants receiving benefits2022-01-0122
Number of other retired or separated participants entitled to future benefits2022-01-017
Total of all active and inactive participants2022-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-018
Total participants2022-01-01173
Number of participants with account balances2022-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2020: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01157
Total number of active participants reported on line 7a of the Form 55002020-01-01126
Number of retired or separated participants receiving benefits2020-01-0114
Number of other retired or separated participants entitled to future benefits2020-01-0110
Total of all active and inactive participants2020-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-01155
Number of participants with account balances2020-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01151
Total number of active participants reported on line 7a of the Form 55002019-01-01125
Number of retired or separated participants receiving benefits2019-01-0117
Number of other retired or separated participants entitled to future benefits2019-01-013
Total of all active and inactive participants2019-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01148
Number of participants with account balances2019-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01154
Total number of active participants reported on line 7a of the Form 55002018-01-01125
Number of retired or separated participants receiving benefits2018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01147
Number of participants with account balances2018-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01157
Total number of active participants reported on line 7a of the Form 55002017-01-01128
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01150
Number of participants with account balances2017-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01158
Total number of active participants reported on line 7a of the Form 55002016-01-01129
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01152
Number of participants with account balances2016-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01144
Total number of active participants reported on line 7a of the Form 55002015-01-01136
Number of retired or separated participants receiving benefits2015-01-0118
Total of all active and inactive participants2015-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01142
Total number of active participants reported on line 7a of the Form 55002014-01-01125
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-01143
Total participants2014-01-01143
Number of participants with account balances2014-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01141
Total number of active participants reported on line 7a of the Form 55002013-01-01123
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01142
Number of participants with account balances2013-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01122
Total number of active participants reported on line 7a of the Form 55002012-01-01124
Number of retired or separated participants receiving benefits2012-01-0113
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01138
Number of participants with account balances2012-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01118
Total number of active participants reported on line 7a of the Form 55002011-01-01101
Number of retired or separated participants receiving benefits2011-01-0116
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01118
Number of participants with account balances2011-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01116
Total number of active participants reported on line 7a of the Form 55002010-01-0196
Number of retired or separated participants receiving benefits2010-01-0116
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01115
Number of participants with account balances2010-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01117
Total number of active participants reported on line 7a of the Form 55002009-01-01100
Number of retired or separated participants receiving benefits2009-01-0111
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01115
Number of participants with account balances2009-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$5,681,816
Total unrealized appreciation/depreciation of assets2022-12-31$5,681,816
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,959,594
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,057,008
Expenses. Interest paid2022-12-31$46,022
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$46,022
Total income from all sources (including contributions)2022-12-31$7,430,134
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,839,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,793,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,742,101
Value of total assets at end of year2022-12-31$41,577,213
Value of total assets at beginning of year2022-12-31$37,083,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4
Total interest from all sources2022-12-31$6,217
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$1,335
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$4,591,041
Value of net assets at end of year (total assets less liabilities)2022-12-31$39,617,619
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$35,026,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,669,661
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,867,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,867,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$6,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$38,907,552
Assets. Invements in employer securities at beginning of year2022-12-31$35,215,640
Contributions received in cash from employer2022-12-31$1,742,101
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,793,067
Contract administrator fees2022-12-31$4
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$1,959,594
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$2,055,673
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2022-12-31481246310
2020 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$641,316
Total unrealized appreciation/depreciation of assets2020-12-31$641,316
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,294,548
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,352,705
Expenses. Interest paid2020-12-31$33,657
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$33,657
Total income from all sources (including contributions)2020-12-31$1,896,296
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,413,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,379,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,253,063
Value of total assets at end of year2020-12-31$18,991,037
Value of total assets at beginning of year2020-12-31$18,566,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$122
Total interest from all sources2020-12-31$1,917
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$264,404
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$122
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$128,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$482,706
Value of net assets at end of year (total assets less liabilities)2020-12-31$17,696,489
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,213,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$392,858
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$15,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$15,987
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$18,598,179
Assets. Invements in employer securities at beginning of year2020-12-31$18,221,266
Contributions received in cash from employer2020-12-31$1,253,063
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$200,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,379,811
Liabilities. Value of benefit claims payable at end of year2020-12-31$4,893
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$3,644
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$1,289,655
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$1,349,061
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2020-12-31481246310
2019 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,301,517
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,301,517
Total unrealized appreciation/depreciation of assets2019-12-31$1,301,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,352,705
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,352,705
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$942,558
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$942,558
Expenses. Interest paid2019-12-31$27,367
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$27,367
Expenses. Interest paid2019-12-31$27,367
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$27,367
Total income from all sources (including contributions)2019-12-31$2,172,027
Total income from all sources (including contributions)2019-12-31$2,172,027
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,488,588
