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COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameCOLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

SCHOOL OF THE OZARKS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SCHOOL OF THE OZARKS, INC.
Employer identification number (EIN):440556862
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01WESTON WIEBE2023-10-10
0012021-01-01WESTON WIEBE2022-09-19
0012020-01-01SAMUEL A. KETCHER2021-08-16
0012019-01-01SAMUEL A. KETCHER2020-09-14
0012018-01-01SAMUEL A. KETCHER2019-10-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01CHARLES HUGHES
0012013-01-01CHARLES HUGHES
0012012-01-01CHARLES HUGHES
0012011-01-01CHARLES HUGHES
0012009-01-01CHARLES HUGHES
0012009-01-01CHARLES HUGHES
0012008-01-01CHARLES HUGHES
0012007-01-01CHARLES HUGHES
0012006-01-01CHARLES HUGHES
0012005-01-01CHARLES HUGHES
0012004-01-01CHARLES HUGHES
0012003-01-01CHARLES HUGHES
0012002-01-01CHARLES HUGHES
0012001-01-01CHARLES HUGHES
0012000-01-01CHARLES HUGHES
0011999-01-01CHARLES HUGHES
0011998-01-01CHARLES HUGHES
0011997-01-01CHARLES HUGHES
0011996-01-01CHARLES HUGHES
0011995-01-01CHARLES HUGHES
0011994-01-01CHARLES HUGHES
0011993-01-01CHARLES HUGHES

Plan Statistics for COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01538
Total number of active participants reported on line 7a of the Form 55002022-01-01351
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0156
Total of all active and inactive participants2022-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01411
Number of participants with account balances2022-01-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01563
Total number of active participants reported on line 7a of the Form 55002021-01-01327
Number of other retired or separated participants entitled to future benefits2021-01-01211
Total of all active and inactive participants2021-01-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01538
Number of participants with account balances2021-01-01538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01549
Total number of active participants reported on line 7a of the Form 55002020-01-01327
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01236
Total of all active and inactive participants2020-01-01563
Total participants2020-01-01563
Number of participants with account balances2020-01-01559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01593
Total number of active participants reported on line 7a of the Form 55002019-01-01339
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01210
Total of all active and inactive participants2019-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01549
Number of participants with account balances2019-01-01545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01564
Total number of active participants reported on line 7a of the Form 55002018-01-01335
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01258
Total of all active and inactive participants2018-01-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01593
Number of participants with account balances2018-01-01591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01543
Total number of active participants reported on line 7a of the Form 55002017-01-01321
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01243
Total of all active and inactive participants2017-01-01564
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01564
Number of participants with account balances2017-01-01562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01518
Total number of active participants reported on line 7a of the Form 55002016-01-01316
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01227
Total of all active and inactive participants2016-01-01543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01543
Number of participants with account balances2016-01-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01499
Total number of active participants reported on line 7a of the Form 55002015-01-01308
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01210
Total of all active and inactive participants2015-01-01518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01518
Number of participants with account balances2015-01-01502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01511
Total number of active participants reported on line 7a of the Form 55002014-01-01286
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01213
Total of all active and inactive participants2014-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01499
Number of participants with account balances2014-01-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01498
Total number of active participants reported on line 7a of the Form 55002013-01-01275
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01236
Total of all active and inactive participants2013-01-01511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01511
Number of participants with account balances2013-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01471
Total number of active participants reported on line 7a of the Form 55002012-01-01277
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01220
Total of all active and inactive participants2012-01-01497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01497
Number of participants with account balances2012-01-01477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01477
Total number of active participants reported on line 7a of the Form 55002011-01-01268
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01203
Total of all active and inactive participants2011-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01471
Number of participants with account balances2011-01-01457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01191
Total number of active participants reported on line 7a of the Form 55002009-01-01158
Number of other retired or separated participants entitled to future benefits2009-01-0124
Total of all active and inactive participants2009-01-01182
Total participants2009-01-01182
Number of participants with account balances2009-01-01151

Financial Data on COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,147,594
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,365,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,931,049
Expenses. Certain deemed distributions of participant loans2022-12-31$8,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,391,785
Value of total assets at end of year2022-12-31$58,290,120
Value of total assets at beginning of year2022-12-31$70,803,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$426,475
Total interest from all sources2022-12-31$343,462
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$677,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$677,898
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,184,472
Participant contributions at end of year2022-12-31$483,723
Participant contributions at beginning of year2022-12-31$634,527
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$141,873
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,749,423
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$198,097
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$9,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,513,489
Value of net assets at end of year (total assets less liabilities)2022-12-31$58,290,120
