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HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HATHAWAY & KUNZ, P.C. has sponsored the creation of one or more 401k plans.

Company Name:HATHAWAY & KUNZ, P.C.
Employer identification number (EIN):450463345
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about HATHAWAY & KUNZ, P.C.

Jurisdiction of Incorporation: Wyoming Corporations Division
Incorporation Date: 2002-01-28
Company Identification Number: 000430924
Legal Registered Office Address: 2515 Warren Avenue, Suite 500

Cheyenne
United States of America (USA)
82001

More information about HATHAWAY & KUNZ, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01RICK THOMPSON
0012015-01-01RICK THOMPSON
0012014-01-01RICK THOMPSON
0012013-01-01RICK THOMPSON
0012012-01-01RICK THOMPSON
0012011-01-01RICK THOMPSON
0012010-01-01RICK THOMPSON

Plan Statistics for HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0117
Total number of active participants reported on line 7a of the Form 55002016-01-0112
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-014
Total of all active and inactive participants2016-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0116
Number of participants with account balances2016-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0119
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0116
Number of participants with account balances2015-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0121
Total number of active participants reported on line 7a of the Form 55002014-01-0113
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0119
Number of participants with account balances2014-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0116
Total number of active participants reported on line 7a of the Form 55002013-01-0113
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0117
Number of participants with account balances2013-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0117
Total number of active participants reported on line 7a of the Form 55002012-01-0112
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0116
Number of participants with account balances2012-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0117
Total number of active participants reported on line 7a of the Form 55002011-01-0112
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0116
Total participants2011-01-0116
Number of participants with account balances2011-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0115
Total number of active participants reported on line 7a of the Form 55002010-01-0112
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-015
Total of all active and inactive participants2010-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0117
Number of participants with account balances2010-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$290,120
Expenses. Total of all expenses incurred2016-12-31$90,390
Benefits paid (including direct rollovers)2016-12-31$85,674
Total plan assets at end of year2016-12-31$2,665,255
Total plan assets at beginning of year2016-12-31$2,465,525
Value of fidelity bond covering the plan2016-12-31$250,000
Total contributions received or receivable from participants2016-12-31$117,517
Other income received2016-12-31$140,033
Net income (gross income less expenses)2016-12-31$199,730
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,665,255
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,465,525
Assets. Value of participant loans2016-12-31$17,252
Assets. Value of assets in partnership/joint-venture interests2016-12-31$77,317
Total contributions received or receivable from employer(s)2016-12-31$32,570
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,716
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$90,248
Expenses. Total of all expenses incurred2015-12-31$12,038
Benefits paid (including direct rollovers)2015-12-31$8,343
Total plan assets at end of year2015-12-31$2,465,525
Total plan assets at beginning of year2015-12-31$2,387,315
Value of fidelity bond covering the plan2015-12-31$240,000
Total contributions received or receivable from participants2015-12-31$89,395
Other income received2015-12-31$-29,014
Net income (gross income less expenses)2015-12-31$78,210
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,465,525
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,387,315
Assets. Value of participant loans2015-12-31$30,716
Assets. Value of assets in partnership/joint-venture interests2015-12-31$77,317
Total contributions received or receivable from employer(s)2015-12-31$29,867
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,695
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$240,999
Expenses. Total of all expenses incurred2014-12-31$7,793
Benefits paid (including direct rollovers)2014-12-31$4,713
Total plan assets at end of year2014-12-31$2,387,315
Total plan assets at beginning of year2014-12-31$2,154,109
Value of fidelity bond covering the plan2014-12-31$220,000
Total contributions received or receivable from participants2014-12-31$91,043
Other income received2014-12-31$110,865
Net income (gross income less expenses)2014-12-31$233,206
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,387,315
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,154,109
Assets. Value of participant loans2014-12-31$13,143
Assets. Value of assets in partnership/joint-venture interests2014-12-31$77,366
Total contributions received or receivable from employer(s)2014-12-31$39,091
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,080
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$397,295
Expenses. Total of all expenses incurred2013-12-31$29,304
Benefits paid (including direct rollovers)2013-12-31$24,609
Total plan assets at end of year2013-12-31$2,154,109
Total plan assets at beginning of year2013-12-31$1,786,118
Value of fidelity bond covering the plan2013-12-31$185,000
Total contributions received or receivable from participants2013-12-31$102,141
Other income received2013-12-31$262,713
Net income (gross income less expenses)2013-12-31$367,991
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,154,109
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,786,118
Assets. Value of participant loans2013-12-31$17,248
Assets. Value of assets in partnership/joint-venture interests2013-12-31$67,211
Total contributions received or receivable from employer(s)2013-12-31$32,441
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$4,695
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$201,182
Expenses. Total of all expenses incurred2012-12-31$2,328
Benefits paid (including direct rollovers)2012-12-31$40
Total plan assets at end of year2012-12-31$1,786,118
Total plan assets at beginning of year2012-12-31$1,587,264
Value of fidelity bond covering the plan2012-12-31$185,000
Total contributions received or receivable from participants2012-12-31$96,612
Other income received2012-12-31$79,056
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$198,854
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,786,118
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,587,264
Assets. Value of assets in partnership/joint-venture interests2012-12-31$67,211
Total contributions received or receivable from employer(s)2012-12-31$25,514
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,288
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-211,122
Expenses. Total of all expenses incurred2011-12-31$36,341
Benefits paid (including direct rollovers)2011-12-31$36,341
Total plan assets at end of year2011-12-31$1,587,264
Total plan assets at beginning of year2011-12-31$1,834,727
Value of fidelity bond covering the plan2011-12-31$185,000
Total contributions received or receivable from participants2011-12-31$84,085
Other income received2011-12-31$-322,266
Net income (gross income less expenses)2011-12-31$-247,463
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,587,264
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,834,727
Assets. Value of assets in partnership/joint-venture interests2011-12-31$67,198
Total contributions received or receivable from employer(s)2011-12-31$27,059
2010 : HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$36,346
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$1,834,727
Total plan assets at beginning of year2010-12-31$1,798,381
Value of fidelity bond covering the plan2010-12-31$180,000
Total contributions received or receivable from participants2010-12-31$80,662
Other income received2010-12-31$-62,969
Net income (gross income less expenses)2010-12-31$36,346
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,834,727
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,798,381
Assets. Value of participant loans2010-12-31$878
Assets. Value of assets in partnership/joint-venture interests2010-12-31$67,140
Total contributions received or receivable from employer(s)2010-12-31$18,653
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN

2016: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HATHAWAY & KUNZ, P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

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