Total of all expenses incurred2019-12-31$1,488,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,461,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,461,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$870,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$870,141
Value of total assets at end of year2019-12-31$18,566,488
Value of total assets at end of year2019-12-31$18,566,488
Value of total assets at beginning of year2019-12-31$17,472,902
Value of total assets at beginning of year2019-12-31$17,472,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$65
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$65
Total interest from all sources2019-12-31$369
Total interest from all sources2019-12-31$369
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$734,282
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$420,413
Administrative expenses (other) incurred2019-12-31$65
Administrative expenses (other) incurred2019-12-31$65
Total non interest bearing cash at end of year2019-12-31$128,783
Total non interest bearing cash at end of year2019-12-31$128,783
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$683,439
Value of net income/loss2019-12-31$683,439
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,213,783
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,213,783
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,530,344
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,530,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$15,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$15,987
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$15,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$15,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$15,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$15,960
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$369
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$18,221,266
Assets. Invements in employer securities at end of year2019-12-31$18,221,266
Assets. Invements in employer securities at beginning of year2019-12-31$17,036,529
Contributions received in cash from employer2019-12-31$870,141
Contributions received in cash from employer2019-12-31$870,141
Employer contributions (assets) at end of year2019-12-31$200,452
Employer contributions (assets) at end of year2019-12-31$200,452
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,461,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,461,156
Liabilities. Value of benefit claims payable at end of year2019-12-31$3,644
Liabilities. Value of benefit claims payable at end of year2019-12-31$3,644
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$68,224
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$68,224
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$1,349,061
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$1,349,061
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$874,334
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$874,334
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm name2019-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2019-12-31481246310
Accountancy firm EIN2019-12-31481246310
2018 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$942,558
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$652,163
Expenses. Interest paid2018-12-31$22,336
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$22,336
Total income from all sources (including contributions)2018-12-31$1,033,000
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,025,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,002,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,032,967
Value of total assets at end of year2018-12-31$17,472,902
Value of total assets at beginning of year2018-12-31$17,174,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$33
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$544,931
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$420,413
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$71,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$7,949
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,530,344
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,522,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$15,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$15,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$15,929
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$33
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$17,036,529
Assets. Invements in employer securities at beginning of year2018-12-31$17,087,460
Contributions received in cash from employer2018-12-31$1,032,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,002,715
Liabilities. Value of benefit claims payable at end of year2018-12-31$68,224
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$61,197
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$874,334
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$590,966
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2018-12-31481246310
2017 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$4,268,407
Total unrealized appreciation/depreciation of assets2017-12-31$4,268,407
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$652,163
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$907,938
Expenses. Interest paid2017-12-31$28,855
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$28,855
Total income from all sources (including contributions)2017-12-31$5,268,673
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$859,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$830,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,000,237
Value of total assets at end of year2017-12-31$17,174,558
Value of total assets at beginning of year2017-12-31$13,021,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$137,363
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$71,169
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$49,065
Other income not declared elsewhere2017-12-31$29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,408,952
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,522,395
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,113,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$15,929
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$15,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$15,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$17,087,460
Assets. Invements in employer securities at beginning of year2017-12-31$12,956,417
Contributions received in cash from employer2017-12-31$1,000,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$830,866
Liabilities. Value of benefit claims payable at end of year2017-12-31$61,197
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$39,065
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$590,966
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$868,873
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2017-12-31481246310
2016 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-3,649,892
Total unrealized appreciation/depreciation of assets2016-12-31$-3,649,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$907,938
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,664,345
Expenses. Interest paid2016-12-31$58,368
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$58,368
Total income from all sources (including contributions)2016-12-31$-1,888,463
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$989,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$931,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,629,442
Value of total assets at end of year2016-12-31$13,021,381
Value of total assets at beginning of year2016-12-31$16,656,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$49,065
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$131,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-2,878,388
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,113,443
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,991,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$15,899
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$49,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$49,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$12,956,417
Assets. Invements in employer securities at beginning of year2016-12-31$16,606,309
Contributions received in cash from employer2016-12-31$1,629,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$931,557
Liabilities. Value of benefit claims payable at end of year2016-12-31$39,065
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$24,000
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$868,873
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$1,640,345
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2016-12-31481246310
2015 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-3,656,884
Total unrealized appreciation/depreciation of assets2015-12-31$-3,656,884
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,664,345
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,255,401
Expenses. Interest paid2015-12-31$88,376
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$88,376
Total income from all sources (including contributions)2015-12-31$-1,963,363
Total of all expenses incurred2015-12-31$1,272,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,184,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,693,226