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$70,803,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$426,475
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$48,413,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$60,356,942
Value of interest in pooled separate accounts at end of year2022-12-31$229,587
Value of interest in pooled separate accounts at beginning of year2022-12-31$221,335
Interest on participant loans2022-12-31$30,745
Interest earned on other investments2022-12-31$312,717
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$543,061
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$543,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$9,163,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,014,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,594,990
Net investment gain/loss from pooled separate accounts2022-12-31$34,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,009,216
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$132,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,931,049
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2022-12-31431365401
2021 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$12,366,582
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,544,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,988,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,096,527
Value of total assets at end of year2021-12-31$70,803,609
Value of total assets at beginning of year2021-12-31$66,981,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$555,777
Total interest from all sources2021-12-31$332,443
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,637,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,637,905
Administrative expenses professional fees incurred2021-12-31$109,472
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,105,159
Participant contributions at end of year2021-12-31$634,527
Participant contributions at beginning of year2021-12-31$724,980
Participant contributions at end of year2021-12-31$141,873
Participant contributions at beginning of year2021-12-31$141,480
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,749,423
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,177,645
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$69,898
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$45,752
Other income not declared elsewhere2021-12-31$6,437
Total non interest bearing cash at end of year2021-12-31$9,415
Total non interest bearing cash at beginning of year2021-12-31$3,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$3,821,819
Value of net assets at end of year (total assets less liabilities)2021-12-31$70,803,609
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$66,981,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$446,305
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$60,356,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$56,857,398
Value of interest in pooled separate accounts at end of year2021-12-31$221,335
Value of interest in pooled separate accounts at beginning of year2021-12-31$217,468
Interest on participant loans2021-12-31$36,387
Interest earned on other investments2021-12-31$296,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$543,061
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$464,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$464,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,014,198
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,219,802
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,253,584
Net investment gain/loss from pooled separate accounts2021-12-31$39,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,921,470
Employer contributions (assets) at end of year2021-12-31$132,835
Employer contributions (assets) at beginning of year2021-12-31$129,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,988,986
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2021-12-31431365401
2020 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$2,398
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,676,711
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,663,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,165,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,210,430
Value of total assets at end of year2020-12-31$66,981,790
Value of total assets at beginning of year2020-12-31$60,966,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$498,252
Total interest from all sources2020-12-31$367,388
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,222,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,222,889
Administrative expenses professional fees incurred2020-12-31$109,892
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,057,007
Participant contributions at end of year2020-12-31$724,980
Participant contributions at beginning of year2020-12-31$514,569
Participant contributions at end of year2020-12-31$141,480
Participant contributions at beginning of year2020-12-31$138,856
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,177,645
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$990,746
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$237,731
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$45,752
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$2,612
Administrative expenses (other) incurred2020-12-31$50
Total non interest bearing cash at end of year2020-12-31$3,519
Total non interest bearing cash at beginning of year2020-12-31$9,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,012,874
Value of net assets at end of year (total assets less liabilities)2020-12-31$66,981,790
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$60,966,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$388,310
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$56,857,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$51,219,985
Value of interest in pooled separate accounts at end of year2020-12-31$217,468
Value of interest in pooled separate accounts at beginning of year2020-12-31$229,422
Interest on participant loans2020-12-31$33,835
Interest earned on other investments2020-12-31$333,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$464,058
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$326,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$326,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,219,802
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$7,400,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,873,593
Net investment gain/loss from pooled separate accounts2020-12-31$-201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,915,692
Employer contributions (assets) at end of year2020-12-31$129,688
Employer contributions (assets) at beginning of year2020-12-31$136,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,165,585
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2020-12-31431365401
2019 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$139,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$14,205,378
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,225,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,754,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,078,944
Value of total assets at end of year2019-12-31$60,966,518
Value of total assets at beginning of year2019-12-31$51,847,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$471,059
