401k Plan data: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN plan

COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN
Plan identification number	002

COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

SCHOOL OF THE OZARKS, INC. has sponsored the creation of one or more 401k plans.

Company Name: SCHOOL OF THE OZARKS, INC.

Employer identification number (EIN): 440556862

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01 SAMUEL A. KETCHER 2020-09-14
002 2018-01-01 SAMUEL A. KETCHER 2019-07-25
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01 CHARLES HUGHES
002 2013-01-01 CHARLES HUGHES
002 2012-01-01 CHARLES HUGHES
002 2011-01-01 CHARLES HUGHES

Plan Statistics for COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN

401k plan membership statisitcs for COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN

Measure Date Value
2024: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-09-24 83
Total number of particpants at end of year 2024-09-24 80
Number of Participants With Account Balances 2024-09-24 44
2022: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2022 401k membership
Total number of particpants at beginning of year 2022-09-20 91
Total number of particpants at end of year 2022-09-20 86
Number of Participants With Account Balances 2022-09-20 50
2019: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 56
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 39
Total of all active and inactive participants 2019-01-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 95
Number of participants with account balances 2019-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 57
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 46
Total of all active and inactive participants 2018-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 104
Number of participants with account balances 2018-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 110
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 58
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 47
Total of all active and inactive participants 2017-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 106
Number of participants with account balances 2017-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 63
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 46
Total of all active and inactive participants 2016-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 110
Number of participants with account balances 2016-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 63
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 47
Total of all active and inactive participants 2015-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 111
Number of participants with account balances 2015-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 64
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 53
Total of all active and inactive participants 2014-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 118
Number of participants with account balances 2014-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 74
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 53
Total of all active and inactive participants 2013-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 128
Number of participants with account balances 2013-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 92
Number of other retired or separated participants entitled to future benefits 2012-01-01 51
Total of all active and inactive participants 2012-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 143
Number of participants with account balances 2012-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 96
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 55
Total of all active and inactive participants 2011-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 151
Number of participants with account balances 2011-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2024: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-09-24	83
Total number of particpants at end of year	2024-09-24	80
Number of Participants With Account Balances	2024-09-24	44
2022: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2022 401k membership
Total number of particpants at beginning of year	2022-09-20	91
Total number of particpants at end of year	2022-09-20	86
Number of Participants With Account Balances	2022-09-20	50
2019: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	56
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	39
Total of all active and inactive participants	2019-01-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	95
Number of participants with account balances	2019-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	57
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	46
Total of all active and inactive participants	2018-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	104
Number of participants with account balances	2018-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	110
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	58
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	47
Total of all active and inactive participants	2017-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	106
Number of participants with account balances	2017-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	63
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	46
Total of all active and inactive participants	2016-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	110
Number of participants with account balances	2016-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	63
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	47
Total of all active and inactive participants	2015-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	111
Number of participants with account balances	2015-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	64
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	53
Total of all active and inactive participants	2014-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	118
Number of participants with account balances	2014-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	74
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	53
Total of all active and inactive participants	2013-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	128
Number of participants with account balances	2013-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	92
Number of other retired or separated participants entitled to future benefits	2012-01-01	51
Total of all active and inactive participants	2012-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	143
Number of participants with account balances	2012-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	96
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	55
Total of all active and inactive participants	2011-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	151
Number of participants with account balances	2011-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN

Measure	Date	Value
2024 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2024 401k financial data
Total liabilities as of the end of the plan year	2024-09-24	0
Total liabilities as of the beginning of the plan year	2024-09-24	0
Total expenses incurred by plan in this plan year	2024-09-24	366937
Net assets as of the end of the plan year	2024-09-24	2974947
Total assets as of the beginning of the plan year	2024-09-24	2918986
Value of plan covered by a fidelity bond	2024-09-24	1000000
Participant contributions to plan in this plan year	2024-09-24	0
Other contributions to plan in this plan year	2024-09-24	15861
Other income to plan in this plan year	2024-09-24	407037
Plan net income in this plan year	2024-09-24	55961
Net assets as of the end of the plan year	2024-09-24	2974947
Net assets as of the beginning of the plan year	2024-09-24	2918986
Employer contributions to plan in this plan year	2024-09-24	0
2022 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2022 401k financial data
Total liabilities as of the end of the plan year	2022-09-20	0
Total liabilities as of the beginning of the plan year	2022-09-20	0
Total expenses incurred by plan in this plan year	2022-09-20	180808
Net assets as of the end of the plan year	2022-09-20	3385937
Total assets as of the beginning of the plan year	2022-09-20	3199427
Value of plan covered by a fidelity bond	2022-09-20	1000000
Participant contributions to plan in this plan year	2022-09-20	0
Other contributions to plan in this plan year	2022-09-20	15856
Other income to plan in this plan year	2022-09-20	351462
Plan net income in this plan year	2022-09-20	186510
Net assets as of the end of the plan year	2022-09-20	3385937
Net assets as of the beginning of the plan year	2022-09-20	3199427
Employer contributions to plan in this plan year	2022-09-20	0
2019 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$139,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$435,497
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$306,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$290,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$15,890
Value of total assets at end of year	2019-12-31	$2,957,488
Value of total assets at beginning of year	2019-12-31	$2,967,893
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$16,007
Total interest from all sources	2019-12-31	$52,448
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$15,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$128,598
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,957,488
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,967,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$1,463,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,325,210
Value of interest in pooled separate accounts at end of year	2019-12-31	$119,483
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$118,769
Interest earned on other investments	2019-12-31	$52,448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,374,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,523,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$359,804
Net investment gain/loss from pooled separate accounts	2019-12-31	$7,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$290,892
Contract administrator fees	2019-12-31	$16,007
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2019-12-31	431365401
2018 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$16,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-18,978
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$272,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$254,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$15,771
Value of total assets at end of year	2018-12-31	$2,967,893
Value of total assets at beginning of year	2018-12-31	$3,276,050
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$18,162
Total interest from all sources	2018-12-31	$55,146
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$15,771
Administrative expenses (other) incurred	2018-12-31	$18,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-291,381
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,967,893
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,276,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$1,325,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$1,991,366
Value of interest in pooled separate accounts at end of year	2018-12-31	$118,769
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$93,394
Interest earned on other investments	2018-12-31	$55,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,523,914
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,191,290
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-96,349
Net investment gain/loss from pooled separate accounts	2018-12-31	$6,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$254,062
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2018-12-31	431365401
2017 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$17,761
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$432,336
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$146,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$126,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$15,984
Value of total assets at end of year	2017-12-31	$3,276,050
Value of total assets at beginning of year	2017-12-31	$3,007,950
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$19,738
Total interest from all sources	2017-12-31	$56,190
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$15,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$285,861
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,276,050
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,007,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$19,738
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,991,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,697,713
Value of interest in pooled separate accounts at end of year	2017-12-31	$93,394
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$92,960
Interest earned on other investments	2017-12-31	$56,190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,191,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,217,277
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$725
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$354,689
Net investment gain/loss from pooled separate accounts	2017-12-31	$5,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$126,012
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2017-12-31	431365401
2016 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$17,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$188,820
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$68,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$54,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$15,795
Value of total assets at end of year	2016-12-31	$3,007,950
Value of total assets at beginning of year	2016-12-31	$2,905,019
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$13,486
Total interest from all sources	2016-12-31	$54,306
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$15,795
Administrative expenses (other) incurred	2016-12-31	$13,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$120,605
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,007,950
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,905,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,697,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,602,915
Value of interest in pooled separate accounts at end of year	2016-12-31	$92,960
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$80,245
Interest earned on other investments	2016-12-31	$54,306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,217,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,221,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$112,818
Net investment gain/loss from pooled separate accounts	2016-12-31	$5,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$54,729
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2016-12-31	431365401
2015 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$18,584
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$86,010
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$155,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$137,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$15,848
Value of total assets at end of year	2015-12-31	$2,905,019
Value of total assets at beginning of year	2015-12-31	$2,993,305
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$18,362
Total interest from all sources	2015-12-31	$56,685
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$15,848
Administrative expenses (other) incurred	2015-12-31	$18,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-69,702
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,905,019
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,993,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,602,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,675,912
Value of interest in pooled separate accounts at end of year	2015-12-31	$80,245