Value of total assets at end of year2015-12-31$16,656,176
Value of total assets at beginning of year2015-12-31$20,483,409
Total interest from all sources2015-12-31$295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$202,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,236,177
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,991,831
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,228,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$49,867
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$18,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$18,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$16,606,309
Assets. Invements in employer securities at beginning of year2015-12-31$20,263,193
Contributions received in cash from employer2015-12-31$1,693,226
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,184,438
Liabilities. Value of benefit claims payable at end of year2015-12-31$24,000
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$1,640,345
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$2,255,401
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2015-12-31481246310
2014 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$1,433,387
Total unrealized appreciation/depreciation of assets2014-12-31$1,433,387
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,255,401
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,907,767
Expenses. Interest paid2014-12-31$114,033
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$114,033
Total income from all sources (including contributions)2014-12-31$2,968,814
Total of all expenses incurred2014-12-31$1,315,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,201,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,270,376
Value of total assets at end of year2014-12-31$20,483,409
Value of total assets at beginning of year2014-12-31$19,482,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$1,575
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$263,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$202,101
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$105,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,653,059
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,228,008
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,574,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$18,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$143,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$143,350
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$20,263,193
Assets. Invements in employer securities at beginning of year2014-12-31$18,829,806
Contributions received in cash from employer2014-12-31$1,270,376
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$403,861
Income. Dividends from common stock2014-12-31$263,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,201,722
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$2,255,401
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$2,907,767
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2014-12-31481246310
2013 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$195,779
Total unrealized appreciation/depreciation of assets2013-12-31$195,779
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,907,767
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,067,086
Expenses. Interest paid2013-12-31$141,760
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$141,760
Total income from all sources (including contributions)2013-12-31$1,435,885
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,012,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$870,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,131,415
Value of total assets at end of year2013-12-31$19,482,716
Value of total assets at beginning of year2013-12-31$19,218,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$40
Total interest from all sources2013-12-31$2,992
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$105,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$40
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$105,699
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$2,907,767
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,067,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$423,615
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,574,949
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,151,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$143,350
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$584,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$584,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$18,829,806
Assets. Invements in employer securities at beginning of year2013-12-31$18,634,026
Contributions received in cash from employer2013-12-31$1,131,415
Employer contributions (assets) at end of year2013-12-31$403,861
Income. Dividends from common stock2013-12-31$105,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$870,470
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$48
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PICKETT, CHANEY, & MCMULLEN LLP
Accountancy firm EIN2013-12-31481246310
2012 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$978,898
Total unrealized appreciation/depreciation of assets2012-12-31$978,898
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,067,086
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,560,181
Expenses. Interest paid2012-12-31$168,444
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$168,444
Total income from all sources (including contributions)2012-12-31$2,784,004
Total of all expenses incurred2012-12-31$1,214,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,045,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,786,961
Value of total assets at end of year2012-12-31$19,218,420
Value of total assets at beginning of year2012-12-31$18,141,898
Total interest from all sources2012-12-31$3,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$202,106
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,067,038
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$3,560,181
Other income not declared elsewhere2012-12-31$14,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,569,617
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,151,334
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,581,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$584,394
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$284,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$284,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$18,634,026
Assets. Invements in employer securities at beginning of year2012-12-31$17,655,128
Contributions received in cash from employer2012-12-31$1,786,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,045,943
Liabilities. Value of benefit claims payable at end of year2012-12-31$48
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PICKETT, CHANEY & MCMULLEN LLP
Accountancy firm EIN2012-12-31481246310
2011 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$3,560,181
Total plan liabilities at beginning of year2011-12-31$4,087,706
Total income from all sources2011-12-31$2,583,261
Expenses. Total of all expenses incurred2011-12-31$1,202,689
Benefits paid (including direct rollovers)2011-12-31$1,008,554
Total plan assets at end of year2011-12-31$18,141,898
Total plan assets at beginning of year2011-12-31$17,288,851
Value of fidelity bond covering the plan2011-12-31$500,000
Expenses. Other expenses not covered elsewhere2011-12-31$194,135
Other income received2011-12-31$1,109,950
Net income (gross income less expenses)2011-12-31$1,380,572
Net plan assets at end of year (total assets less liabilities)2011-12-31$14,581,717
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$13,201,145
Assets. Value of employer securities2011-12-31$17,655,128
Total contributions received or receivable from employer(s)2011-12-31$1,473,311
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$4,087,706
Total plan liabilities at beginning of year2010-12-31$4,659,558
Total income from all sources2010-12-31$2,744,245
Expenses. Total of all expenses incurred2010-12-31$880,040
Benefits paid (including direct rollovers)2010-12-31$661,102
Total plan assets at end of year2010-12-31$17,288,851
Total plan assets at beginning of year2010-12-31$15,996,498
Value of fidelity bond covering the plan2010-12-31$500,000
Expenses. Other expenses not covered elsewhere2010-12-31$218,879
Other income received2010-12-31$1,615,235
Net income (gross income less expenses)2010-12-31$1,864,205
Net plan assets at end of year (total assets less liabilities)2010-12-31$13,201,145
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$11,336,940
Assets. Value of employer securities2010-12-31$17,001,004
Total contributions received or receivable from employer(s)2010-12-31$1,129,010
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$59
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2020: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CHARLES D. JONES & COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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