Total interest from all sources2019-12-31$374,043
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,510,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,510,399
Administrative expenses professional fees incurred2019-12-31$95,427
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,979,177
Participant contributions at end of year2019-12-31$514,569
Participant contributions at beginning of year2019-12-31$373,372
Participant contributions at end of year2019-12-31$138,856
Participant contributions at beginning of year2019-12-31$135,803
Assets. Other investments not covered elsewhere at end of year2019-12-31$990,746
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$414,636
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$126,605
Other income not declared elsewhere2019-12-31$134
Total non interest bearing cash at end of year2019-12-31$9,164
Total non interest bearing cash at beginning of year2019-12-31$8,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,979,790
Value of net assets at end of year (total assets less liabilities)2019-12-31$60,966,518
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$51,847,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$375,632
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$51,219,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$41,925,344
Value of interest in pooled separate accounts at end of year2019-12-31$229,422
Value of interest in pooled separate accounts at beginning of year2019-12-31$254,636
Interest on participant loans2019-12-31$23,526
Interest earned on other investments2019-12-31$350,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$326,040
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$310,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$310,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,400,770
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,292,990
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$199,458
Net investment gain/loss from pooled separate accounts2019-12-31$16,475
Net gain/loss from 103.12 investment entities2019-12-31$8,225,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,973,162
Employer contributions (assets) at end of year2019-12-31$136,966
Employer contributions (assets) at beginning of year2019-12-31$131,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,555,071
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2019-12-31431365401
2018 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$16,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$986,899
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,332,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,860,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,832,922
Value of total assets at end of year2018-12-31$51,847,725
Value of total assets at beginning of year2018-12-31$56,177,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$472,145
Total interest from all sources2018-12-31$415,737
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,737,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,737,560
Administrative expenses professional fees incurred2018-12-31$92,518
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,857,734
Participant contributions at end of year2018-12-31$373,372
Participant contributions at beginning of year2018-12-31$358,315
Participant contributions at end of year2018-12-31$135,803
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$414,636
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$490,965
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$75,277
Total non interest bearing cash at end of year2018-12-31$8,784
Total non interest bearing cash at beginning of year2018-12-31$320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,346,066
Value of net assets at end of year (total assets less liabilities)2018-12-31$51,847,725
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$56,177,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$379,627
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$41,925,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$45,806,770
Value of interest in pooled separate accounts at end of year2018-12-31$254,636
Value of interest in pooled separate accounts at beginning of year2018-12-31$252,538
Interest on participant loans2018-12-31$16,660
Interest earned on other investments2018-12-31$399,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$310,194
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$278,496
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$278,496
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$8,292,990
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,987,643
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$39,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,013,607
Net investment gain/loss from pooled separate accounts2018-12-31$14,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,899,911
Employer contributions (assets) at end of year2018-12-31$131,966
Employer contributions (assets) at beginning of year2018-12-31$1,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,820,987
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2018-12-31431365401
2017 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$17,761
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,872,775
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,281,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,827,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,456,169
Value of total assets at end of year2017-12-31$56,177,015
Value of total assets at beginning of year2017-12-31$48,567,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$453,309
Total interest from all sources2017-12-31$440,583
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,159,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,636,357
Participant contributions at end of year2017-12-31$358,315
Participant contributions at beginning of year2017-12-31$317,126
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$490,965
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$261,627
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,037,711
Administrative expenses (other) incurred2017-12-31$453,309
Total non interest bearing cash at end of year2017-12-31$320
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,591,679
Value of net assets at end of year (total assets less liabilities)2017-12-31$56,177,015
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$48,567,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$45,806,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$37,599,761
Value of interest in pooled separate accounts at end of year2017-12-31$252,538
Value of interest in pooled separate accounts at beginning of year2017-12-31$271,791
Interest on participant loans2017-12-31$15,864
Interest earned on other investments2017-12-31$424,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$278,496
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$224,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$224,306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,987,643
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$9,892,964
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$260,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,801,646