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$80,710
Interest earned on other investments	2015-12-31	$56,685
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,221,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,236,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$5,420
Net investment gain/loss from pooled separate accounts	2015-12-31	$8,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$137,350
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2015-12-31	431365401
2014 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$20,593
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$196,837
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$146,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$131,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$16,537
Value of total assets at end of year	2014-12-31	$2,993,305
Value of total assets at beginning of year	2014-12-31	$2,963,668
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$15,596
Total interest from all sources	2014-12-31	$55,494
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$16,537
Administrative expenses (other) incurred	2014-12-31	$15,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$50,230
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,993,305
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,963,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,675,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,671,497
Value of interest in pooled separate accounts at end of year	2014-12-31	$80,710
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$71,424
Interest earned on other investments	2014-12-31	$55,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,236,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,220,747
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$24,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$114,547
Net investment gain/loss from pooled separate accounts	2014-12-31	$10,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$106,989
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2014-12-31	431365401
2013 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$44,638
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,151,517
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$169,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$157,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$857,402
Value of total assets at end of year	2013-12-31	$2,963,668
Value of total assets at beginning of year	2013-12-31	$2,026,290
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$11,655
Total interest from all sources	2013-12-31	$51,361
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$857,402
Administrative expenses (other) incurred	2013-12-31	$11,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$982,016
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,963,668
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,026,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,671,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$820,602
Value of interest in pooled separate accounts at end of year	2013-12-31	$71,424
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$18,787
Interest earned on other investments	2013-12-31	$51,361
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,220,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,186,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$240,896
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$157,846
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2013-12-31	431365401
2012 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$25,399
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$172,244
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$65,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$55,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$2,026,290
Value of total assets at beginning of year	2012-12-31	$1,945,124
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$10,502
Total interest from all sources	2012-12-31	$50,883
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Administrative expenses (other) incurred	2012-12-31	$10,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$106,565
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,026,290
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,945,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$820,602
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$705,755
Value of interest in pooled separate accounts at end of year	2012-12-31	$18,787
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$16,623
Interest earned on other investments	2012-12-31	$50,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,186,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,222,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$119,637
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$55,177
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2012-12-31	431365401
2011 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$7,377
Total transfer of assets from this plan	2011-12-31	$172,123
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$46,685
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$107,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$98,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$1,945,124
Value of total assets at beginning of year	2011-12-31	$2,171,097
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$9,771
Total interest from all sources	2011-12-31	$51,911
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$9,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-61,227
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,945,124
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,171,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$705,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$876,391
Value of interest in pooled separate accounts at end of year	2011-12-31	$16,623
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$45,905
Interest earned on other investments	2011-12-31	$51,911
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,222,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,248,801
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$24,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-9,269
Net investment gain/loss from pooled separate accounts	2011-12-31	$4,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$73,166
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2011-12-31	431365401
2010 : COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$1,087,476
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$171,466
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$155,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$144,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$0
Value of total assets at end of year	2010-12-31	$2,171,097
Value of total assets at beginning of year	2010-12-31	$3,242,153
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,645
Total interest from all sources	2010-12-31	$52,606
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at beginning of year	2010-12-31	$19,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$16,420
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,171,097
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,242,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$876,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,698,369
Value of interest in pooled separate accounts at end of year	2010-12-31	$45,905
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$89,116
Interest earned on other investments	2010-12-31	$52,606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,248,801
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,435,420
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$267
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$113,762
Net investment gain/loss from pooled separate accounts	2010-12-31	$5,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$144,134
Contract administrator fees	2010-12-31	$10,645
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	THE WHITLOCK COMPANY
Accountancy firm EIN	2010-12-31	431365401

Form 5500 Responses for COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN

2019: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2018: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2017: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: COLLEGE OF THE OZARKS DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	103979
Policy instance	1

Potentially related plans

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Company Name:	SCHOOL OF THE OZARKS, INC.
Employer identification number (EIN):	440556862
NAIC Classification:	611000

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01	SAMUEL A. KETCHER	2020-09-14
002	2018-01-01	SAMUEL A. KETCHER	2019-07-25
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01	CHARLES HUGHES
002	2013-01-01	CHARLES HUGHES
002	2012-01-01	CHARLES HUGHES
002	2011-01-01	CHARLES HUGHES