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NAVAJO MINE RETIREMENT PLAN 401k Plan overview

Plan NameNAVAJO MINE RETIREMENT PLAN
Plan identification number 002

NAVAJO MINE RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BHP BILLITON NEW MEXICO COAL INC. has sponsored the creation of one or more 401k plans.

Company Name:BHP BILLITON NEW MEXICO COAL INC.
Employer identification number (EIN):452485938
NAIC Classification:212110
NAIC Description: Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NAVAJO MINE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01ANDREA GLASOFER
0022014-01-01ANDREA GLASOFER
0022013-01-01ANDREA GLASOFER

Plan Statistics for NAVAJO MINE RETIREMENT PLAN

401k plan membership statisitcs for NAVAJO MINE RETIREMENT PLAN

Measure Date Value
2015: NAVAJO MINE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,164
Total number of active participants reported on line 7a of the Form 55002015-01-01309
Number of retired or separated participants receiving benefits2015-01-01425
Number of other retired or separated participants entitled to future benefits2015-01-01296
Total of all active and inactive participants2015-01-011,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01128
Total participants2015-01-011,158
2014: NAVAJO MINE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,162
Total number of active participants reported on line 7a of the Form 55002014-01-01351
Number of retired or separated participants receiving benefits2014-01-01411
Number of other retired or separated participants entitled to future benefits2014-01-01277
Total of all active and inactive participants2014-01-011,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01125
Total participants2014-01-011,164
2013: NAVAJO MINE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,165
Total number of active participants reported on line 7a of the Form 55002013-01-01410
Number of retired or separated participants receiving benefits2013-01-01368
Number of other retired or separated participants entitled to future benefits2013-01-01281
Total of all active and inactive participants2013-01-011,059
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01103
Total participants2013-01-011,162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on NAVAJO MINE RETIREMENT PLAN

Measure Date Value
2015 : NAVAJO MINE RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,933,595
Total unrealized appreciation/depreciation of assets2015-12-31$-1,933,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$13,495,211
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$240,513
Total income from all sources (including contributions)2015-12-31$-2,537,874
Total loss/gain on sale of assets2015-12-31$294
Total of all expenses incurred2015-12-31$5,697,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,879,909
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$129,707,704
Value of total assets at beginning of year2015-12-31$124,688,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$817,527
Total interest from all sources2015-12-31$1,703,603
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,801,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,801,879
Administrative expenses professional fees incurred2015-12-31$267,415
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$15,610,829
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$466,494
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$10,393,544
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$476,885
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$13,495,211
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$240,513
Other income not declared elsewhere2015-12-31$104,191
Administrative expenses (other) incurred2015-12-31$166,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-8,235,310
Value of net assets at end of year (total assets less liabilities)2015-12-31$116,212,493
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$124,447,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$383,154
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$52,726,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$51,542,653
Interest earned on other investments2015-12-31$14,086
Income. Interest from US Government securities2015-12-31$713,538
Income. Interest from corporate debt instruments2015-12-31$974,535
Value of interest in common/collective trusts at end of year2015-12-31$2,084,581
Value of interest in common/collective trusts at beginning of year2015-12-31$1,562,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$500,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$500,930
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,444
Asset value of US Government securities at end of year2015-12-31$31,567,639
Asset value of US Government securities at beginning of year2015-12-31$48,624,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,217,678
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$3,432
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,879,909
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$3,303,752
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$13,326,906
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$14,020,505
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$8,187,468
Contract administrator fees2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$137,704,345
Aggregate carrying amount (costs) on sale of assets2015-12-31$137,704,051
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HAM, LANGSTON, & BREZINA, LLP
Accountancy firm EIN2015-12-31760448495
2014 : NAVAJO MINE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,624,413
Total unrealized appreciation/depreciation of assets2014-12-31$3,624,413
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$240,513
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$47,827
Total income from all sources (including contributions)2014-12-31$16,877,871
Total loss/gain on sale of assets2014-12-31$645,077
Total of all expenses incurred2014-12-31$5,053,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,609,820
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$124,688,316
Value of total assets at beginning of year2014-12-31$112,671,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$443,886
Total interest from all sources2014-12-31$977,152
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,075,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,075,980
Administrative expenses professional fees incurred2014-12-31$60,469
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$466,494
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$281,821
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$476,885
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$74,885
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$240,513
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$47,827
Other income not declared elsewhere2014-12-31$-17,036
Administrative expenses (other) incurred2014-12-31$161,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$11,824,165
Value of net assets at end of year (total assets less liabilities)2014-12-31$124,447,803
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$112,623,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$221,465
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$51,542,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$76,185,464
Interest earned on other investments2014-12-31$14,086
Income. Interest from US Government securities2014-12-31$567,044
Income. Interest from corporate debt instruments2014-12-31$388,368
Value of interest in common/collective trusts at end of year2014-12-31$1,562,242
Value of interest in common/collective trusts at beginning of year2014-12-31$9,654,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$500,930
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$7,654
Asset value of US Government securities at end of year2014-12-31$48,624,738
Asset value of US Government securities at beginning of year2014-12-31$25,801,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,571,209
Net investment gain or loss from common/collective trusts2014-12-31$1,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,609,820
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$13,326,906
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$8,187,468
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$673,592
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$5
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$138,218,088
Aggregate carrying amount (costs) on sale of assets2014-12-31$137,573,011
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HAM, LANGSTON, & BREZINA, LLP
Accountancy firm EIN2014-12-31760448495
2013 : NAVAJO MINE RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$47,827
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,988,266
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,015,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,906,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,996,000
Value of total assets at end of year2013-12-31$112,671,465
Value of total assets at beginning of year2013-12-31$114,650,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$108,888
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$59,454
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$281,821
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$74,885
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$47,827
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$49,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-2,026,949
Value of net assets at end of year (total assets less liabilities)2013-12-31$112,623,638
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$114,650,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$76,185,464
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$112,652,587
Value of interest in common/collective trusts at end of year2013-12-31$9,654,008
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$25,801,690
Asset value of US Government securities at beginning of year2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,996,000
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$1,998,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,906,327
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$673,592
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$5
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HAM, LANGSTON, & BREZINA, LLP
Accountancy firm EIN2013-12-31760448495

Form 5500 Responses for NAVAJO MINE RETIREMENT PLAN

2015: NAVAJO MINE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NAVAJO MINE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NAVAJO MINE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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