Net investment gain/loss from pooled separate accounts2017-12-31$14,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,782,101
Employer contributions (assets) at end of year2017-12-31$1,968
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from common stock2017-12-31$1,159,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,567,279
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2017-12-31431365401
2016 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$17,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,837,285
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,436,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,965,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,484,216
Value of total assets at end of year2016-12-31$48,567,575
Value of total assets at beginning of year2016-12-31$48,148,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$470,624
Total interest from all sources2016-12-31$517,333
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$806,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,464,531
Participant contributions at end of year2016-12-31$317,126
Participant contributions at beginning of year2016-12-31$333,950
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$99,650
Assets. Other investments not covered elsewhere at end of year2016-12-31$261,627
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$308,172
Administrative expenses (other) incurred2016-12-31$470,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$401,257
Value of net assets at end of year (total assets less liabilities)2016-12-31$48,567,575
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$48,148,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$37,599,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$36,617,378
Value of interest in pooled separate accounts at end of year2016-12-31$271,791
Value of interest in pooled separate accounts at beginning of year2016-12-31$193,224
Interest on participant loans2016-12-31$13,854
Interest earned on other investments2016-12-31$503,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$224,306
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$281,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$281,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$9,892,964
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,506,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,012,816
Net investment gain/loss from pooled separate accounts2016-12-31$15,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,711,513
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$116,626
Income. Dividends from common stock2016-12-31$806,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,965,404
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2016-12-31431365401
2015 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$18,584
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,137,287
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,282,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,792,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,909,750
Value of total assets at end of year2015-12-31$48,148,644
Value of total assets at beginning of year2015-12-31$48,275,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$490,261
Total interest from all sources2015-12-31$524,476
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$888,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$888,116
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,248,175
Participant contributions at end of year2015-12-31$333,950
Participant contributions at beginning of year2015-12-31$294,069
Participant contributions at end of year2015-12-31$99,650
Participant contributions at beginning of year2015-12-31$84,970
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$70,371
Other income not declared elsewhere2015-12-31$3
Administrative expenses (other) incurred2015-12-31$490,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-145,238
Value of net assets at end of year (total assets less liabilities)2015-12-31$48,148,644
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,275,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$36,617,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$36,223,197
Value of interest in pooled separate accounts at end of year2015-12-31$193,224
Value of interest in pooled separate accounts at beginning of year2015-12-31$176,367
Interest on participant loans2015-12-31$13,516
Interest earned on other investments2015-12-31$510,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$281,747
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$58,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$58,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,506,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$11,336,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,200,789
Net investment gain/loss from pooled separate accounts2015-12-31$15,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,591,204
Employer contributions (assets) at end of year2015-12-31$116,626
Employer contributions (assets) at beginning of year2015-12-31$101,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,792,264
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2015-12-31431365401
2014 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$20,593
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,226,669
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,032,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,559,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,632,181
Value of total assets at end of year2014-12-31$48,275,298
Value of total assets at beginning of year2014-12-31$47,060,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$473,192
Total interest from all sources2014-12-31$577,119
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,095,060
Participant contributions at end of year2014-12-31$294,069
Participant contributions at beginning of year2014-12-31$315,236
Participant contributions at end of year2014-12-31$84,970
Participant contributions at beginning of year2014-12-31$84,656
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$117,043
Administrative expenses (other) incurred2014-12-31$473,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,194,154
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,275,298
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$47,060,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$36,223,197
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$34,313,345
Value of interest in pooled separate accounts at end of year2014-12-31$176,367
Value of interest in pooled separate accounts at beginning of year2014-12-31$177,562
Interest on participant loans2014-12-31$14,215
Interest earned on other investments2014-12-31$562,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$58,114
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$98,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$98,130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$11,336,751
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$11,974,831
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,993,918
Net investment gain/loss from pooled separate accounts2014-12-31$23,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,420,078
Employer contributions (assets) at end of year2014-12-31$101,830
Employer contributions (assets) at beginning of year2014-12-31$96,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,559,323
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2014-12-31431365401
2013 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$44,638
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,256,888
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,179,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,749,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,064,156
Value of total assets at end of year2013-12-31$47,060,551
Value of total assets at beginning of year2013-12-31$41,938,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$430,260
Total interest from all sources2013-12-31$600,078
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$835,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$835,968
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,082,851
Participant contributions at end of year2013-12-31$315,236
Participant contributions at beginning of year2013-12-31$223,720
Participant contributions at end of year2013-12-31$84,656
Participant contributions at beginning of year2013-12-31$76,003
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$595,336
Administrative expenses (other) incurred2013-12-31$430,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,077,622
Value of net assets at end of year (total assets less liabilities)2013-12-31$47,060,551
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$41,938,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$34,313,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,109,367
Value of interest in pooled separate accounts at end of year2013-12-31$177,562
Value of interest in pooled separate accounts at beginning of year2013-12-31$175,694
Interest on participant loans2013-12-31$12,005
Interest earned on other investments2013-12-31$588,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$98,130
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$413,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$413,386
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$11,974,831
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$12,840,454
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$493,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,737,401
Net investment gain/loss from pooled separate accounts2013-12-31$19,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,385,969
Employer contributions (assets) at end of year2013-12-31$96,791
Employer contributions (assets) at beginning of year2013-12-31$99,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,255,297
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2013-12-31431365401
2012 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$25,399
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$355
Total income from all sources (including contributions)2012-12-31$6,843,911
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,097,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,749,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,394,520
Value of total assets at end of year2012-12-31$41,938,291
Value of total assets at beginning of year2012-12-31$38,167,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$348,212
Total interest from all sources2012-12-31$614,289
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$582,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$582,858
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,022,478
Participant contributions at end of year2012-12-31$223,720
Participant contributions at beginning of year2012-12-31$242,067
Participant contributions at end of year2012-12-31$76,003
Participant contributions at beginning of year2012-12-31$77,435
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$14,920
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$355
Other income not declared elsewhere2012-12-31$1,089
Administrative expenses (other) incurred2012-12-31$348,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,746,009
Value of net assets at end of year (total assets less liabilities)2012-12-31$41,938,291
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$38,166,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$28,109,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,557,199
Value of interest in pooled separate accounts at end of year2012-12-31$175,694
Value of interest in pooled separate accounts at beginning of year2012-12-31$162,625
Interest on participant loans2012-12-31$8,196
Interest earned on other investments2012-12-31$606,093
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$413,386
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$226,301
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$226,301
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$12,840,454
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$13,805,862
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$353,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,233,547
Net investment gain/loss from pooled separate accounts2012-12-31$17,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,357,122
Employer contributions (assets) at end of year2012-12-31$99,667
Employer contributions (assets) at beginning of year2012-12-31$95,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,395,934
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2012-12-31431365401
2011 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$362,304
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$355
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,299,216
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,080,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,777,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,571,906
Value of total assets at end of year2011-12-31$38,167,238
Value of total assets at beginning of year2011-12-31$38,585,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$303,195
Total interest from all sources2011-12-31$646,171
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$531,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$531,250
Administrative expenses professional fees incurred2011-12-31$6,992
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,004,187
Participant contributions at end of year2011-12-31$242,067
Participant contributions at beginning of year2011-12-31$59,053
Participant contributions at end of year2011-12-31$77,435
Participant contributions at beginning of year2011-12-31$70,177
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$264,503
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$355
Other income not declared elsewhere2011-12-31$40,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-781,295
Value of net assets at end of year (total assets less liabilities)2011-12-31$38,166,883
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$38,585,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$285,693
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,557,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,194,153
Value of interest in pooled separate accounts at end of year2011-12-31$162,625
Value of interest in pooled separate accounts at beginning of year2011-12-31$164,909
Interest on participant loans2011-12-31$5,618
Interest earned on other investments2011-12-31$640,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$226,301
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$150,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$150,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$13,805,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$14,855,172
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$896,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,512,133
Net investment gain/loss from pooled separate accounts2011-12-31$21,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,303,216
Employer contributions (assets) at end of year2011-12-31$95,749
Employer contributions (assets) at beginning of year2011-12-31$91,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,880,325
Contract administrator fees2011-12-31$10,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2011-12-31431365401
2010 : COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,109,545
Total unrealized appreciation/depreciation of assets2010-12-31$1,109,545
Total transfer of assets to this plan2010-12-31$1,087,477
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,873,374
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,692,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,474,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,648,364
Value of total assets at end of year2010-12-31$38,585,874
Value of total assets at beginning of year2010-12-31$34,317,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$218,363
Total interest from all sources2010-12-31$589,717
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$354,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$354,829
Administrative expenses professional fees incurred2010-12-31$10,403
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$952,473
Participant contributions at end of year2010-12-31$59,053
Participant contributions at end of year2010-12-31$70,177
Participant contributions at beginning of year2010-12-31$52,589
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$441,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,180,759
Value of net assets at end of year (total assets less liabilities)2010-12-31$38,585,874
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$34,317,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$199,008
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,194,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$17,730,333
Value of interest in pooled separate accounts at end of year2010-12-31$164,909
Value of interest in pooled separate accounts at beginning of year2010-12-31$704,333
Interest on participant loans2010-12-31$866
Interest earned on other investments2010-12-31$588,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$150,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$14,855,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$15,725,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,163,946
Net investment gain/loss from pooled separate accounts2010-12-31$6,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,254,520
Employer contributions (assets) at end of year2010-12-31$91,813
Employer contributions (assets) at beginning of year2010-12-31$105,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,474,252
Contract administrator fees2010-12-31$8,952
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31THE WHITLOCK COMPANY
Accountancy firm EIN2010-12-31431365401

Form 5500 Responses for COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN

2022: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes
2008: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01This submission is the final filingNo
2007: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01This submission is the final filingNo
2006: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01This submission is the final filingNo
2005: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01This submission is the final filingNo
2004: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2004 form 5500 responses
2004-01-01Type of plan entitySingle employer plan
2004-01-01This submission is the final filingNo
2003: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2003 form 5500 responses
2003-01-01Type of plan entitySingle employer plan
2003-01-01This submission is the final filingNo
2002: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2002 form 5500 responses
2002-01-01Type of plan entitySingle employer plan
2002-01-01This submission is the final filingNo
2001: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2001 form 5500 responses
2001-01-01Type of plan entitySingle employer plan
2001-01-01This submission is the final filingNo
2000: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2000 form 5500 responses
2000-01-01Type of plan entitySingle employer plan
2000-01-01First time form 5500 has been submittedYes
2000-01-01This submission is the final filingNo
1999: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 1999 form 5500 responses
1999-01-01Type of plan entitySingle employer plan
1999-01-01This submission is the final filingNo
1998: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 1998 form 5500 responses
1998-01-01Type of plan entitySingle employer plan
1998-01-01This submission is the final filingNo
1997: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 1997 form 5500 responses
1997-01-01Type of plan entitySingle employer plan
1997-01-01This submission is the final filingNo
1996: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 1996 form 5500 responses
1996-01-01Type of plan entitySingle employer plan
1996-01-01This submission is the final filingNo
1995: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 1995 form 5500 responses
1995-01-01Type of plan entitySingle employer plan
1995-01-01This submission is the final filingNo
1994: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 1994 form 5500 responses
1994-01-01Type of plan entitySingle employer plan
1994-01-01This submission is the final filingNo
1993: COLLEGE OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 1993 form 5500 responses
1993-01-01Type of plan entitySingle employer plan
1993-01-01First time form 5500 has been submittedYes
1993-01-01This submission is the final filingNo

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89715100007
Policy instance 2
Insurance contract or identification number89715100007
Number of Individuals Covered411
Insurance policy start date2022-06-15
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered155
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered163
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered175
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered191
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered312
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered320
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered333
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered349
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered357
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered369
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered386
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103978
Policy instance 1
Insurance contract or identification number103978
Number of Individuals Covered401
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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